Vice President, ETF Compliance Specialist

Job Title: Head of ETF Marketing Vice PresidentJoin The Goldman Sachs Group, a leading global investment banking, securities, and investment management firm, as a Head of ETF Marketing Vice President. In this role, you will be responsible for leading the development and execution of strategic marketing plans to fuel overall business growth objectives.Key...

About the RoleWe are seeking a highly skilled Compliance Officer to join our Investment Management Compliance team in New York City. As a key member of our team, you will play a critical role in ensuring the compliance of our ETF business with regulatory requirements.Key ResponsibilitiesContribute to the compliance efforts of multiple assigned business...

About the RoleThis Vice President position plays a critical role in the Asset Management Marketing team, leading ETF Marketing and driving the global growth of Goldman Sachs Asset Management's ETF franchise. The successful candidate will partner with client-facing business leaders to harness top commercial ETF priorities, develop unique ETF product...

Job Title: Vice President, Legal and ComplianceSolutus Legal Search is seeking a highly experienced Vice President, Legal and Compliance to join our client's legal team. As a key member of the executive leadership team, you will be responsible for leading the company's legal strategy and ensuring compliance with all relevant laws and regulations.Key...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history dating back 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, SMBC Group has a...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 130 offices worldwide,...

Compliance Attorney Vice PresidentTop-Tier Commercial Bank is seeking a seasoned Compliance / Regulatory Attorney at the VP level to lead the bank's corporate compliance program and policies.Key Responsibilities:Develop and implement effective compliance strategies to mitigate risks and ensure regulatory compliance.Provide expert advice and guidance on U.S....

Job Title: Senior Vice President of ComplianceBlackstone is seeking a highly motivated and experienced Senior Vice President of Compliance to join our team. As a key member of our compliance team, you will be responsible for ensuring that our marketing and distribution activities are in compliance with relevant regulations and laws.Key Responsibilities:Lead...

Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including corporate and investment banking, securities, and consumer finance. With over 130 offices and 80,000 employees worldwide,...

Job Title: Vice President of Compliance AdvisoryWe are seeking a highly skilled Vice President of Compliance Advisory to join our team in NYC. The ideal candidate will have experience in compliance advisory in the investment banking space, preferably in an advisory capacity.Key Responsibilities:Provide strategic advice and guidance to front office and...

Job Title: Senior Vice President of ComplianceBlackstone Restaurant is seeking a highly motivated and experienced Senior Vice President of Compliance to join our team. As a key member of our compliance team, you will be responsible for ensuring that our marketing and distribution activities are in compliance with relevant regulations and laws.Key...

ETF Pricing Engineering SpecialistHudson River Trading (HRT) is a leading financial institution that applies a scientific approach to trading financial products. We are seeking an experienced ETF Pricing Engineering Specialist to join our high-impact team working on the firm's growing ETF efforts.In this role, you will collaborate with global trading teams,...

Job Title: Vice President, Product SpecialistGolub Capital is seeking a highly skilled and experienced Vice President, Product Specialist to join our team. As a key member of our Product Specialist team, you will be responsible for managing separately managed account and fund-of-one clients for the Firm.Key Responsibilities:Becoming an expert in each...

Job Title: Vice President of Regulatory ComplianceFanatics is seeking a highly experienced and strategic Vice President of Regulatory Compliance to lead our regulatory compliance efforts and manage a large and growing team of lawyers and compliance professionals.About the RoleThis executive role will be crucial in shaping and implementing our compliance...

Job Title: Compliance and Market Surveillance Vice PresidentJoin our team at Goldman Sachs as a Compliance and Market Surveillance Vice President, where you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.About the Role:As a key member of our Global Compliance Department, you...

Position Overview: The Vice President of Audit and Compliance will operate under the guidance of the Managing Director, spearheading the delivery of audit, advisory, and ethics services for the property divisions in the United States. This role will also extend support to the global Internal Audit team, collaborating closely with management's portfolio and...

Job Title: Senior Vice President, Legal, Compliance, and OperationsVolastra Therapeutics is seeking a highly experienced Senior Vice President, Legal, Compliance, and Operations to join our team. As a key member of our leadership team, you will be responsible for overseeing the company's legal affairs, corporate compliance, and designated operational...

Job Description:The Vice President of Regulatory Compliance will work closely with the Chief Compliance Officer to provide broad support for the Compliance Program for Blackstone's $40+ billion Infrastructure business. This includes reviewing side letter provisions, managing compliance with LPAs and PPMs, and collaborating with internal and external...

Job Title: Compliance Policy Governance Vice PresidentJoin Goldman Sachs as a Compliance Policy Governance Vice President and play a key role in driving our Corporate Policy Governance Framework forward. As a member of our Core Compliance Team, you will collaborate with first- and second-line teams, including Risk, businesses, functions, engineering, and...

Job Title: Assistant Vice President of Fixed Income ComplianceJoin the StoneX Group Inc. team as an Assistant Vice President of Fixed Income Compliance, where you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.About the Role:This is a full-time, exempt position that requires a strong...