Audit Manager

5 days ago

White Plains, New York, United States SMBC Full time
Job Description:

SMBC Group is a top-tier global financial group with a 400-year history. The company offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, SMBC Group has a significant presence in nearly 40 countries.

The Group is led by Sumitomo Mitsui Financial Group, Inc. (SMFG), which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York stock exchanges.

In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. The Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients.

The role of the Audit Manager - IT Infrastructure Vice President is to evaluate governance, processes, risks, and controls to provide reasonable assurance as to the adequacy of the control environment within the Americas Division. The individual will work within the Internal Audit Department, Americas Division, and will be responsible for planning and performing internal audits over technology areas within SMBC's Americas Division.

The ideal candidate will have a minimum of 7-10 years of IT audit experience, with a good understanding of risks and controls within a technical environment. The individual should be able to document and test these controls, and have knowledge of core financial services business processes, such as leasing and lending, banking, trading and settlement, and/or AML and sanctions screening.

The role requires strong critical thinking, analytical, and organizational skills, as well as strong oral and written communication skills. The individual should be able to work independently and as part of a team, and have a working knowledge of Microsoft Office Suite (Outlook, Excel, Word, PowerPoint).

Key Responsibilities:

• Evaluate governance, processes, risks, and controls to provide reasonable assurance as to the adequacy of the control environment within the Americas Division.

• Plan and perform internal audits over technology areas within SMBC's Americas Division.

• Develop audit programs and perform audit fieldwork, including system documentation, evaluations, interviews, and technical analysis.

• Propose or evaluate appropriate corrective measures designed to strengthen internal controls, operational, and technical policies and procedures, and other weaknesses identified during audits.

• Prepare clear and concise audit work-papers and audit reports summarizing scope, methodology, and significant conclusions of audit procedures performed within prescribed time frames.

• Conduct audit planning and closing meetings with Internal Audit and relevant Department Management.

• Clearly communicate the results of the audits to both audit and client management.

Requirements:

• Minimum 7-10 years IT audit experience, with a good understanding of risks and controls within a technical environment.

• Bachelor's Degree in MIS or some other computer-related field. CISA, CIA, and/or other relevant certifications are preferred.

• Strong critical thinking, analytical, and organizational skills.

• Strong oral and written communication skills.

• Ability to work independently and as part of a team.

• Working knowledge of Microsoft Office Suite (Outlook, Excel, Word, PowerPoint).

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