Risk Management Specialist

6 days ago


Greenwich, Connecticut, United States Larson Maddox Full time
Compliance Role at Larson Maddox

Larson Maddox, a major player in the Alternative Investment Management sector, is seeking a seasoned Compliance professional to drive governance and risk management initiatives.

This senior leadership position will focus on developing and implementing effective policies and procedures to mitigate risks and ensure compliance with regulatory requirements.

Key Responsibilities:
  1. Policy Development: Design and implement policies and procedures to promote a culture of compliance and ethics.
  2. Risk Management: Identify, assess, and mitigate potential risks and threats to the organization.
  3. Regulatory Compliance: Ensure adherence to SEC, NFA, and CFTC regulations through regular reviews and audits.
  4. Collaboration: Foster strong relationships with internal stakeholders to enhance compliance monitoring systems and processes.
  5. Training and Education: Develop and deliver training programs to promote a culture of compliance among employees.
Essential Qualifications:
  • Education: Bachelor's degree required.
  • Experience: 7-12 years of experience in compliance within the investment management industry.
  • Expertise: Hedge fund or Registered Investment Adviser experience preferred.
  • Regulatory Knowledge: In-depth understanding of SEC regulations; NFA and CFTC expertise highly valued.
  • Communication Skills: Excellent verbal and written communication skills and attention to detail.
Compensation Package: $120,000 - $180,000 per year

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