Head of Swap Dealer Regulatory Reporting Specialist

1 day ago


Jersey City, New Jersey, United States Madison-Davis, LLC Full time
Job Title: Head of Swap Dealer Regulatory Reporting

Job Summary:

We are seeking a highly experienced Head of Swap Dealer Regulatory Reporting to join our team at Madison-Davis, LLC. The successful candidate will be responsible for leading our regulatory reporting efforts for our swap dealer business, ensuring compliance with all relevant regulations and requirements.

Key Responsibilities:

  • Lead the development and implementation of regulatory reporting processes and procedures for our swap dealer business.
  • Ensure compliance with all relevant regulations and requirements, including CFTC and NFA rules.
  • Oversee the preparation and submission of regulatory filings, including daily capital computations and position, margin, and counterparty reports.
  • Collaborate with internal teams, including Legal, Compliance, Risk, Operations, and IT, to ensure compliance with applicable requirements.
  • Develop and maintain relationships with regulators and external auditors.
  • Provide guidance and support to team members on regulatory reporting matters.

Requirements:

  • 8+ years of experience in CFTC swap dealer regulatory reporting.
  • Extensive knowledge of derivatives trading products.
  • CPA certification is a plus.

What We Offer:

Madison-Davis, LLC offers a competitive salary and bonus structure, as well as opportunities for professional growth and development.



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