Global Markets Regulatory Compliance Advisory Specialist

Job SummaryAs a seasoned Regulatory Compliance expert, you will be responsible for providing strategic advice on Swap Dealer and Broker Dealer regulations to internal stakeholders, including trading and sales personnel and key support functions.Key ResponsibilitiesDevelop and implement a comprehensive compliance program to ensure adherence to regulatory...

We are seeking a highly skilled Compliance Officer to join our Global Markets Advisory team in New York. As a key member of our team, you will be responsible for ensuring compliance with regulations that apply to our market infrastructure and investment activities.As a Compliance Officer, you will act as a subject matter expert for regulations related to...

Job SummaryWe are seeking a highly skilled Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firm's compliance program supporting all corporate investment...

Rothschild & Co is a leading global financial services group with a rich history of family control and a presence in over 40 countries worldwide.We provide a unique perspective to our clients, communities, and planet through our expertise, intellectual capital, and global network.Our 4,200 talented specialists are dedicated to delivering exceptional results...

About UsRothschild & Co is a leading global financial services group with a rich history spanning over 200 years. Our family-controlled business is built on relationships, and we prioritize our people and their development to drive our success.We have a global network of 4,200 talented specialists across 40 countries, enabling us to deliver a unique...

Unlock Your Potential as a Regulatory Advisory ConsultantAre you a risk management expert looking for a new challenge? Do you have a passion for regulatory compliance and a desire to make a real impact? We're seeking a highly skilled Regulatory Advisory Consultant to join our team at Forvis Mazars. As a Regulatory Advisory Consultant, you will work closely...

Job OverviewOcorian is a global leader in corporate and fiduciary services, fund administration, and capital markets. We provide compliant, tailored solutions that meet the unique needs of our clients.We manage over 15,000 structures for 6,000+ clients with a global footprint operating from 20+ locations, delivering administration and compliance services for...

Join Our Team as a Regulatory Advisory DirectorWe are seeking a highly skilled Regulatory Advisory Director to lead our financial crime consulting practice in the US. As a key member of our team, you will be responsible for driving the strategic direction and growth of the practice, while providing expert guidance to our clients on regulatory matters.Key...

Rothschild & Co is a leading global financial services group with a rich history of over 200 years at the centre of the world's financial markets.Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet.We have 4,200 talented specialists on the...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Goldman Sachs. As a key member of our Global Banking division, you will be responsible for managing regulatory exams, enquiries, and MRIAs, as well as adopting centralized standards for management of regulatory relations, exams, and responses.Key...

Job Title: Global Markets Product SpecialistJoin Bank of China Limited, New York Branch as a Global Markets Product Specialist and play a key role in strengthening the marketing/sales function of the Global Markets Department.Key Responsibilities:Develop and launch new global markets products/services to expand client base and enhance existing...

Senior Compliance OfficerAt JCW, we are seeking an experienced Senior Compliance Officer to join our team. As a key member of our regulatory compliance department, you will be responsible for ensuring our firm's compliance with SEC and FINRA requirements.Key Responsibilities:Regulatory Analysis: Conduct thorough analysis and provide recommendations on...

Empowering Compliance ExcellenceAt MetroPlusHealth, we're committed to empowering New Yorkers by uniting communities through care. As a key member of our team, you'll play a vital role in ensuring our regulatory compliance operations are seamless and effective.Key Responsibilities:Contribute to the annual Plan risk assessment, collaborating with Compliance...

Job Title: Director of Regulatory Compliance OperationsMetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that healthcare is a right, not a privilege. If you have compassion and a collaborative spirit, work with us.About the RoleAs Director of Regulatory Compliance Operations, you will oversee our...

Job SummaryWe are seeking a highly experienced Regulatory Advisory Director to join our team at Forvis Mazars, LLP. As a key member of our Financial Services Regulatory practice, you will be responsible for leading consent order remediation efforts and managing large-scale financial crime transformation programs.Key ResponsibilitiesRepresent the firm as a...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our Global Banking Markets team. As a key member of our compliance team, you will be responsible for ensuring that our business practices align with regulatory requirements and industry standards.Key ResponsibilitiesProvide day-to-day compliance coverage for the Global Banking & Markets...

About UsRothschild & Co is a leading global financial services group with a rich history spanning over 200 years. Our family-controlled business is built on relationships, and we prioritize our people to drive our success.We have a global network of 4,200 talented specialists across 40 countries, enabling us to deliver a unique perspective across four...

Job DescriptionThe Brookfield Asset Management team is seeking a highly skilled Compliance Specialist to join its BOWS Legal and Regulatory Team in the New York office.The ideal candidate will have a strong background in compliance and regulatory affairs, with experience working in a broker-dealer or asset management environment.The Compliance Specialist...

Job SummaryWe are seeking a highly skilled Global Markets Onboarding Specialist to join our team at Axelon. The successful candidate will be responsible for coordinating the onboarding process for new clients, ensuring a seamless and efficient experience.Key ResponsibilitiesAct as a liaison between Due Diligence, onboarding/Recertification, Compliance, and...

Job OverviewGlobal Relay is seeking a Senior Manager, Regulatory Intelligence to join our team. As a market-facing thought leader, you will leverage your extensive background in regulation and compliance within highly regulated financial institutions to enhance our brand value both internally and externally.Your primary challenge in this role will be...