Senior Risk Management Advisor
2 weeks ago
Employment Type: Regular
Language Requirement: English (Required)
Work Schedule: 1st shift (United States of America)
Position OverviewCollaborate with leadership across Business Units to oversee regulations, risks, and controls. Provide expert regulatory guidance and risk insights to designated Business Leaders. Contribute to risk and regulatory initiatives, rule execution, and corporate projects.
Key Responsibilities- Serve as a Subject Matter Expert (SME) in regulatory and risk matters for Wealth Brokerage Business Leaders, ensuring adherence to regulations, policies, procedures, and risk program standards.
- Work alongside colleagues from various business sectors to identify and address regulatory, risk, and control deficiencies.
- Offer risk management expertise for strategic initiatives and support compliance efforts.
- Generate metrics to monitor progress towards risk management objectives.
- Provide recommendations to improve Business Unit operations and deliver training on regulatory and compliance topics.
- Participate in special projects as needed.
- Bachelor's degree in Accounting, Business, Finance, or a related discipline.
- 8+ years of experience in a financial institution with a focus on risk management.
- In-depth understanding of regulatory standards and non-financial risks.
- Capability to evaluate compliance levels and pinpoint areas for enhancement.
- Excellent written and verbal communication skills, problem-solving capabilities, and time management proficiency.
- Familiarity with basic computer applications.
- Willingness to travel occasionally.
- Master's degree in Finance or Business.
- 12 years of relevant banking experience.
- Experience in auditing.
- Strong knowledge in pertinent business unit areas.
- Possession of FINRA Series 7, 24, 53, and 66 licenses.
Truist Financial Corporation offers a comprehensive benefits package for eligible employees, including medical, dental, vision, life insurance, disability coverage, a 401k plan, vacation days, sick leave, and paid holidays.
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