Compliance Officer

About the RolePineBridge Investments is seeking a highly skilled Investment & Trade Compliance Specialist to join our team. As a key member of our Global Compliance Team, you will play a critical role in ensuring the compliance of our asset management business with relevant securities laws and regulations.Key ResponsibilitiesSupport the Head of Global...

Job DescriptionJob Title: Chief Compliance OfficerDepartment: Department For The AgingJob Summary:The Department For The Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, the Chief Compliance Officer will be responsible for ensuring that our organization is in compliance...

Job SummaryAres Management Corporation is seeking a highly skilled and experienced Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will be responsible for creating and implementing the Firm's Registered Investment Adviser program, ensuring compliance with complex regulatory regimes, and providing...

About the RoleWe are seeking a highly skilled and experienced Senior Compliance Officer to join our Control Room function at Deutsche Bank. As a key member of our team, you will play a critical role in maintaining the integrity of our information barriers and ensuring compliance with regulatory requirements.Key ResponsibilitiesMaintain and update the Firm's...

Job SummaryThe City of New York is seeking a highly skilled Procurement Liaison to join our team. As a key member of our procurement team, you will be responsible for ensuring compliance with contractual provisions of City, State, and Federal funded contracts.Key ResponsibilitiesReview and oversee the analysis and compilation of contract details from various...

KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies...

Company OverviewVeritas Partners is a reputable financial institution focused on maintaining high standards of compliance and risk management.Position SummaryThe organization is in search of a Deputy BSA Officer to bolster their compliance division. This role is essential in assisting the BSA Officer with adherence to BSA and AML regulations. The position...

Position OverviewVeritas Partners is seeking a Deputy BSA Officer to enhance our compliance division. The successful candidate will assist the BSA Officer in overseeing BSA and AML compliance obligations. This role offers a hybrid work arrangement, requiring presence in the office three days a week.Key ResponsibilitiesEvaluate and determine the escalation of...

Position OverviewVeritas Partners is in search of a dedicated Deputy BSA Officer to enhance our compliance division. The selected candidate will assist the BSA Officer in fulfilling BSA and AML compliance obligations. This role offers a hybrid work arrangement, requiring presence in the office three days a week.Key ResponsibilitiesEvaluate and make...

Position Title: Regulatory Affairs CoordinatorObjective of the Role:To facilitate prompt and precise legal and regulatory submissions while delivering exceptional service for US 501(c)(3) Standard Management Clients.Work Schedule: 20-25 hours/week, with potential for full-time.Collaborative Teams:Charity Management TeamFinance TeamIT DepartmentReporting...

Job DescriptionWe are seeking a seasoned banking professional to fill the role of Deputy Chief Compliance Officer at Banking Careers.Key Responsibilities:Serve as a subject matter expert and support the compliance team in executing its responsibilities.Assist in directing the overall compliance program and strategy for the firm.Recommend policies and partner...

RIT Solutions, Inc. is seeking a highly skilled Compliance Officer to join our team in a Top-Tier Investment Bank. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong control environment.Key Responsibilities:Assist and advise on Investment Banking and Capital Markets...

About the Role: Grade Level (for internal use): 12 The Team: Working with Compliance Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation contact for S&P Global Ratings data and technology activities from a Compliance, Risk & Internal Controls...

Job SummaryCypress HCM is seeking a highly skilled Compliance Manager to support our Compliance team. As a key member of our team, you will assist in the day-to-day operations of our technology platforms that support the Compliance function.Key ResponsibilitiesConflict of Interest ManagementMonitor and review all conflicts of interest reported through our...

Become a Key Player as a Compliance Officer.ASCEND HIRE INC, a leading firm in property management, is committed to delivering high-quality affordable housing solutions. We are in search of a meticulous professional to oversee compliance and ensure efficient operations within our housing initiatives.Key Responsibilities:Collaborate with applicants and...

Our client is looking for full-time Privacy Compliance Officer. This role will be onsite in New York, NYThe successful candidate will be involved in global privacy initiatives, interacting on a regular basis with Legal & Compliance, Information Security, Technology, Business, and Internal Audit groups as well as with senior leadership teams. Candidates must...

We are seeking a seasoned banking professional to serve as Deputy Chief Compliance Officer. This role is ideal for a seasoned banking compliance professional looking to take on a leadership position in a dynamic and growing organization. Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer will be responsible for ensuring that the...

As an Anti-Money Laundering Compliance Officer, you will be responsible for overseeing and managing the Firm's AML, BSA, and OFAC compliance programs.The candidate must possess an in-depth understanding of AML requirements driven by FINRA, SEC, MSRB, OCC, and blue-sky regulations.Oversee the Firm's BSA/AML/OFAC Program by establishing, implementing, and...

**About the Role**We are seeking a highly skilled Compliance Officer to join our Investment Management Compliance team at The Bank of New York Mellon Corporation. This role is located in New York City, NY - HYBRID.**Key Responsibilities**Independently contribute to the compliance efforts of multiple assigned business units, ensuring adherence to regulatory...

Job Description The Corporate Tax Compliance Officer will be responsible for assisting the Assisting Director of Compliance on: Tax Compliance, Provision, Research and Audit. Specific duties include Prepare Federal, State & Local tax returns including quarterly estimated payments for separate, consolidated, unitary and worldwide tax filings Calculate tax...