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Compliance Officer, ETF Advisory
2 months ago
**About the Role**
We are seeking a highly skilled Compliance Officer to join our Investment Management Compliance team at The Bank of New York Mellon Corporation. This role is located in New York City, NY - HYBRID.
**Key Responsibilities**
- Independently contribute to the compliance efforts of multiple assigned business units, ensuring adherence to regulatory requirements and industry best practices.
- Analyze existing and proposed legislation, regulatory announcements, and industry practices to help assigned businesses develop and implement procedures to meet existing and upcoming requirements.
- Maintain strong working relationships with peer compliance teams, senior management, Legal, and Risk to ensure effective collaboration and communication.
- Conduct fund and adviser-related compliance program testing and monitoring, and assist with preparation of compliance-related board and business line reporting.
- Assist with preparation of regulatory reporting (Form ADV; Form PF; etc.), compliance manual maintenance, and marketing material review.
- Contribute to the development of projects and programs to improve compliance and enhance the control environment.
**Requirements**
- Bachelor's degree or the equivalent combination of education and experience is required.
- Business or Finance degree preferred.
- Years of total work experience preferred.
- Mutual Fund / ETF Compliance and/or Investment Adviser Compliance experience highly preferred.
**About Us**
The Bank of New York Mellon Corporation is a leading global financial services institution with a rich history of innovation and excellence. We offer a dynamic and inclusive work environment, with a strong culture of excellence and a commitment to diversity and inclusion. Our benefits package includes highly competitive compensation, benefits, and wellbeing programs, as well as access to flexible global resources and tools for your life's journey.
**Compensation**
The base salary for this position is expected to be between $[insert salary range] per year at the commencement of employment. However, base salary if hired will be determined on an individualized basis, including as to experience and market location, and is only part of the BNYM total compensation package, which, depending on the position, may also include commission earnings, discretionary bonuses, short and long-term incentive packages, and Company-sponsored benefit programs.
