Regulatory Compliance Expert

Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

As a Regulatory Compliance Expert at Michael Page, you will play a key role in managing regulatory examinations for wholesale businesses. With 5-7 years of related experience and a Bachelor's degree or equivalent progressive work experience, you will be responsible for analyzing and summarizing documentation and information in response to regulatory...

About the Role:Tandym Group is currently seeking a Compliance and Regulatory Reporting Expert to join our team. In this role, you will be responsible for driving change that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards align on best practices, and support the core change capabilities in...

Job SummaryWe're seeking an experienced AML Regulatory Compliance Expert to join our team at Brex. As a Senior Compliance Manager, you will support the operations and strategic direction of our Anti-Money Laundering (AML) Compliance Program, helping to drive our AML strategy forward.Key ResponsibilitiesDevelop and implement comprehensive customer onboarding,...

Job Title: Insurance Compliance Expert for Regulatory ExcellenceLocation: NYC – Hybrid MustDuration: 6+ monthsEstimated Salary: $120-$160 per hour based on market rates and experience in insurance compliance.Job OverviewWe are seeking an experienced Insurance Compliance Expert to ensure our company remains compliant with evolving insurance regulations and...

Job OverviewAJ Consultancy is seeking a seasoned Regulatory Compliance Expert to oversee investment banking activities and ensure adherence to regulatory requirements.Key Responsibilities:Compliance Oversight: Verify all investment banking activities comply with FINRA, SEC, and other relevant regulations.Filing Requirements: Prepare and submit regulatory...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

About the RoleTheStaffed is currently seeking a Wholesale Lending Regulatory Compliance Expert to join our team. As a key member of our commercial banking unit, you will be responsible for supporting the establishment and remediation of wholesale loans across two distinct project phases: Baseline Establishment (Phase 1) and Collateral Remediation (Phase...

Job SummaryWe are seeking an experienced Senior VP Project Management to lead our compliance function. The ideal candidate will have a strong background in securities compliance, operations, finance, and regulatory reporting.$120,000 - $180,000 per annum

Brex is a leading AI-powered spend platform that empowers companies to spend with confidence. As our Compliance Manager, you will play a critical role in ensuring compliance with regulatory requirements and internal policies.Job SummaryThis role involves managing compliance activities related to core compliance program processes and frameworks, ensuring Brex...

About the JobWe are seeking a highly skilled Derivatives Regulatory Expert to join our Global Markets Business Regulatory Compliance Team. The successful candidate will have a deep understanding of compliance risk concepts, products, and terminology, as well as a minimum of 5 years of relevant work experience in the financial services industry.Job SummaryThe...

About Usdestinationone Consulting is a leading recruitment firm specializing in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. Our team of experts is dedicated to providing high-quality recruitment services to clients across the...

Job OverviewThe City of New York's Department of Homeless Services (DHS) is seeking a highly skilled Regulatory Counsel to serve as a key member of the Office of Regulatory Compliance and Accountability (ORCA). This role plays a critical part in ensuring that DHS facilities comply with statutory, regulatory, and contractual obligations.Key...

Senior Regulatory Counsel Opportunity at The Farmer's DogWe are seeking a highly motivated Senior Regulatory Counsel to join our fast-growing legal team at The Farmer's Dog. As a key member of our legal department, you will play a crucial role in ensuring federal, state, and local compliance with regulatory issues across the organization.About the RoleManage...

As a Compliance Expert at Ankura Consulting Group, LLC, you will have the opportunity to lead Client engagements and serve as a Subject Matter Expert in AML / BSA / OFAC, and Consumer protection. This role requires at least 10 years of related experience in regulatory environments, with a focus on Governance, Risk and Compliance.The ideal candidate will have...

We're on a mission to revolutionize pet care at The Farmer's Dog. As a highly motivated Regulatory Counsel, you'll play a pivotal role in ensuring our operations align with the latest regulations and laws.About The RoleAs Senior Counsel, Regulatory, you will:Provide proactive and practical advice to internal stakeholders on regulatory issuesMaintain...

About the RoleThis is a hybrid position that can be based in any First Citizens location.The Regulatory Compliance Transformation Expert - Enterprise Risk Management will serve as an internal consultant and drive outcomes by providing personal leadership and consultation towards process improvement efforts across the Credit Risk spectrum of the bank, with a...