Compliance Professional for Regulatory Excellence
5 days ago
We are One Ten Associates, a reputable hedge fund based in New York, seeking a seasoned Compliance Associate to join our compliance team. This is an excellent opportunity for a motivated professional to take on a broad generalised compliance role with full exposure across the business.
The ideal candidate will have buy-side experience, either working within a hedge fund or regulatory consultancy. Strong control room/code of ethics experience is advantageous, along with good working knowledge of regulatory reporting.
Duties include:
- Oversight of the Code of Ethics process
- Providing regulatory advice to the business
- Review and approval of marketing materials reviews, providing guidance to the marketing department
- Regulatory horizon scanning for new rules and regulations affecting the business
- Assistance with regulatory reporting processes
- Conducting surveillance, monitoring, and testing
This compliance position offers a unique chance to work with a leading hedge fund in New York. We are looking for two levels of experience:
Compliance Associate: 5+ years of experience - $125,000-$175,000
Compliance Analyst: 3-5 years of experience - $100,000-$125,000
As a Compliance Associate, you will be responsible for ensuring that our business practices align with regulatory requirements. If you are a detail-oriented professional with excellent communication skills, this could be the perfect opportunity for you.
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