Regulatory Compliance Officer

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

VetJobs is seeking a highly skilled Regulatory Compliance Specialist to join our team.OverviewThe Regulatory Compliance Specialist will work closely with various business units to ensure adherence to compliance management processes, including documentation, training, reporting, and follow-up. This role will support the Department Manager in Regulatory Intake...

At LevelUP HCS, we are seeking an experienced Regulatory Compliance Manager to join our team. This is a challenging role that requires strong leadership and technical skills.The estimated salary for this position is around $120,000 - $180,000 per year, depending on experience and qualifications.About the RoleWe are looking for a highly skilled professional...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Cardea Group. This is an exciting opportunity for a driven professional to work closely with our Chief Compliance Officer (Americas) and contribute to the success of our dynamic, collaborative team.About the Role:This position involves day-to-day management of...

Job Title:Regulatory Compliance SpecialistAbout the Role:We are seeking an experienced Regulatory Compliance Specialist to join our team at the City of New York. As a key member of our Regulatory Compliance Unit, you will play a critical role in ensuring that our facilities comply with statutory, regulatory, and contractual obligations.The ideal candidate...

Regulatory Compliance Specialist for Investment BankingWe are seeking a highly skilled Regulatory Compliance Specialist to ensure regulatory compliance, oversee filing requirements, and maintain effective supervisory controls within the investment banking division.Main Responsibilities:Ensure all investment banking activities adhere to regulatory...

At MetroPlus Health Plan, we're committed to empowering New Yorkers by uniting communities through care. We believe that health care is a right, not a privilege.MetroPlusHealth provides the highest quality healthcare services to residents of Bronx, Brooklyn, Manhattan, Queens and Staten Island through a comprehensive list of products. As a wholly-owned...

Job OverviewThe City of New York's Department of Homeless Services (DHS) is seeking a highly skilled Regulatory Counsel to serve as a key member of the Office of Regulatory Compliance and Accountability (ORCA). This role plays a critical part in ensuring that DHS facilities comply with statutory, regulatory, and contractual obligations.Key...

Join Our Team as a Regulatory Compliance ExpertThe Farmer's Dog is a dynamic company that aims to revolutionize the pet food industry by providing personalized and high-quality dog food. As a Regulatory Compliance Expert, you will play a crucial role in ensuring that our products meet all applicable federal, state, and local regulations.About the RoleWe are...

Job OverviewThe Compliance Regulatory and Assurance (CPL RA) team at Crédit Agricole CIB is a specialized unit within the CACIB Compliance Function, reporting directly to the Chief Compliance Officer. The CPL RA team provides strategic management of regulatory activities, focusing on supervisory reviews, examinations, and continuous monitoring.Key...

**About BNY Mellon**BNY Mellon is a leading global financial institution with a rich history of innovation and growth. As one of the world's top asset management and banking firms, we manage trillions of dollars in assets, custody, and/or administration.We are known as the 'bank of banks' - a significant portion of the world's top banks work with us as we...

About the PositionWe are seeking a highly motivated Regulatory Compliance Specialist to join our team. The ideal candidate will be responsible for ensuring compliance with laws and regulations, overseeing regulatory reporting and statements, and developing procedures that align with current laws and regulations.

Established in Tokyo, Sumitomo Mitsui Banking Corporation is a leading global financial group with a 400-year history. Offering a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance, the Group has over 130 offices and 80,000 employees worldwide.The Americas region plays a significant role in SMBC's...

Your Role in Healthcare">In this role, you will be responsible for leading the regulatory implementations for NY State-Sponsored Programs and CMS Medicare lines of business.You will manage the full project cycle of implementations from beginning to end, analyzing complex product benefit configuration and rate implementation projects and building a range of...

Unlock Your Career Potential at QuantexaWe are seeking an exceptional Regulatory Compliance Specialist to join our team. This is a unique opportunity to work with a leading data analytics company, driving growth and innovation while ensuring regulatory compliance.About the Role:Align Quantexa's practices with global regulatory standards, including NIST, CMMC...

We are One Ten Associates, a reputable hedge fund based in New York, seeking a seasoned Compliance Associate to join our compliance team. This is an excellent opportunity for a motivated professional to take on a broad generalised compliance role with full exposure across the business.The ideal candidate will have buy-side experience, either working within a...

Senior Legal Counsel, Regulatory ComplianceWe are seeking a highly skilled Principal Regulatory Compliance Attorney to join our team at Spotify AB. As a key member of our regulatory compliance department, you will play a crucial role in ensuring that our company remains compliant with all applicable laws and regulations.About the RoleDevelop and implement...

We are seeking a highly skilled Senior Regulatory Compliance Specialist to join our team at Interparfums, Inc. The successful candidate will play a key role in ensuring the company's products comply with regulatory requirements globally.Job DescriptionThe Senior Regulatory Compliance Specialist will be responsible for leading the product submission process,...

Job OverviewWe are seeking a detail-oriented and proactive senior compliance professional to join our team as a Regulatory Compliance Manager for Private Equity Funds.ResponsibilitiesCompliance Monitoring: Assist in developing and implementing compliance monitoring programs to ensure all fund activities align with contractual covenants, SEC regulations, and...

Established in 1976, Michael Page is a leading professional recruitment consultancy with offices across the globe. Our client is a global independent investment advisory firm seeking a highly skilled Compliance Officer to join their team.About the RoleThis role offers an exciting opportunity for a compliance professional to work with a renowned financial...