Senior Sanctions Compliance Leader
6 days ago
We are seeking a seasoned Senior Sanctions Compliance Leader to spearhead our Global Sanctions program across all affiliates.
Key Responsibilities- Maintain and enhance a comprehensive Global Sanctions program, ensuring compliance with sanction obligations worldwide.
- Stay abreast of emerging sanctions developments, advising on updates to our global sanctions framework.
- Manage risk assessments to identify sanctions risks associated with new products and services.
- Evolve a robust inventory of sanctions compliance controls, operational metrics, and regulatory reporting processes.
- Collaborate with business units to resolve escalations and complex scenarios.
- Seven-plus years of experience in Sanctions compliance at a large broker or financial institution with an international client base, a Sanctions regulator, or an international law firm specializing in Sanctions matters.
- Four-plus years of management experience.
- Expertise in global sanctions regimes, including the US, EU, UK, Canada, and/or countries in the Asia Pacific region.
- Strong leadership, communication, analytical, and project management skills.
The estimated salary for this role is $120,000 - $180,000 per annum, depending on location and experience. In addition to competitive compensation, we offer an annual performance-based bonus and stock grant, as well as a comprehensive benefits package.
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Senior Regulatory Compliance Officer
5 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeOverview">Interactive Brokers Group, Inc. is a global financial services company that has been at the forefront of innovation for over four decades. We provide electronic brokerage services around the clock to clients in over 200 countries and territories.About the Role">We are seeking an experienced Senior Regulatory Compliance Officer to join our team....
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