Capital Markets Operations Manager 3
1 week ago
The ideal candidate for this role will have 15+ years of Capital Markets experience and 10+ years of management experience within a Capital Markets Division. The individual will provide leadership, decision making, and strategic direction for the Process Review and Enhancement Team within our Client's Operations.
Key Responsibilities:- Building and maintaining a shared utility, but independent controls for: System Access Review, Information Security and Privacy controls, Routine Business Self Assessments (BSA), Independent Process Review and Testing, Record Process Workflows highlighting weaknesses and gaps while recommending enhancements
- Regulatory Reporting (INSITE, MSRB, TRACE, SDR, Confirms, etc.), management and reporting of Key Risk Indicators (KRI's) in Qlikview, Execute Sub Ledger Account Substantiation, Monitor and report weekly all SHRP items, Monitor/Track and monthly report on all Audit items and status
- Produce the Monthly MIS Our Clients Operations Report for the regulators, Disaster Recovery Management, Centralize BCP for our client's Operations and act as the central point of contact with Regulators and Auditors for our clients Operations
- Overall team leadership and team development, Operational relationship management with strategic partners/vendors, Assist our Client's Operations in creating a culture of timely and transparent escalation and communication, Leadership for related projects and remediation work, Design and implement operating model changes and be responsible for a robust control environment
- Provide internal counsel to ensure sound processes and controls while offering commercial solutions to the Operations Teams as a whole, Influence strategic process, individuals and platform decisions, Metrics (KRI's) reporting for management
- Applicant meets the basic qualifications in the job description
-
Charlotte, North Carolina, United States Capital One Full timeJob Title: Senior Manager, Capital Markets Securities OperationsCapital One's Commercial Operations provides support for all Commercial Banking businesses, working across a wide range of product groups, including derivatives and loans. Our goal is to deliver a beautiful client experience to our business bankers, internal partners and clients. This unique...
-
Capital Markets Operations Manager
2 weeks ago
Charlotte, North Carolina, United States TEPHRA Full timeJob Title: Capital Markets Middle Office Manager 3At TEPHRA, we are seeking an experienced Capital Markets Middle Office Manager 3 to lead our Process Review and Enhancement function. This is a critical role that requires a strong leader with a proven track record in Capital Markets operations and management.Key Responsibilities:Provide leadership and...
-
Capital Markets Manager
2 weeks ago
Charlotte, North Carolina, United States KPMG Full timeJob Title: Manager, Capital MarketsWe are seeking a seasoned professional to join our Advisory Services team as a Manager, Capital Markets. This role will focus on developing and implementing risk management programs for capital markets organizations.Key Responsibilities:Develop and implement risk management frameworks and methodologies for compliance,...
-
Capital Markets Operations Specialist
2 weeks ago
Charlotte, North Carolina, United States Experis Full timeJob Title: Junior Capital Markets AnalystLocation: Charlotte, NCWork Authorization: W2Contract terms: One year with potential extensions or conversionPay Range: $34-$36/hr The Derivative Collateral Management department for a Fortune 50 Financial Services client is seeking a Jr. Capital Markets Analyst to support the collateralization of derivatives,...
-
Capital Markets Manager
3 weeks ago
Charlotte, North Carolina, United States KPMG Full timeJob Title: Capital Markets ManagerWe are seeking a highly skilled Capital Markets Manager to join our team at KPMG. As a Capital Markets Manager, you will be responsible for developing and implementing risk management strategies to ensure the financial stability and security of our clients.Key Responsibilities:Develop and implement risk management strategies...
-
Capital Markets Operations Specialist
2 weeks ago
Charlotte, North Carolina, United States Experis Full timeJob Title: Junior Capital Markets AnalystLocation: Charlotte, NCWork Authorization: W2Contract terms: One year with potential extensions or conversionPay Range: $34-$36/hrThe Derivative Collateral Management department for a Fortune 50 Financial Services client is seeking a Jr. Capital Markets Analyst to support the collateralization of derivatives,...
-
Capital Markets Principal
3 days ago
Charlotte, North Carolina, United States Fifth Third Full timeCapital Markets Leadership OpportunityFifth Third Bank is seeking a seasoned Capital Markets professional to lead our Financial Risk Management (FRM) business. As a Principal, you will be responsible for managing the deal execution process, guiding the internal FRM deal team, and providing support and input in the management of client accounts, prospect...
-
Capital Markets Manager
3 weeks ago
Charlotte, North Carolina, United States KPMG Full timeJob Title: Manager, Capital MarketsWe are seeking a highly skilled Manager to join our Advisory Services team in Charlotte, NC. As a Manager, you will be responsible for leading and executing large or complex projects, developing frameworks and methodologies for compliance, supervisory, operational, and regulatory risk-management programs, and reviewing...
-
Capital Markets Principal
3 days ago
Charlotte, North Carolina, United States Fifth Third Full timeUnlock Opportunities in Capital MarketsFifth Third Bank is seeking a seasoned professional to lead our Financial Risk Management team. As a Capital Markets Principal, you will be responsible for managing the deal execution process, guiding the internal FRM deal team, and providing support and input in the management of client accounts, prospect conversions,...
-
Capital Markets Scrum Master
5 days ago
Charlotte, North Carolina, United States Collabera Full timeJob Title: Capital Markets Scrum MasterJob Summary:Collabera is seeking a skilled Scrum Master with experience in Capital Markets to join our team. The ideal candidate will have a strong background in Scrum methodology and experience working with Capital Markets teams.Key Responsibilities:• Lead Scrum teams in Capital Markets projects• Ensure Scrum...
-
Capital Markets Business Analyst
2 weeks ago
Charlotte, North Carolina, United States LHH Recruitment Solutions Full timeJob Title: Capital Markets Business AnalystJob Summary:LHH Recruitment Solutions is seeking a skilled Capital Markets Business Analyst to collaborate with Securities Operations, Technology, and Transformation teams for a banking client in Charlotte, NC. The ideal candidate will possess experience within Capital Markets or Back Office within a Tier 1 bank.Key...
-
Capital Markets Specialist
2 weeks ago
Charlotte, North Carolina, United States Eden Rose USA Full timeCapital Markets Associate OpportunityAt Eden Rose USA, our leading client is seeking talented professionals to join their Capital Markets Department, specifically within the CMBS, CLO, and ABS subgroups. We are looking for mid-level and senior associates who have a minimum of 3 years of substantial experience in areas such as securitization, structured...
-
Senior Capital Markets Operations Manager
4 days ago
Charlotte, North Carolina, United States Wells Fargo Full timeKey Responsibilities:Contribute to large-scale planning related to profit and loss generation, attribution, and trades. Analyze and resolve moderately complex trade issues that require in-depth evaluation. Lead a team to meet functional area and process deliverables.Business Acumen: Capital Markets, Banking, Business ServicesLeadership: Team Lead, Process...
-
Capital Markets Business Development Specialist
4 weeks ago
Charlotte, North Carolina, United States BankTalent HQ Full timeCapital Markets AssociateAt BankTalent HQ, we are seeking a highly skilled and motivated Capital Markets Associate to join our Business Initiatives Management team. As a key member of our team, you will be responsible for driving various sized initiatives across the Capital Markets division, ensuring efficient and effective execution.Key...
-
Capital Markets Expert
7 days ago
Charlotte, North Carolina, United States Digitive Full timeAbout the Role:Digitive is seeking a highly skilled Capital Markets Expert to join our team. As an Eagle Product Specialist, you will be responsible for implementing and configuring the Eagle application to meet the needs of our clients in the financial services industry.Key Responsibilities:Implement and configure the Eagle application to meet client...
-
Capital Markets Scrum Master
4 days ago
Charlotte, North Carolina, United States Collabera Full timeJob Title: Capital Markets Scrum MasterJob Description:We are seeking a highly experienced Scrum Master to join our team at Collabera. The ideal candidate will have a strong background in Capital Markets and Scrum methodology. The successful candidate will be responsible for facilitating Scrum teams, ensuring smooth project execution, and driving business...
-
Senior Capital Markets Operations Manager
1 month ago
Charlotte, North Carolina, United States Wells Fargo Full timeKey ResponsibilitiesContribute to large-scale planning related to profit and loss generation, attribution, and trades. Review, analyze, and resolve moderately complex trade issues that require in-depth evaluation.Leadership RoleLead a team to meet functional area and process deliverables in Capital Markets. Ensure timely and accurate completion of tasks, and...
-
Capital Markets Client Onboarding Specialist
7 days ago
Charlotte, North Carolina, United States Motion Recruitment Partners LLC Full timeCapital Markets Client Onboarding SpecialistJoin a leading financial services company as a Capital Markets Client Onboarding Specialist in Charlotte, NC. This is a long-term contract opportunity with a competitive benefit package.As a Capital Markets Client Onboarding Specialist, you will work closely with the Sales team to manage the pipeline of clients...
-
Capital Markets Business Analyst
3 weeks ago
Charlotte, North Carolina, United States Collabera Full timeJob Title: Capital Markets BA/PMCollabera is seeking a highly skilled Business Analyst Lead to collaborate with Securities Operations, Technology, and Transformation teams to deliver detailed business and functional analysis, as well as build specifications for target state design.Key Responsibilities:Conduct requirements gathering, stakeholder engagement,...
-
Capital Markets Business Development Specialist
3 weeks ago
Charlotte, North Carolina, United States BankTalent HQ Full timeCapital Markets AssociateZions Capital Markets is seeking a highly skilled and motivated Associate to join our Business Initiatives Management team. As a key member of our team, you will be responsible for driving various sized initiatives across the Capital Markets division, ensuring efficient and effective execution.Key Responsibilities:Collaborate with...