Compliance Policy Governance Vice President

1 day ago


New York, New York, United States Goldman Sachs Full time
Job Summary

We are seeking a highly skilled Compliance Policy Governance Vice President to join our team at Goldman Sachs. As a key member of our Compliance department, you will play a critical role in driving our Corporate Policy Governance Framework forward.

Key Responsibilities
  • Support the design and implementation of Target State Compliance policy documents
  • Align and continuously evolve the governance and oversight of the Compliance Policy Oversight Group, including reporting and development of key controls
  • Engage key stakeholders to make strategic decisions and prioritize implementation plans
  • Oversee regulatory mapping of obligations to policy documents for documents owned by Compliance
  • Draft required policy document communications and present to senior audiences as required
  • Facilitate Policy rationalization to achieve a target state of governing documents for Compliance
  • Manage change in partnership with impacted stakeholders and deliver information and reporting to Compliance management
  • Author and review governing documents that achieve minimum standards with quality and consistency
  • Partner with and direct vendors to deliver against GS expectations
  • Manage requests and exams from outside regulators and internal audit
  • Represent Compliance in first line and second line led remediation efforts
Requirements
  • 5+ years of experience in Financial Services, with risk, legal, compliance and/or project management experience
  • Bachelor's Degree
  • Professional experience in handling policy governance objectives
  • Advanced PowerPoint and Excel skills, with an ability to learn new tools quickly
  • Strong understanding of Compliance program mandates and Operational Risk Frameworks
  • Strong writing skills with critical thinking and problem solving skills
  • Demonstrated ability of execution against deadlines
  • Strong communication and relationship-building skills in frequent interaction with other areas of Compliance
  • Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders
  • Experience in delivering high quality work products, reflecting attention to detail
  • Work independently and exercise strong judgment when executing an assigned task
  • Multi-task and have the ability to manage and advance multiple projects simultaneously
  • Identify and effectively escalate potential issues to appropriate person(s)
About Goldman Sachs

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

Learn more about our culture, benefits, and people at www.goldmansachs.com/careers

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process



  • New York, New York, United States Goldman Sachs Full time

    Job Title: Compliance Policy Governance Vice PresidentJoin Goldman Sachs as a Compliance Policy Governance Vice President and play a key role in driving our Corporate Policy Governance Framework forward. As a member of our Core Compliance Team, you will collaborate with first- and second-line teams, including Risk, businesses, functions, engineering, and...


  • New York, New York, United States TD Bank Group Full time

    Job DescriptionCapital Risk and Governance Associate Vice PresidentWe are seeking a highly experienced and skilled Capital Risk and Governance Associate Vice President to join our team at TD Bank Group. As a key member of our Risk Management team, you will be responsible for overseeing and leading a team that ensures all significant US capital risks are...


  • New York, New York, United States COMMUNITY SERVICE SOCIETY OF NEW YORK Full time

    Job Title: Vice President of Policy Research and AdvocacyCommunity Service Society of New York seeks a highly skilled and experienced Vice President of Policy Research and Advocacy to lead our policy department and drive progressive change in New York City.Job SummaryThe Vice President of Policy Research and Advocacy will oversee a team of policy analysts...


  • New York, New York, United States Social Capital Resources Full time

    Compliance Attorney Vice PresidentTop-Tier Commercial Bank is seeking a seasoned Compliance / Regulatory Attorney at the VP level to lead the bank's corporate compliance program and policies.Key Responsibilities:Develop and implement effective compliance strategies to mitigate risks and ensure regulatory compliance.Provide expert advice and guidance on U.S....


  • New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation is a leading global financial institution with a rich history and diverse range of financial services. Our Compliance Advisory team plays a critical role in ensuring the firm's operations are in compliance with regulatory requirements.The Compliance Advisory Vice President will assist in...


  • New York, New York, United States Solutus Legal Search Full time

    Job Title: Vice President, Legal and ComplianceSolutus Legal Search is seeking a highly experienced Vice President, Legal and Compliance to join our client's legal team. As a key member of the executive leadership team, you will be responsible for leading the company's legal strategy and ensuring compliance with all relevant laws and regulations.Key...


  • New York, New York, United States Cardea Group Full time

    Compliance Leader for Asset-Based FinanceCardea Group is seeking a seasoned Compliance professional to lead our Asset-Based Finance team. As a Compliance Vice President, you will be responsible for managing key compliance-related projects and initiatives, collaborating closely with senior and junior team members to advance projects, support business growth,...


  • New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including corporate and investment banking, securities, and consumer finance. With over 130 offices and 80,000 employees worldwide,...


  • New York, New York, United States Tusk Strategies Inc Full time

    About the RoleWe are seeking a highly experienced Senior Vice President, Government Relations to join our team at Tusk Strategies Inc. As a key member of our New York practice, you will be responsible for supporting our Executive Vice President and Senior Staff in all aspects of campaign management, research, and analysis.Key ResponsibilitiesSourcing and...


  • New York, New York, United States Citigroup Inc Full time

    Job SummaryCitigroup Inc. is seeking a highly skilled and experienced Senior Vice President of Model Governance to join our Risk Management team. As a key member of our team, you will be responsible for overseeing the development and implementation of risk models, ensuring their accuracy and reliability, and providing guidance on risk management...


  • New York, New York, United States TD Bank Full time

    Job DescriptionTD Bank is seeking a highly experienced and dynamic professional to join our team as an Associate Vice President, US Capital Risk and Governance. This role will oversee, lead, and develop a highly specialized team that ensures all significant US capital risks are appropriately understood, analyzed, and measured as part of the Bank's regulatory...


  • New York, New York, United States COMMUNITY SERVICE SOCIETY OF NEW YORK Full time

    Job DescriptionThe Vice President of Policy Research and Advocacy position is a key role within the Leadership Team at Community Service Society of New York. This role will lead a team of policy analysts in driving progressive change to address economic, racial, and social inequality in New York City. The successful candidate will develop and lead policy...


  • New York, New York, United States Hispanic Technology Executive Council Full time

    About the RoleWe are seeking a highly experienced and skilled Senior Vice President of Risk Governance to join our team at the Hispanic Technology Executive Council. As a key member of our organization, you will be responsible for overseeing the development and implementation of effective risk governance practices across our enterprise.Key...


  • New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including corporate and investment banking, securities, and consumer finance. With over 130 offices and 80,000 employees worldwide,...


  • New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide,...


  • New York, New York, United States New York City Economic Development Corporation Full time

    Vision Statement: To establish New York City as a leading example of inclusive innovation and economic advancement, driven by the diverse population and enterprises within the City. Mission Statement: To foster a dynamic, inclusive, and globally competitive economy that benefits all residents of New York City. Position Summary: The Government and Community...


  • New York, New York, United States COMMUNITY SERVICE SOCIETY OF NEW YORK Full time

    Position OverviewThe Senior Vice President of Policy Development and Advocacy is a key member of the Leadership Team at the Community Service Society of New York (CSS). This role will oversee a dedicated team of six to eight policy analysts committed to driving progressive reforms aimed at addressing economic, racial, and social disparities, ultimately...


  • New York, New York, United States COMMUNITY SERVICE SOCIETY OF NEW YORK Full time

    Position OverviewThe Senior Vice President of Policy Development and Advocacy is a pivotal role within the Leadership Team at the Community Service Society of New York. This position will oversee a dedicated team of six to eight policy analysts committed to driving progressive reforms aimed at addressing economic, racial, and social disparities, thereby...


  • New York, New York, United States COMMUNITY SERVICE SOCIETY OF NEW YORK Full time

    Position OverviewThe Senior Vice President of Policy Strategy and Advocacy is a pivotal role within the Leadership Team at the Community Service Society of New York. This position will oversee a dedicated team of six to eight policy analysts focused on driving progressive reforms to combat economic, racial, and social disparities, ultimately enhancing upward...


  • New York, New York, United States TD Bank N.A Full time

    Position Overview: We are seeking a Vice President of Compliance for Municipal Securities to enhance our compliance advisory capabilities. The successful candidate will possess extensive experience in compliance advisory roles specifically within the Municipal Securities sector. Key Responsibilities: - Provide expert compliance guidance and support in...