Risk Management Specialist
6 days ago
Larson Maddox, a major player in the Alternative Investment Management sector, is seeking a seasoned Compliance professional to drive governance and risk management initiatives.
This senior leadership position will focus on developing and implementing effective policies and procedures to mitigate risks and ensure compliance with regulatory requirements.
Key Responsibilities:- Policy Development: Design and implement policies and procedures to promote a culture of compliance and ethics.
- Risk Management: Identify, assess, and mitigate potential risks and threats to the organization.
- Regulatory Compliance: Ensure adherence to SEC, NFA, and CFTC regulations through regular reviews and audits.
- Collaboration: Foster strong relationships with internal stakeholders to enhance compliance monitoring systems and processes.
- Training and Education: Develop and deliver training programs to promote a culture of compliance among employees.
- Education: Bachelor's degree required.
- Experience: 7-12 years of experience in compliance within the investment management industry.
- Expertise: Hedge fund or Registered Investment Adviser experience preferred.
- Regulatory Knowledge: In-depth understanding of SEC regulations; NFA and CFTC expertise highly valued.
- Communication Skills: Excellent verbal and written communication skills and attention to detail.
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Greenwich, Connecticut, United States Payarc LLC Full timeWe are a payment processing company that empowers people and improves their organizations.Our mission is to provide the tools they need to change the future of their business.The Financial Operations Specialist plays a crucial role in managing the financial health of our payment processing operations. This position oversees the entire accounts receivable...
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Commercial Real Estate Finance Specialist
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Fintech Implementation Strategist
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Travel Nurse RN
1 week ago
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Per Diem Physical Therapist
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Diagnostic Imaging Specialist
1 week ago
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Advanced Practice Provider
6 days ago
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Hospice Nursing Specialist
1 week ago
Greenwich, Connecticut, United States Home Care Connectors Full timeAt Home Care Connectors, we're seeking an experienced Hospice Registered Nurse to provide high-quality care to terminally ill patients and their families.As a Hospice Nursing Specialist, you will be responsible for delivering comprehensive nursing services, including assessments, symptom management, and education to patients and their caregivers. Your...
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Pipe Installation Specialist
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Creative Design Specialist
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Trust and Estate Law Specialist
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Healthcare Professional
7 days ago
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Senior Premier Bank Relationship Manager
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Senior Software Optimization Specialist
4 days ago
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Care Specialist
4 days ago
Greenwich, Connecticut, United States Home Care Connectors Full timeJob OverviewWe are seeking dedicated Registered Nurses to join our team for weekend admissions and start of care duties. As a Care Specialist, you will be responsible for admitting new patients, communicating with collaborating nurses, and maintaining accurate patient medical records.About Home Care ConnectorsHome Care Connectors is a private practice...
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Financial Collections Specialist
7 days ago
Greenwich, Connecticut, United States Payarc LLC Full timeJob DescriptionThe Accounts Receivable Specialist role plays a vital part in maintaining the financial health of our payment processing operations. This position is responsible for overseeing the entire accounts receivable process, ensuring accurate billing, timely collections, and effective communication with clients.We are a technology-driven company that...
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Loss Prevention Specialist
7 days ago
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Talent Acquisition Specialist
3 days ago
Greenwich, Connecticut, United States iCapital Full timeAbout iCapitaliCapital is a leading financial technology platform that powers the world's alternative investment marketplace. Our innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.With over $200 billion in...
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Senior Sanctions Compliance Leader
7 days ago
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Strategic Wealth Management Specialist
7 days ago
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