Regulatory Control Senior Advisor
1 week ago
Join Deutsche Bank as a Regulatory Control Senior Advisor and contribute to the Surveillance Calibration & Effectiveness Review (SCE) team. As a key member of this team, you will provide observations and recommendations to optimize the effectiveness and efficiency of Trade Surveillance scenarios used globally across the Investment Bank, Corporate Bank, and Private Bank to detect market abuse.
Key Responsibilities:- Conduct calibration and effectiveness reviews of priority and assigned Trade Surveillance scenarios
- Review existing processes and procedures, providing input and recommendations for enhancing processes and creating strategic solutions for calibrating and validating global surveillance alert scenarios
- Support the broader surveillance team and Technology to analyze alert scenario/detection engines' ability to capture specific use cases (e.g., external regulatory filings or internal findings outside surveillance)
- Review and interpret relevant industry regulations and internal Deutsche Bank policies to evaluate the effectiveness of compliance surveillance controls
- Report review findings to the surveillance management team and key stakeholders, including Audit
- Prior experience working in a compliance, surveillance, or audit role
- Intermediate to advanced skills in analyzing large data sets using RStudio, Python, VBA, or SQL experience would be beneficial
- Intermediate to advanced mathematical knowledge with understanding of and interpreting boxplot analysis, model validation, and performance monitoring
- Ability to document results and recommend improvements regarding compliance surveillance controls
- Ability to effectively work with a variety of stakeholders from different backgrounds and across different jurisdictions
- A diverse and inclusive environment that embraces change, innovation, and collaboration
- A hybrid working model, allowing for in-office/work from home flexibility, generous vacation, personal, and volunteer days
- Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
- Competitive compensation packages, including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
- Educational resources, matching gift, and volunteer programs
Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion. The salary range for this position in Jacksonville, FL is $75,000 to $110,000. Actual salaries may be based on a number of factors, including a candidate's skill set, experience, education, work location, and other qualifications.
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Regulatory Control Senior Advisor
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Jacksonville, Florida, United States Deutsche Bank Full timeJob Title: Regulatory Control Senior AdvisorAt Deutsche Bank, we are seeking a highly skilled Regulatory Control Senior Advisor to join our Surveillance Calibration & Effectiveness Review (SCE) team. As a key member of this team, you will play a critical role in providing observations and recommendations to optimize the effectiveness and efficiency of Trade...
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Regulatory Control Senior Advisor
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Jacksonville, Florida, United States Deutsche Bank AG Full time{"h1": "Regulatory Control Senior Advisor Job Description", "p": "At Deutsche Bank AG, we are seeking a highly skilled Regulatory Control Senior Advisor to join our Surveillance Calibration & Effectiveness Review (SCE) team. As a key member of this team, you will provide observations and recommendations to optimize the effectiveness and efficiency of Trade...
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