Regulatory Compliance Manager

We are seeking a highly skilled Regulatory Compliance Manager to join our Risk Advisory Services practice at RSM. As a key member of our team, you will lead and deliver regulatory compliance internal audits, assessments, and model validations for clients in the banking and financial services industries.Key Responsibilities:Develop strong relationships with...

Job Title: Regulatory Advisory ManagerWe are seeking a highly skilled Regulatory Advisory Manager to join our team at Forvis. As a key member of our organization, you will be responsible for leading and managing audits, ensuring compliance with regulatory requirements, and providing expert advice on AML and Sanctions programs.Key Responsibilities:Lead and...

Job SummaryWe are seeking a highly skilled Regulatory Advisory Manager to join our team at Forvis Mazars. As a key member of our audit and compliance team, you will be responsible for leading and managing audits of AML and Sanctions programs to ensure compliance with regulatory requirements and internal policies.Key ResponsibilitiesLead and manage audits of...

Job Title: Manager, BSA/AML ComplianceWe are seeking a highly skilled and experienced Manager, BSA/AML Compliance to join our Risk Advisory Services practice. As a key member of our team, you will be responsible for leading and delivering regulatory compliance internal audits, assessments, model validations, and other services at client locations within...

Role OverviewWe are seeking an experienced Regulatory Compliance Officer to oversee our organization's regulatory compliance functions, including exam management, regulatory change management, and risk corrective action plans. The successful candidate will be responsible for ensuring that all company operations are conducted in compliance with ethical...

Regulatory Compliance AnalystWEX Inc., a leading provider of business-to-business payment solutions, is seeking a highly skilled Regulatory Compliance Analyst to join its team. As a key member of the Financial Services Compliance Advisory group, you will play a critical role in maintaining the company's leadership position in the industry.Key...

Job SummaryWe are seeking a highly skilled and experienced Associate General Counsel, Regulatory to join our team at the Financial Industry Regulatory Authority (FINRA). This is a unique opportunity to work in a dynamic and fast-paced environment, where you will have the chance to make a significant impact on the regulatory landscape of the financial...

Job Title: Compliance LawyerAt Daniels Health, we are seeking a highly skilled Compliance Lawyer to join our team. As a Compliance Lawyer, you will play a critical role in ensuring our company's compliance with federal, state, and local regulatory frameworks.Responsibilities:Work with our compliance team to develop and implement effective legal compliance...

At Interactive Brokers, we are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team in Chicago, Illinois.This is a hybrid role that requires three days in the office and two days remote. As a Regulatory Compliance Specialist, you will play a critical role in ensuring the firm complies with the Bank Secrecy Act, USA...

Regulatory Compliance Role at AvantWe are seeking a highly motivated and detail-oriented individual to join our team as a Regulatory Compliance Specialist. As a key member of our compliance team, you will be responsible for conducting second-line regulatory compliance monitoring and testing, supporting regulatory risk assessments, and supporting regulatory...

Job Title: Compliance Officer - Exam and Inquiry ManagementMarex Services Group, LLC is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business activities are conducted in accordance with regulatory requirements.Key Responsibilities:Track, compile, and...

Job SummaryTempus is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Document Control team, you will be responsible for ensuring compliance with CAP/CLIA, FDA regulations, ISO, and other regulatory standards.This is a hybrid role that requires strong analytical and problem-solving skills, as well as...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at BioSpace, Inc. The ideal candidate will have a strong background in clinical pharmacology and regulatory compliance, with excellent analytical and problem-solving skills.Key ResponsibilitiesPerform quality control reviews of regulatory, scientific, and clinical...

Job SummaryCorient Private Wealth LLC is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a crucial role in maintaining our organization's compliance with laws, regulations, and internal policies while optimizing our operational processes.Key ResponsibilitiesReview and approve marketing materials from a...

Job SummaryWe are seeking a highly skilled and experienced Senior Regulatory Compliance Officer to join our team at HCSC. This role will be responsible for coordinating and administering various responsibilities within our regulatory office, working with high-risk issues and departments to ensure compliance with federal and state regulations.Key...

About the RoleWe are seeking a highly skilled Regulatory Compliance Counsel to join our team at Nextdoor. As a key member of our Counsel team, you will play a critical role in analyzing laws that impact our platform and products, developing practical compliance plans, and working cross-functionally with teams to implement these plans.Key...

Marex Spectron is a global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging, and Investment Solutions and Agency and...

About NextdoorNextdoor is a platform that connects neighbors and communities, fostering a kinder world where everyone has a neighborhood they can rely on.Job SummaryWe are seeking a highly skilled Regulatory Compliance Counsel to join our Counsel team. As a key member of our team, you will be responsible for analyzing laws that impact our platform and...

About the RoleNextdoor is seeking a highly skilled Regulatory Compliance Counsel to join our team. As a key member of our Counsel team, you will play a critical role in analyzing laws that impact our platform and products, developing practical compliance plans, and working cross-functionally with teams to implement these plans.Key ResponsibilitiesAnalyze...

Job Title: Compliance SpecialistThe Alliance for Clinical Trials in Oncology Foundation is seeking a highly skilled Compliance Specialist to join our team. As a key member of our organizational compliance program, you will play a critical role in ensuring the operational aspects of our clinical trials and translational research are conducted in compliance...