IT SOX Compliance Auditor

2 weeks ago

Stamford, Connecticut, United States Hoxton Circle Full time
Job Overview

A prominent publicly traded company is in search of an IT SOX Compliance Auditor to enhance their auditing team on a permanent basis.

The IT SOX Compliance Auditor will be essential in guaranteeing that the IT systems and procedures adhere to the Sarbanes-Oxley (SOX) Act stipulations. This role encompasses the evaluation of IT controls, conducting audits, and collaborating with various departments to ensure strong compliance with regulatory standards.

Position Highlights:

  • Flexible hybrid/remote work options.
  • Salary range of $100,000 to $120,000.
  • Performance-based bonus opportunities.
  • Comprehensive medical, dental, and vision insurance.
  • 401(k) retirement plan.
  • Supportive and enjoyable team-oriented atmosphere.

Key Responsibilities:

  • Execute IT SOX Audits: Conduct routine and special audits of IT systems and processes to ensure compliance with SOX regulations. This includes assessing the effectiveness of IT controls and pinpointing potential risk areas.
  • Evaluate IT Controls: Analyze the design and operational effectiveness of IT general controls (ITGCs) and application controls, particularly those concerning access management, change management, data integrity, and system development.
  • Reporting and Documentation: Record audit findings and control deficiencies, create comprehensive audit reports, and offer recommendations for enhancements. Effectively communicate results to senior management and relevant stakeholders.
  • Risk Evaluation: Identify and evaluate IT-related risks and vulnerabilities that may affect the company's financial reporting and compliance. Assist in formulating and executing mitigation strategies.
  • Regulatory Compliance and Best Practices: Remain updated on SOX compliance requirements, industry benchmarks, and best practices. Ensure that IT policies and procedures align with regulatory demands and internal controls.
  • Team Collaboration: Collaborate closely with internal teams, including IT, finance, and legal departments, to facilitate seamless audit processes and address any issues or concerns. Provide guidance and support to improve overall control environments.
  • Ongoing Improvement: Engage in the development and refinement of audit methodologies, tools, and processes to enhance the efficiency and effectiveness of the SOX audit program.

Required Qualifications:

  • A bachelor's degree is mandatory.
  • Approximately two to six years of relevant experience.
  • At least two years of audit experience with a publicly traded company or prior/current experience in a Big 4 or public accounting firm.

Hoxton Circle is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.

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