Business Unit Director

2 days ago


Hartford, Connecticut, United States Ascendo Resources Full time

We are seeking a seasoned professional to lead our branch operations and Client Service Associate team. The ideal candidate will have a strong background in management and a proven track record of success in a similar role.

Key Responsibilities

  • Oversee the day-to-day operations of the branch, ensuring seamless execution of administrative tasks and provision of comprehensive support to the team.
  • Lead the recruitment, selection, onboarding, training, and management of the Client Service Associate team to drive optimal performance and growth.
  • Conduct regular performance evaluations and make key personnel decisions related to compensation, promotions, and professional development.
  • Educate and train all branch employees on administrative policies, procedures, and compliance requirements.
  • Address and escalate supervisory issues when necessary, ensuring local follow-up on any issues identified by the management team.

Requirements

  • Minimum 3 years of management experience in a similar industry or field.
  • Active FINRA Series 9 and 10 License.
  • Bachelor's degree in a related field.
  • Proficiency in FINRA regulations and client service policies and procedures.


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