Capital Markets Manager
2 days ago
We are seeking a seasoned professional to join our Advisory Services team as a Manager, Capital Markets. This role will focus on developing and implementing risk management programs for capital markets organizations.
Key Responsibilities:- Develop and implement risk management frameworks and methodologies for compliance, supervisory, operational, and regulatory risk-management programs.
- Review client policies, procedures, processes, and controls against leading practice and industry frameworks, identifying gaps in design and execution and communicating issues and recommendations to engagement leads and client management.
- Plan and execute client engagements focusing on Regulatory Compliance, Supervision, Surveillance, Conduct Risk, Operational Risk, Operational Resilience, Third Party Risk Assessments, and other risk programs.
- Engage and lead in go-to-market and business development efforts, including the preparation of proposals for prospective clients and client presentations, as well as providing subject matter expertise when needed.
- Contribute to project management and administration, including contracting and budget management, as well as managing day-to-day client relationships.
- Lead and deliver small engagements or components of large, complex engagements for capital markets organizations by guiding and overseeing the quality of the team's deliverables and providing recommendations to client senior leadership.
- Minimum five years of related work experience in a regulatory compliance and/or risk management function, capital markets organization, regulatory agency, or consulting firm.
- Bachelor's degree from an accredited college/university or equivalent work experience.
- Minimum two years of experience with SEC, FINRA, CFTC, NFA, or other capital markets regulator examinations, enforcement, or policy making direct work at one of these regulatory bodies is strongly preferred.
- Familiarity with leading and executing large or complex projects.
- Proficiency in executing project management.
- Strong leadership and communication skills, technical knowledge, and the ability to write at a publication quality level in order to communicate findings and recommendations to clients and senior management team.
- Ability to travel as required.
- Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future.
KPMG is a leading professional services firm that provides audit, tax, and advisory services to clients across various industries. We are committed to helping our clients achieve their goals and objectives through our expertise and innovative solutions.
We offer a comprehensive compensation and benefits package, including medical and dental plans, vision coverage, disability and life insurance, 401(k) plans, and a robust suite of personal well-being benefits to support your mental health.
Our Total Rewards package includes a variety of benefits designed to help you make the best decisions for yourself, your family, and your lifestyle.
We are an affirmative action-equal opportunity employer and comply with all applicable federal, state, and local laws regarding recruitment and hiring.
We do not currently require partners or employees to be fully vaccinated or test negative for COVID-19 in order to go to KPMG offices, client sites, or KPMG events, except when mandated by federal, state, or local law.
Candidates are encouraged to apply expeditiously to any role(s) for which they are qualified that is also of interest to them.
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