Audit Manager

4 weeks ago

White Plains, New York, United States SMBC Full time
Job Description

SMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As an Audit Manager - IT Infrastructure, you will play a critical role in evaluating the effectiveness of internal controls and risk management processes within the Americas Division.

Key Responsibilities:

  • Evaluate governance, processes, risks, and controls to provide reasonable assurance as to the adequacy of the control environment within the Americas Division.
  • Plan and perform internal audits over technology areas within SMBC's Americas Division, primarily focusing on IT infrastructure in support of integrated audits.
  • Examine and evaluate internal controls in key technology risk areas to ensure compliance with internal policies and applicable rules, laws, and regulations, including FFIEC guidance.
  • Develop audit programs and perform audit fieldwork, including system documentation, evaluations, interviews, and technical analysis.
  • Propose or evaluate appropriate corrective measures designed to strengthen internal controls, operational, and technical policies and procedures, and other weaknesses identified during audits.
  • Prepare clear and concise audit work-papers and audit reports summarizing scope, methodology, and significant conclusions of audit procedures performed within prescribed time frames.
  • Conduct audit planning and closing meetings with Internal Audit and relevant Department Management.
  • Clearly communicate the results of the audits to both audit and client management.

Requirements:

  • Minimum 7-10 years IT Audit experience, with a bank or financial institution is required.
  • A good understanding of risks and controls within a technical environment is required, as well as the ability to document and test these controls.
  • Bachelor's Degree in MIS or some other computer-related field is required.
  • Knowledge of core financial services business processes, e.g., leasing and lending, banking, trading, and settlement, and/or AML and sanctions screening is preferred.
  • Audit experience covering cloud-based applications is a plus, but not required.

About SMBC:

SMBC Group is a top-tier global financial group with a 400-year history. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. SMBC offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients.

SMBC is committed to fostering a culture of diversity and inclusion, holding leaders accountable for creating an inclusive environment through awareness and practice of equity in recruiting, developing, and promoting diverse talent.

SMBC's employees participate in a hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office.

SMBC requires that employees live within a reasonable commuting distance of their office location.

SMBC provides reasonable accommodations for employees and applicants with disabilities consistent with applicable law.

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