Business Controls Specialist

4 weeks ago


Fort Worth, Texas, United States Hispanic Technology Executive Council Full time
Job Description:

This role is responsible for driving and executing internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include providing analytical and administrative support for LOB or ECF specific processes and tools to drive adherence to enterprise-wide standards.

The incumbent will be part of the newly created AML QC/QA team responsible for implementing the QC/QA strategy across multiple lines of business by deploying enhanced control monitoring and reporting to drive process improvements and oversight.

Key Responsibilities:

  • Defines scope, sampling requirements, and minimum requirements/standards for the GCAOO QC/QA program.
  • Executes governance routines that measure the adherence to the GCAOO QC/QA program requirements, including sampling adherence, root cause analysis for underperforming processes, corrective action plans, and reporting.
  • Analysis of quality results to pinpoint trends, themes, or areas requiring attention.
  • Works with senior management and other team members to produce performance results and analysis packages for senior management and communicates performance by facilitating meeting routines.
  • Maintains a culture of compliance and supports the identification, escalation, and timely mitigation of compliance/quality risks.
  • Applies knowledge and expertise to influence business managers and peers to ensure enforcement of the QC/QA program.
  • Interfaces with auditors, business, and support leaders.
  • Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ensure adherence to enterprise-wide standards.
  • Supports the monitoring and testing of controls by evaluating data to identify issues and control improvements for remediation.
  • Implements optimized controls and enhanced Quality Assurance (QA) practices to support business continuity efforts.
  • Conducts and coordinates quality inspection reviews to enhance employee performance and control effectiveness.
  • Performs QA activities including executing on controls, managing cases, and reporting results.
  • Executes initiatives by identifying areas of potential testing automation, procedural updates, thematic trends, test script updates, and coaching opportunities to enhance QA program success.
  • Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection reviews and evaluates data and information relevant to inspection metrics to support governance activities for dashboard reporting.

Requirements:

  • 3+ years of experience with risk management, and/or AML Know-Your-Client/Client Due Diligence (KYC/CDD disciplines in a global investment bank.
  • Highly motivated, proactive, and a self-starter; strong sense of ownership & ability to create and execute plans without daily oversight.
  • Awareness and understanding of the wider business, market, and regulatory environment.
  • Ability to interact and influence across all levels of the organization.
  • Excellent verbal, written, and interpersonal communication skills.
  • Data management experience (data quality, governance, etc.).
  • Strong Microsoft Office Suite (Excel, PowerPoint, Visio, etc.) experience.
  • Highly motivated, proactive, and a self-starter; strong sense of ownership & ability to create and execute plans without daily oversight.
  • Control-focused mindset and relative understanding of regulatory and reputational risks by applying adequate business context for appropriate groups like audit, regulators.
  • Ability to manage multiple projects at once by prioritization and meeting deadlines.
  • Able to identify and remediate risks in a timely manner.
  • Critical thinker; ability to analyze problems and identify both tactical and strategic solutions to address.
  • Knowledge of AML and/or GBGM businesses preferred.
  • Ability to assess the effectiveness of arrangements to deliver effective governance, oversight, and controls in the business.
  • Project management, ability to deliver change at program level.
  • Strong interpersonal and overall communication skills (written and verbal).
  • Must be flexible and have experience working in a fast-paced environment.


  • Fort Worth, Texas, United States Hispanic Technology Executive Council Full time

    Job Title: Business Controls SpecialistJob Summary:We are seeking a highly motivated Business Controls Specialist to join our team at the Hispanic Technology Executive Council. As a Business Controls Specialist, you will be responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or...


  • Fort Worth, Texas, United States Hispanic Technology Executive Council Full time

    Job Title: Business Controls SpecialistAt Hispanic Technology Executive Council, we are committed to delivering exceptional results through the power of every connection. Our company is guided by a common purpose to help make financial lives better.We are seeking a highly motivated and proactive Business Controls Specialist to join our team. As a key member...


  • Fort Worth, Texas, United States Hispanic Technology Executive Council Full time

    At Hispanic Technology Executive Council, we strive to create a workplace that fosters growth and development for our employees. As a Business Controls Specialist, you will play a crucial role in driving and executing internal control discipline and operational excellence within our organization.Key Responsibilities:Provide analytical and administrative...


  • Fort Worth, Texas, United States Hispanic Technology Executive Council Full time

    At Hispanic Technology Executive Council, we are committed to helping our clients achieve their goals through the power of technology and innovation.Our team is dedicated to driving responsible growth and delivering exceptional results for our clients, teammates, and communities.We believe in creating a diverse and inclusive workplace where everyone can...


  • Fort Worth, Texas, United States Hispanic Technology Executive Council Full time

    Job Title: SR. Business Controls SpecialistAt Hispanic Technology Executive Council, we are guided by a common purpose to help make financial lives better through the power of every connection.Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day.One of the keys to driving...


  • Fort Worth, Texas, United States Hispanic Technology Executive Council Full time

    About This RoleAt Hispanic Technology Executive Council, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great...


  • Fort Worth, Texas, United States Hispanic Technology Executive Council Full time

    At Hispanic Technology Executive Council, we are guided by a common purpose to help make financial lives better through the power of every connection.Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work...


  • Fort Worth, Texas, United States Paladin Consulting Full time

    Job Title: Document Control SpecialistJob Summary:Paladin Consulting is seeking a skilled Document Control Specialist to assist with retention and filing of documents as required for compliance with all corporate and US government document control and retention requirements.Key Responsibilities: Assist with retention and filing of documents Inventories...


  • Fort Worth, Texas, United States HomeTeam Pest Defense Full time

    About the Role:We are seeking a skilled Pest Control Specialist to join our team at HomeTeam Pest Defense. As a Pest Control Specialist, you will be responsible for providing exceptional customer service to homeowners, presenting a professional appearance, and discussing and diagnosing pest issues.Key Responsibilities:Provide exceptional customer service to...


  • Fort Worth, Texas, United States Actalent Full time

    Job Title: Automation Controls SpecialistJob Summary:The Automation Controls Specialist will collaborate with strategic Account Managers, Project Managers, and Estimators to assess potential projects and submit proposals. This role requires a strong understanding of electrical theories, principles, and writing specifications. The ideal candidate will have...


  • Fort Worth, Texas, United States Actalent Full time

    Job Title: Automation Controls SpecialistActalent is seeking an experienced Automation Controls Specialist to join our team. As an Automation Controls Specialist, you will be responsible for collaborating with our team to assess potential projects and submit proposals. You will also interpret construction drawings and specifications to communicate with...


  • Fort Worth, Texas, United States Cross Resource Group Full time

    The Document Control Specialist role at Cross Resource Group involves assisting with the retention and filing of documents to ensure compliance with corporate and US government requirements. Key responsibilities include:Key Responsibilities:Inventorying and verifying documents to ensure accuracy and completeness.Categorizing and storing records in a logical...


  • Fort Worth, Texas, United States Saviance Full time

    The Quality Control Systems Specialist role at Saviance is a critical function within the Quality Control unit, responsible for the administration of the Labvantage Medical Device Laboratory Information Management System (MDLIMS).The position provides first-line support for system end-users, ensuring seamless operation of the system. Key responsibilities...


  • Fort Worth, Texas, United States eTeam Full time

    Job SummaryThe Document Control Specialist will assist with retention and filing of documents as required for compliance with all corporate and US government document control and retention requirements. This role will involve inventories, receiving and returning documents to verify all documents that coincide with audit sheets.Key Responsibilities ...


  • Fort Worth, Texas, United States Johnson Service Group Full time

    Job SummaryWe are seeking a highly organized and detail-oriented Document Control Specialist to join our team at Johnson Service Group. As a key member of our team, you will be responsible for ensuring the accuracy and integrity of our document management processes.Key ResponsibilitiesInventory and verify documents to ensure accuracy and...


  • Fort Worth, Texas, United States US Tech Solutions Full time

    Job SummaryThe Document Control Specialist will assist with retention and filing of documents as required for compliance with all corporate and US government document control and retention requirements. This role is responsible for ensuring the accuracy and completeness of documents, as well as maintaining confidentiality and security of information.Key...

  • Automation Specialist

    4 weeks ago


    Fort Worth, Texas, United States Cummings Electrical Full time

    Cummings Electrical is seeking an experienced Automation Specialist - Control Systems Expert to join our team. As a key member of our electrical controls group, you will be responsible for designing, developing, and implementing control systems for our clients.Key Responsibilities:Develop and implement control strategies, I/O lists, and bills of materials...


  • Fort Worth, Texas, United States Texas Exchange Bank Full time

    Financial Control TeamThe Q Family Office is seeking a detail-oriented and analytical individual to join the Financial Control team. As a Financial Control Specialist, you will assist in securities and derivatives operations, account for multiple domestic and offshore entities, and gain experience in complex cash and position reconciliations.Key...


  • Fort Worth, Texas, United States Olsson Full time

    Project Document Senior SpecialistAt Olsson, we're dedicated to providing an environment where our people can continue to learn, grow, and thrive. As a Project Document Senior Specialist, you'll work closely with project managers to ensure the successful completion of project documentation activities for assigned projects in a specialized or focused...


  • Fort Worth, Texas, United States Sagora Senior Living Full time

    Job Title: Business Application SpecialistThe Business Application Specialist will play a crucial role in managing and supporting Yardi as the Single Point of Contact (SPOC). This position involves collaborating closely with multiple departments to optimize the use of Yardi and improve business processes.Key Responsibilities:Manage and support Yardi as the...