Portfolio Compliance Specialist
1 week ago
About the Role
The SS&C Compliance team is a newly launched division within the greater SS&C GlobeOp organization. As a Portfolio Compliance Specialist, you will be part of a team that specializes in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts.
Key Responsibilities
- Reviewing fund documents (indenture/IMAs), modeling and maintaining fund specific portfolio compliance tests within SS&C proprietary compliance analytics model
- Shadowing CLO trustees on Trustee monthly report recon and review process on behalf of client
- Generating and providing daily or as needed, compliance reports for SMA and CLO funds for clients
- Modeling and calculating CLO waterfalls, shadow Trustee on waterfall review process
- Running and validating pre-trade/hypo reports and results upon request for new trades across funds
- Performing ad hoc reporting and analysis upon request, and when needed
- Assisting in new issue CLO closings and/or SMA fund launches.
- Liaising across interdepartmental teams on projects and deliverables related to the continued build out of Compliance team servicing platform.
Requirements
- Bachelors degree in business/finance or related discipline
- 3+ years minimum of CLO experience with indentures, compliance test modeling, waterfall modeling is preferable.
- Familiarity with full CLO lifecycle from warehouse to redemption, a plus
- Some experience preferred in fund administration and reporting for SMA/ERISA/40ACT funds
- Experience with syndicated leveraged loan asset class
- Excellent attention to detail
- Excellent written and verbal communication skills - this is critical as this position will interface directly with client and outside parties on a day to day basis.
- Solid MS Excel skills - solid intermediate level grasp of excel functions (vlookup, pivot tables, etc) and formulas.
What We Offer
- Competitive salary range: $60,000 - $60,000
- Excellent benefits including health, dental, 401k plan, tuition and professional development reimbursement plan
- Equal Employment Opportunity employer
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