Senior Auditor for Financial Services

1 week ago


Greenwich, Connecticut, United States Interactive Brokers Full time
Interactive Brokers - Senior Auditor

Interactive Brokers is on the lookout for a proficient auditor to perform independent evaluations of its brokerage operations. The ideal candidate will possess substantial experience in auditing within the financial services sector.

Key Responsibilities:

  • Conduct audits of the company's initiatives, including client onboarding, monitoring, and training programs.
  • Design and implement audit testing procedures.
  • Draft audit reports detailing any identified control weaknesses.
  • Present audit results to management and secure corrective action plans.
  • Monitor the implementation of corrective action plans until completion.
  • Remain informed about regulations in securities, commodities, and banking related to AML/Financial Crimes.
  • Support special projects and audits across group entities.

Qualifications:

  • 3-5 years of auditing experience in financial institutions.
  • Capability to recognize control deficiencies at a strategic level.
  • CPA certification is advantageous.
  • Experience in planning audit engagements with a risk-focused methodology.
  • Excellent communication abilities.
  • Proficient in data analysis.

Benefits & Perks:

  • Attractive salary, performance bonuses, and stock options.
  • 401(k) retirement plan with employer contribution.
  • Comprehensive health benefits including medical, dental, and vision coverage.
  • Employee Assistance Program promoting wellness.
  • Generous parental leave policy.
  • Company-sponsored lunches and a well-stocked kitchen.
  • Corporate events and sports activities.
  • Tuition reimbursement for educational advancement.
  • Modern office environment.

Company Overview:

Interactive Brokers Group, Inc. is a leading financial services firm recognized for its innovative technology. We provide global electronic brokerage services, enabling clients to access investment opportunities with advanced technology and competitive pricing.


  • Senior Auditor

    1 week ago


    Greenwich, Connecticut, United States Interactive Brokers Full time

    Interactive Brokers - Senior AuditorInteractive Brokers is on the lookout for a proficient auditor to perform independent evaluations of its broker-dealer operations. The ideal candidate will possess a solid background in auditing within the financial services sector.Key Responsibilities:Conduct audits of various firm programs, including client onboarding,...


  • Greenwich, Connecticut, United States Interactive Brokers Full time

    Interactive Brokers - Senior Auditor PositionInteractive Brokers is on the lookout for a proficient auditor to carry out independent evaluations of its brokerage operations. The successful applicant should possess a solid background in auditing within the financial services sector.Key Responsibilities:Conduct audits of various firm initiatives including...


  • Greenwich, Connecticut, United States Creative Financial Staffing Full time

    Position Title: Interim Director of Finance/ControllerLocation: GreenwichSector: Long-term HealthcareType: Temporary (Interim)We are looking for a seasoned Interim Director of Finance/Controller with a robust background in long-term healthcare finance to become a part of our client's organization in Greenwich. This pivotal position will manage the financial...


  • Greenwich, Connecticut, United States Creative Financial Staffing Full time

    Position: Accounting Manager Location: Greenwich, CTJob Type: Temporary, Full-TimeCreative Financial Staffing is seeking a qualified Accounting Manager to oversee the financial operations of a credit fund. This pivotal position will assist the CFO of a newly formed non-traded REIT, concentrating on credit strategy. The successful candidate will possess...


  • Greenwich, Connecticut, United States Creative Financial Staffing Full time

    Position: Accounting Manager Location: Greenwich, CT Job Type: Temporary, Full-Time Creative Financial Staffing is currently seeking a qualified Accounting Manager to oversee the financial operations of a credit fund. This pivotal position will provide essential support to the CFO of a newly formed non-traded REIT, emphasizing credit strategy. The...


  • Greenwich, Connecticut, United States Creative Financial Staffing Full time

    Position: Senior Accountant Location: Stamford, CT Creative Financial Staffing is seeking a Senior Accountant to join a dynamic investment management firm. The Senior Accountant will oversee the accounting functions for the firm's management company, general partner entities, and investment accounting and reporting. Key Responsibilities of the Senior...


  • Greenwich, Connecticut, United States Creative Financial Staffing Full time

    Position: Senior Accountant Location: Stamford, CT Creative Financial Staffing is seeking a Senior Accountant to join a dynamic investment management firm. The Senior Accountant will oversee the accounting functions for the firm's management company, general partner entities, and investment reporting. Key Responsibilities of the Senior Accountant:Manage...


  • Greenwich, Connecticut, United States Kovitz Full time

    POSITION SUMMARYKovitz is seeking a dedicated Financial Services Associate to enhance our operations. This role is crucial in fostering client relationships and ensuring exceptional service delivery. The ideal candidate will be a strong communicator and a proactive team player, committed to supporting our organizational goals and maintaining a positive work...


  • Greenwich, Connecticut, United States Jobot Full time

    Job SummaryWe are seeking a highly skilled and experienced Assistant Controller, CPA to join our team at Jobot. As a key member of our financial leadership team, you will be responsible for managing the financial health of our organization, contributing to the development of financial strategies, and ensuring compliance with financial regulations.Key...

  • Senior Accountant

    1 month ago


    Greenwich, Connecticut, United States Interactive Brokers Full time

    This job offers a hybrid work arrangement, three days in the office and two days remote.Interactive Brokers Group is a prominent player in trading innovation, known for its cutting-edge technology and commitment to clients. The Senior Accountant role at Interactive Brokers involves accounting and financial analysis responsibilities for specific legal...


  • Greenwich, Connecticut, United States Interactive Brokers Full time

    About Interactive BrokersThis position is a hybrid role, requiring three days in the office and two days remote.Interactive Brokers Group has consistently led the way in trading innovation, beginning with the introduction of the first handheld computer for floor trading in 1983. We take pride in being primarily a technology-driven firm that challenges...


  • Greenwich, Connecticut, United States Interactive Brokers Full time

    About Interactive BrokersThis position operates in a hybrid environment, combining in-office and remote work.Interactive Brokers Group has a rich history of pioneering trading advancements, beginning with the introduction of the first handheld computer for floor trading in 1983. We take pride in our identity as a technology-driven firm that continuously...


  • Greenwich, Connecticut, United States Elite Placement Group Full time

    Position: Senior Financial Accountant (Credit Fund)Location: HybridCompensation: $125,000 - $150,000A prominent investment firm specializing in private equity and credit is seeking a dedicated Senior Financial Accountant to enhance its finance team. This role is pivotal in supporting the firm’s expansion, particularly in managing existing funds and...


  • Greenwich, Connecticut, United States Creative Financial Staffing Full time

    Senior Accounting SpecialistAbout Creative Financial Staffing: A reputable family-owned financial services firm. Engage directly with clients and explore diverse accounting fields. Clear pathways for career growth and development. Opportunities for ongoing professional education. Comprehensive benefits package available.Key Responsibilities: Preparation of...


  • Greenwich, Connecticut, United States Etana Custody Full time

    Job OverviewEtana Custody is seeking a Chief Financial Officer to join our leadership team. This position is essential for guiding our financial strategy and operations.Company Background:Etana Custody Inc. operates as a chartered trust company, regulated by the State of Colorado Department of Regulatory Agency - Division of Banking. We specialize in...


  • Greenwich, Connecticut, United States iCapital Full time

    About the RoleiCapital is seeking a highly skilled professional to join its Hedge Fund Finance team as an Associate or Assistant Vice President. This role will be responsible for servicing hedge and private equity fund of fund and access fund vehicles, working closely with third-party administrators to manage all fund accounting and financial reporting to...


  • Greenwich, Connecticut, United States Creative Financial Staffing Full time

    Senior Accounting SpecialistAbout Creative Financial Staffing: A well-established, family-operated accounting practice. Engage directly with clients and explore diverse accounting fields. Opportunities for professional growth and career advancement. Access to ongoing educational resources. Comprehensive benefits package available.Key Responsibilities:...


  • Greenwich, Connecticut, United States Creative Financial Staffing Full time

    Senior Accounting SpecialistAbout Creative Financial Staffing: A well-established, family-operated accounting firm. Engaging opportunities to work closely with clients and expand your expertise. Clear pathways for career progression. Ongoing professional development opportunities. Comprehensive benefits package available.Key Responsibilities: Preparation of...


  • Greenwich, Connecticut, United States Elite Placement Group Full time

    Position: Senior Financial Accountant (Credit Fund)Location: HybridCompensation: $125,000 - $150,000A reputable and expanding investment firm in the private equity and credit sector is seeking to enhance its accounting team. This pivotal role will involve collaboration with multiple controllers and will play a key part in the strategic direction of the...

  • Senior Tax Specialist

    2 weeks ago


    Greenwich, Connecticut, United States Creative Financial Staffing Full time

    About Creative Financial Staffing: A reputable family-operated accounting practice. Engaging opportunities to work directly with clients and explore various tax domains. Clear pathways for career progression. Access to ongoing professional development and training. Comprehensive benefits package offered.Key Responsibilities of the Senior Tax...