Senior Auditor for Financial Services
1 week ago
Interactive Brokers is on the lookout for a proficient auditor to perform independent evaluations of its brokerage operations. The ideal candidate will possess substantial experience in auditing within the financial services sector.
Key Responsibilities:
- Conduct audits of the company's initiatives, including client onboarding, monitoring, and training programs.
- Design and implement audit testing procedures.
- Draft audit reports detailing any identified control weaknesses.
- Present audit results to management and secure corrective action plans.
- Monitor the implementation of corrective action plans until completion.
- Remain informed about regulations in securities, commodities, and banking related to AML/Financial Crimes.
- Support special projects and audits across group entities.
Qualifications:
- 3-5 years of auditing experience in financial institutions.
- Capability to recognize control deficiencies at a strategic level.
- CPA certification is advantageous.
- Experience in planning audit engagements with a risk-focused methodology.
- Excellent communication abilities.
- Proficient in data analysis.
Benefits & Perks:
- Attractive salary, performance bonuses, and stock options.
- 401(k) retirement plan with employer contribution.
- Comprehensive health benefits including medical, dental, and vision coverage.
- Employee Assistance Program promoting wellness.
- Generous parental leave policy.
- Company-sponsored lunches and a well-stocked kitchen.
- Corporate events and sports activities.
- Tuition reimbursement for educational advancement.
- Modern office environment.
Company Overview:
Interactive Brokers Group, Inc. is a leading financial services firm recognized for its innovative technology. We provide global electronic brokerage services, enabling clients to access investment opportunities with advanced technology and competitive pricing.
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