Regulatory Policy Expert

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

Job SummaryWe are seeking a highly skilled Regulatory Policy Expert to join our team at Barclays. As a key member of our financial risk management team, you will be responsible for developing and implementing financial policies that comply with applicable laws and regulations.About the RoleDevelop and assess financial policies and standards to ensure...

About Usdestinationone Consulting is a leading recruitment firm specializing in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. Our team of experts is dedicated to providing high-quality recruitment services to clients across the...

About the Role:Tandym Group is currently seeking a Compliance and Regulatory Reporting Expert to join our team. In this role, you will be responsible for driving change that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards align on best practices, and support the core change capabilities in...

About the RoleThis exciting opportunity is open to individuals with 3-5 years of experience in insurance forms filings with state insurance departments, relevant technical and financial analysis of regulatory filings, liability and fidelity insurance products, and strong analytical skills using logical and methodological approaches to problem-solving.As a...

As a Regulatory Compliance Expert at Michael Page, you will play a key role in managing regulatory examinations for wholesale businesses. With 5-7 years of related experience and a Bachelor's degree or equivalent progressive work experience, you will be responsible for analyzing and summarizing documentation and information in response to regulatory...

Job Title: Insurance Compliance Expert for Regulatory ExcellenceLocation: NYC – Hybrid MustDuration: 6+ monthsEstimated Salary: $120-$160 per hour based on market rates and experience in insurance compliance.Job OverviewWe are seeking an experienced Insurance Compliance Expert to ensure our company remains compliant with evolving insurance regulations and...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

Job DescriptionCitigroup, Inc. is seeking a highly skilled Regulatory Engagement Expert to join its Finance Regulatory Engagement & Oversight team. As a key member of this team, you will drive and execute end-to-end regulatory engagement and deliverables across Citi Finance activities.The ideal candidate will have 10+ years of relevant experience in...

Job OverviewAJ Consultancy is seeking a seasoned Regulatory Compliance Expert to oversee investment banking activities and ensure adherence to regulatory requirements.Key Responsibilities:Compliance Oversight: Verify all investment banking activities comply with FINRA, SEC, and other relevant regulations.Filing Requirements: Prepare and submit regulatory...

Job Title: Financial Sanctions AnalystLocation: Midtown NYCSalary: $120,000 - $180,000 per year (dependent on experience)About the RoleWe are looking for a highly experienced Financial Sanctions Analyst to join our team at Michael Page. As a key member of our advisory team, you will be responsible for providing expert guidance on sanctions compliance...

Job Overview:The Centers for Medicare and Medicaid Services is seeking a skilled Medicaid policy expert to join its team. As a key member of the organization, this professional will play a crucial role in developing, interpreting, and applying policies related to Medicaid and CHIP eligibility, enrollment, and managed care.In this position, you will be...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

Key ResponsibilitiesMonitor key aspects of Enforcement cases involving RSA Exchanges and provide periodic reporting to Enforcement's SVPs and the Head of Enforcement.Develop strong relationships and interfaces with RSA Exchanges on projects and other regulatory matters on behalf of Enforcement.Coordinate Enforcement's work with Market Regulation and Member...

Job SummaryWe are seeking a highly skilled Fixed Income Regulatory Expert to join our team at Michael Page. This is an exciting opportunity for a professional with experience in fixed income surveillance and advisory to take on a key role in ensuring the firm's compliance.About the RoleThe successful candidate will be responsible for overseeing the fixed...

Join Our TeamWe are excited to announce a new opportunity for a skilled Testing Analyst to join our Supervisory Controls team at Cantor Fitzgerald Securities. In this role, you will be responsible for performing testing on the design and operating effectiveness of 3120 Supervisory Controls, assessing whether legal, regulatory, and internal policy outcomes...

Job SummaryWe're seeking an experienced AML Regulatory Compliance Expert to join our team at Brex. As a Senior Compliance Manager, you will support the operations and strategic direction of our Anti-Money Laundering (AML) Compliance Program, helping to drive our AML strategy forward.Key ResponsibilitiesDevelop and implement comprehensive customer onboarding,...

Regulatory Project Management OpportunitySia Partners is a leading management consulting firm that offers a unique blend of AI and design capabilities. Our team of experts helps clients optimize their projects worldwide through our Consulting for Good approach, which aims to deliver next-level impact by developing innovative CSR solutions.We are seeking an...

Company Overview: Uniswap Labs is a pioneering force in digital economies, striving to create transparent and equitable markets. Our innovative products, such as the Uniswap Interface, Mobile App, and Extension, are powered by the Uniswap Protocol and Platform.Estimated Salary: $215,000 - $235,000 per year, depending on qualifications and experience.Job...

About the CompanyThe Financial Industry Regulatory Authority (FINRA) is a leading regulator in the financial industry. We are committed to ensuring investor protection and promoting market integrity.Your RoleAs the Senior Director and RSA Advisor, you will play a critical role in providing expert legal and policy advice to the Enforcement Department. Your...