Compliance Advisory Expert

Job SummaryCrédit Agricole CIB is seeking a highly experienced Compliance Advisory Expert to join our team in New York. As a key member of our Global Markets Compliance team, you will be responsible for providing expert advice on regulatory compliance matters related to swap dealers and broker dealers.Key Responsibilities:Develop, implement, and refine a...

Job Description:We are seeking a highly skilled Senior Compliance Officer to join our team at TD Bank Group. The ideal candidate will have experience in providing compliance advisory services to financial institutions and will be responsible for ensuring that our business operations are in compliance with relevant laws and regulations.Key...

Job DescriptionTD Bank Group is seeking a highly experienced and skilled Executive Vice President, Compliance Advisory to join our team in New York. The ideal candidate will have a strong background in compliance advisory services, specifically in the municipal securities business lines.Key Responsibilities:Provide day-to-day compliance advice to the Public...

Job DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...

About Rothschild & CoRothschild & Co is a leading global financial services group with a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet.Our Global Advisory...

Job OverviewWe are a pure-play M&A advisory firm, dedicated to providing expert guidance to our clients on their strategic decisions. Our team is comprised of seasoned professionals with a strong background in finance and deal advisory, who are passionate about shaping the future of businesses.Job ResponsibilitiesLead financial due diligence projects,...

Job SummaryWe are seeking a highly skilled and knowledgeable Wine Connoisseur and Advisory Expert to join our team at UOVO Wine. As a key member of our Advisory Services team, you will be responsible for providing exceptional client service, conducting wine inventories and audits, and building relationships with clients to drive business growth.Key...

Job SummaryWeaver, a leading national accounting, advisory, and consulting firm, seeks a seasoned professional to lead our Income and Franchise Tax division. As a State and Local Tax Manager or Senior Manager, you will be responsible for navigating the complexities of state income, franchise, and gross receipts-based taxes, providing tax advisory,...

Job SummaryLarson Maddox is seeking an experienced Compliance professional to join our team as a Director of Research Advisory Compliance. As a key member of our Research & Strategy group, you will provide specialist Compliance advice and guidance to senior leaders and key stakeholders.About the RoleThe successful candidate will be responsible for:Providing...

Job SummaryWe are seeking a highly experienced Compliance Specialist to join our team at Sumitomo Mitsui Banking Corporation. As a key member of our Advisory Compliance team, you will play a critical role in overseeing the management of our compliance risk and providing regulatory advice to our business units.Key ResponsibilitiesRegulatory Advisory: Provide...

Job SummaryWe are seeking a highly experienced Compliance Specialist to join our team at Sumitomo Mitsui Banking Corporation. As a key member of our Advisory Compliance team, you will play a critical role in overseeing the management of our compliance risk and providing regulatory advice to our business units.Key ResponsibilitiesRegulatory Advisory: Provide...

About the RoleWe are seeking a highly skilled Regulatory Advisory Consultant to join our team at Forvis. As a key member of our Financial Services Regulatory Advisory practice, you will play a critical role in helping our clients navigate the complex regulatory landscape and achieve their strategic objectives.Key ResponsibilitiesProvide expert regulatory...

Company Overview Wise is a leading global technology firm dedicated to revolutionizing the way money is transferred and managed worldwide. Our focus is on minimizing fees while maximizing convenience and speed. Whether individuals or businesses are sending funds internationally, spending abroad, or handling cross-border payments, Wise aims to simplify...

We are a leading global investment bank and financial advisory firm, and we are seeking a highly skilled and experienced Vice President to join our Media & Telecom financial advisory practice in Los Angeles. Our team provides top-notch investment, risk advisory, merger & acquisition and capital markets services to our clients.As a Vice President, you will...

About the RoleWe are seeking a highly skilled Regulatory Advisory Consultant to join our team at Forvis. As a key member of our Financial Services Regulatory Advisory practice, you will play a critical role in helping our clients navigate the complex regulatory landscape and achieve their strategic objectives.Key ResponsibilitiesProvide expert regulatory...

About the RoleWe are seeking a highly skilled and experienced Risk Advisory Director to join our team at FORVIS. As a key member of our Regulatory and Risk Management team, you will play a critical role in helping our clients navigate the complex world of risk management and regulatory compliance.Key ResponsibilitiesDevelop and implement risk management...

Job SummaryWe are seeking a highly skilled Tax Senior Associate to join our team at Keller Executive Search. As a Tax Senior Associate, you will be responsible for providing tax compliance and advisory services to our clients.Key ResponsibilitiesPrepare and Review Tax ReturnsPrepare and review individual, corporate, and partnership tax returns, ensuring...

This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team.The ideal candidate will have:3-10 years of experience in Broker Dealer and Advisory compliance.Strong knowledge of SEC, FINRA, and other regulatory frameworks.Experience with the SEC Investment Advisors Act of...

About the RoleBaker Tilly Advisory Group, LP is seeking a highly skilled Commercial Tax Director to join our team. As a trusted business advisor, you will provide industry-focused tax advisory and compliance services to middle market pass-through clients.Key ResponsibilitiesBe a trusted member of the engagement team providing various federal tax compliance...

Position Overview: We are seeking a Vice President of Compliance for Municipal Securities to enhance our compliance advisory capabilities. The successful candidate will possess extensive experience in compliance advisory roles specifically within the Municipal Securities sector. Key Responsibilities: - Provide expert compliance guidance and support in...