Senior Global Markets Advisory Compliance Officer

About the RoleWe are seeking a highly skilled Compliance Officer to join our Global Markets Advisory team in our New York office. As a key member of our team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key ResponsibilitiesAct as a subject matter expert for regulations that apply to the...

Job Title: Global Markets Regulatory Compliance Advisory DirectorJoin Groupe Crédit Agricole as a Global Markets Regulatory Compliance Advisory Director and take on a challenging role that requires expertise in regulatory compliance and risk management. As a key member of our team, you will be responsible for providing advice on Swap Dealer and Broker...

Job Title: Global Markets Regulatory Compliance AdvisoryJob Summary:We are seeking a highly experienced Compliance Director to join our Global Markets team in Americas. The successful candidate will be responsible for providing expert advice on regulatory compliance matters, including Swap Dealer and Broker Dealer regulations, and internal policies and...

About Marex, Inc.Marex, Inc. is a global financial services platform that provides essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job SummaryWe are seeking an experienced Executive Compliance Officer - Solutions Advisory to join our team. The successful candidate will provide...

Job Title: Vice President of Compliance AdvisoryWe are seeking a highly skilled Vice President of Compliance Advisory to join our team in NYC. The ideal candidate will have experience in compliance advisory in the investment banking space, preferably in an advisory capacity.Key Responsibilities:Provide strategic advice and guidance to front office and...

About the RoleMarex, Inc. is seeking a highly skilled Executive Compliance Officer - Solutions Advisory to join our team. As a key member of our compliance team, you will be responsible for providing expert advice and guidance on regulatory matters to our business lines, ensuring that we maintain the highest standards of compliance and risk management.Key...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history dating back 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, SMBC Group has a...

Job Title: Senior Compliance OfficerAres Management Corporation is seeking a highly skilled Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key Responsibilities:Collaborate with the Chief Regulatory Officer to...

Job DescriptionJob Title: Global Markets Regulatory Compliance AdvisoryBusiness Type: Financial ServicesJob Summary:We are seeking a highly experienced Compliance Advisory Expert to join our team at Crédit Agricole CIB. As a Global Markets Regulatory Compliance Advisory Director, you will be responsible for providing expert advice on regulatory compliance...

Job SummaryAres Management Corporation is seeking a highly skilled and experienced Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will be responsible for creating and implementing the Firm's Registered Investment Adviser program, ensuring compliance with complex regulatory regimes, and providing...

About Rothschild & CoRothschild & Co is a leading global financial services group with a rich history of over 200 years at the forefront of the world's financial markets.Our expertise, intellectual capital, and global network enable us to provide a unique perspective that makes a meaningful difference to our clients, communities, and the planet.We have 4,200...

About the RoleAres Management is seeking a highly skilled and experienced Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key ResponsibilitiesCollaborate with the Chief Regulatory Officer to direct the...

About Rothschild & CoRothschild & Co is a leading global financial services group with a rich history spanning over 200 years. Our family-controlled business is built on relationships, and we place a strong emphasis on our people and finding the right colleagues to take our business forward.Our ExpertiseWe provide impartial, expert advice to large and...

About Rothschild & CoRothschild & Co is a leading global financial services group with a rich history spanning over 200 years. Our expertise, intellectual capital, and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities, and planet.Our ExpertiseWe have 4,200 talented specialists on the...

Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including corporate and investment banking, securities, and consumer finance. With over 130 offices and 80,000 employees worldwide,...

Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide,...

About the RoleWe are seeking a highly skilled Compliance Officer to join our Global Markets Division. As a key member of our team, you will play a critical role in ensuring that our business practices align with regulatory requirements and industry standards.Key ResponsibilitiesProvide day-to-day compliance coverage for Global Markets Division Equities...

Job Title: Compliance Officer - Global Banking & MarketsAt Goldman Sachs, we are committed to fostering a culture of compliance and risk management. As a Compliance Officer - Global Banking & Markets, you will play a critical role in ensuring that our business practices align with regulatory requirements and industry standards.Key Responsibilities:Provide...

Job Title: Senior Compliance OfficerJoin Sumitomo Mitsui Banking Corporation as a Senior Compliance Officer and play a critical role in ensuring the company's compliance with regulatory requirements.About the RoleThe Senior Compliance Officer will be responsible for providing regulatory and compliance advice to business units, identifying and providing...

Job SummaryWe are seeking a highly skilled Capital Markets Compliance Officer to join our team at Societe Generale. As a key member of our Compliance department, you will be responsible for ensuring that our Capital Markets activities are in compliance with relevant laws, regulations, and internal policies.Key ResponsibilitiesProvide regulatory and...