Portfolio Compliance Specialist

1 week ago


New York, New York, United States SS&C Technologies Full time

About the Role

The SS&C Compliance team is a newly launched division within the greater SS&C GlobeOp organization. As a Portfolio Compliance Specialist, you will be part of a team that specializes in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts.

Key Responsibilities

  • Reviewing fund documents (indenture/IMAs), modeling and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model
  • Shadowing CLO trustees on Trustee monthly report recon and review process on behalf of client
  • Generating and providing daily or as needed, compliance reports for SMA and CLO funds for clients
  • Modeling and calculating CLO waterfalls, shadow Trustee on waterfall review process
  • Running and validating pre-trade/hypo reports and results upon request for new trades across funds
  • Performing ad hoc reporting and analysis upon request, and when needed
  • Assisting in new issue CLO closings and/or SMA fund launches.
  • Liaising across interdepartmental teams on projects and deliverables related to the continued build out of Compliance team servicing platform.

Requirements

  • Bachelors degree in business/finance or related discipline
  • 3+ years minimum of CLO experience with indentures, compliance test modeling, waterfall modeling is preferable.
  • Familiarity with full CLO lifecycle from warehouse to redemption, a plus
  • Some experience preferred in fund administration and reporting for SMA/ERISA/40ACT funds
  • Experience with syndicated leveraged loan asset class
  • Excellent attention to detail
  • Excellent written and verbal communication skills - this is critical as this position will interface directly with client and outside parties on a day to day basis.
  • Solid MS Excel skills - solid intermediate level grasp of excel functions (vlookup, pivot tables, etc) and formulas.

What We Offer

  • Competitive salary range: $60,000 - $60,000
  • Excellent benefits including health, dental, 401k plan, tuition and professional development reimbursement plan
  • Equal Employment Opportunity employer


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