Investment Ethics Compliance Specialist

Job SummaryUltimate Staffing is seeking a highly skilled Compliance Consultant to support our Code of Ethics compliance program. As a key member of our team, you will play a crucial role in ensuring the integrity of our business operations.Key ResponsibilitiesPersonal Trading Reviews: Conduct daily reviews of employee personal trades for potential conflicts...

About the Role:PIMCO, a global leader in active fixed income, seeks a highly experienced Deputy Chief Compliance Officer to join our Compliance team. As a key member of our organization, you will provide strategic leadership and oversight for a broad range of compliance work, partnering with our Global Chief Compliance Officer to administer our Compliance...

Position: MNPI Compliance Specialist We invite you to explore the details of this role outlined below. The Control Group is responsible for implementing the firm's MNPI Policy along with all associated procedures, which include both permanent and temporary information barriers, as well as maintaining the client's restricted trading lists and watchlists. ...

About the RolePIMCO, a global leader in active fixed income, seeks a seasoned Deputy Chief Compliance Officer to provide strategic leadership and oversight for a broad range of compliance work. This role requires a deep understanding of investment management expertise and the ability to work closely with senior management to provide perspective, insights,...

Job Description**Job Title:** Compliance Consultant**Job Summary:** We are seeking a highly skilled Compliance Consultant to join our team at Ultimate Staffing. The successful candidate will play a crucial role in supporting our Code of Ethics compliance program, focusing on employee personal trading and outside business activity requirements.Key...

Job DescriptionPIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become...

Job SummaryWe are seeking a highly skilled Compliance Consultant to join our team at INSPYR Solutions. As a Compliance Consultant, you will play a critical role in supporting our Code of Ethics compliance program, including oversight of employee personal trading and outside business activity requirements.Key ResponsibilitiesReview employee personal trades...

Position: Material Non-Public Information Compliance Specialist We invite you to explore the details of this role below.Location: Remote Duration: Contractual Engagement Compensation: Competitive hourly rate. Eligibility Requirements: Must be a U.S. Citizen, Green Card Holder, or authorized to work in the United States.Overview: The Compliance Division is...

PIMCO stands as a premier entity in active fixed income, showcasing profound expertise across both public and private markets. We strategically allocate our clients' capital into a diverse array of fixed income and credit opportunities, drawing on our extensive experience in navigating intricate debt markets. Our adaptable capital foundation and robust...

Position OverviewPacific Life is committed to fostering a diverse and dynamic workforce that drives innovation and enhances customer satisfaction. We are currently seeking a qualified Senior Investment Accountant II to enhance our financial reporting capabilities. This position offers flexibility for on-site, remote, or hybrid work arrangements.Key...

Position Overview: At Pacific Life, we are dedicated to attracting talented, innovative, and diverse individuals to enhance our mission of transforming our business and delivering exceptional customer experiences. We are currently looking for a skilled Senior Analyst in Investment Operations to join our Fixed Income Operations team. This position offers...

About the RoleK1 Investment Management is seeking a highly skilled Financial Operations Specialist to join our team in Manhattan Beach, CA. As a key member of our finance team, you will be responsible for overseeing day-to-day financial, operational, and compliance functions for the firm.Key Responsibilities:Relationship Management: Assist in managing...

About Lugano DiamondsWe are a dynamic and growing company seeking a highly skilled and experienced professional to join our team as a People Operations Specialist. As a key member of our organization, you will play a critical role in shaping our culture and ensuring the success of our employees.Key ResponsibilitiesSupport Business Transformation: Collaborate...

About the RolePacific Life is seeking a highly skilled Senior Investment Operations Analyst to join our Fixed Income Operations team. This role will play a critical part in our company's growth and success by ensuring the efficient and accurate execution of investment operations.Key ResponsibilitiesCoordinate with broker-dealers, custodian banks, agents, and...

Company OverviewPIMCO stands as a global frontrunner in active fixed income, showcasing profound expertise across both public and private markets. We strategically invest our clients' capital in a diverse array of fixed income and credit opportunities, drawing on decades of experience in navigating intricate debt markets.Our robust capital foundation and...

Company OverviewPIMCO stands as a premier entity in the realm of active fixed income, boasting profound expertise across both public and private markets. We strategically allocate our clients' capital into a diverse array of fixed income and credit opportunities, drawing on our extensive experience in navigating intricate debt markets.Our robust capital...

CFA Institute is a prominent organization in the finance sector, renowned for its expertise in investment management and financial analysis. We are committed to providing exceptional service to our clients while fostering a culture of excellence and collaboration. Are you an analytical and driven professional eager to make a significant contribution? The...

Dynamic Real Estate Firm Seeking Lead Property Accounting SpecialistThis opportunity is hosted by: JobotSalary: $95,000 - $120,000 per yearAbout Us:A comprehensive real estate investment company focused on development and asset management.Why Join Us?Attractive Compensation Comprehensive Benefits (fully covered by employee)PTO401K with 3% employer match...

About the RoleWe are seeking a highly skilled Risk Management Specialist, Fund Treasury to join our team at Risk & Insurance Management Society Inc. This is an exciting opportunity to work in a dynamic environment where you will have the chance to make a meaningful impact.Key ResponsibilitiesFinancial Oversight: Oversee and manage a risk-focused oversight...

About the RolePacific Investment Management Company, LLC is recognized as a premier authority in active fixed income investment strategies, possessing profound knowledge across both public and private market sectors.Key ResponsibilitiesManage and nurture client relationships to ensure satisfaction and retention.Collaborate with internal teams to deliver...