Senior Compliance Generalist

2 weeks ago


New York, New York, United States Atlantic Group Full time

Position Overview: Join Atlantic Group as a key player in our compliance division, focusing on ensuring adherence to regulatory standards and internal policies.

Location: Remote options available

Compensation: Competitive salary range of $165k-$225k plus performance bonuses

Key Responsibilities:

  • Oversee the execution of compliance objectives and deliverables.
  • Collaborate with compliance team members across various departments to address compliance-related tasks.
  • Lead the management of the firm's ESG Compliance initiatives, including the assessment of ESG reports and marketing materials.
  • Support fund expense allocation assessments and related financial projects as necessary.
  • Contribute to the development, implementation, and ongoing maintenance of the firm’s policies and procedures.
  • Direct the execution of compliance projects, identify compliance risks, formulate corrective action plans, and recommend strategies to prevent future issues.
  • Work alongside the Core Compliance team to enhance operational efficiency while upholding internal controls. Actively explore tools and technologies to optimize processes.

Qualifications:

  • A Bachelor's degree or higher; advanced degrees are advantageous.
  • A minimum of 8 years of experience in investment management, financial services, or compliance within the industry.
  • Familiarity with private markets, alternative investments, real assets, and private funds is essential.
  • Knowledge of the Investment Company Act, particularly BDC regulations, and advisory functions is preferred, along with experience in asset management compliance.
  • Strong organizational, verbal, and written communication skills.
  • Proven ability to drive solutions and present ideas effectively, fostering consensus and advocating for necessary changes.
  • Capability to build and maintain robust interpersonal relationships across various business functions.
  • Experience working effectively with external stakeholders at all levels of an organization.
  • Detail-oriented with the capacity to assess and prioritize multiple projects.


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