Regulatory Compliance and Risk Management Expert

4 weeks ago

Washington, Washington, D.C., United States KPMG Full time

Job Summary:

KPMG is seeking a highly skilled Manager to join our Advisory Services team in the Capital Markets practice. The ideal candidate will have a strong background in regulatory compliance and risk management, with a minimum of five years of experience in a related field.

Key Responsibilities:

  • Develop and implement compliance and risk management frameworks and methodologies for clients in the capital markets industry.
  • Review and assess clients' policies, procedures, and controls against leading practice and industry frameworks, identifying gaps and providing recommendations for improvement.
  • Plan and execute client engagements, focusing on regulatory compliance, supervision, surveillance, conduct risk, operational risk, and operational resilience.
  • Engage and lead in go-to-market and business development efforts, preparing proposals and client presentations, and providing subject matter expertise as needed.
  • Contribute to project management and administration, including contracting and budget management, and managing day-to-day client relationships.

Requirements:

  • Minimum five years of related work experience in a regulatory compliance and/or risk management function, capital markets organization, regulatory agency, or consulting firm.
  • Bachelor's degree from an accredited college/university or equivalent work experience.
  • Minimum two years of experience with SEC, FINRA, CFTC, NFA, or other capital markets regulator examinations, enforcement, or policy making direct work at one of these regulatory bodies is strongly preferred.
  • Familiarity with leading project management methodologies and tools.
  • Strong leadership and communication skills, technical knowledge, and the ability to write at a publication quality level to communicate findings and recommendations to clients and senior management.
  • Ability to travel as required.
  • Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future.

About KPMG:

KPMG is a global professional services firm that provides audit, tax, and advisory services to clients in a variety of industries. We are committed to helping our clients achieve their goals and succeed in an ever-changing business environment.

Why Join KPMG?

KPMG offers a comprehensive compensation and benefits package, including a competitive salary, bonus structure, and benefits program. We also offer opportunities for professional development and career advancement, as well as a collaborative and inclusive work environment.

How to Apply:

Candidates are encouraged to apply expeditiously to any role(s) for which they are qualified and of interest. Please submit your resume and cover letter to [insert contact information].

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