Risk Audit Manager

4 weeks ago


White Plains, New York, United States Sumitomo Mitsui Financial Group, Inc. Full time

About the Role

Sumitomo Mitsui Financial Group, Inc. is seeking an experienced Model Risk Audit Manager to join our Internal Audit Department. As a key member of our team, you will be responsible for designing and supervising the execution of internal audits of various complexities, ensuring audit work is performed in accordance with IIA standards and IAD policies and procedures.

Key Responsibilities

  • Design and supervise the execution of internal audits of various complexities.
  • Participate as a team member on other audit engagements or projects.
  • Direct and supervise audit teams to execute high-quality reviews within a prescribed timeframe.
  • Provide support, coaching, and feedback to audit team members.
  • Effectively communicate with stakeholders and audit senior management to clearly articulate audit strategy, testing results, and corrective measures.

Requirements

  • Minimum of 8 years' internal audit experience in the banking and finance industry.
  • Strong working knowledge of banking/capital markets products.
  • Understanding of applicable regulatory standards, including Model Risk Management (SR).
  • Understanding of audit techniques, internal controls, and workpaper standards.
  • Bachelor's Degree in Accounting, Finance, or related quantitative field.

About Us

Sumitomo Mitsui Financial Group, Inc. is a top-tier global financial group with a 400-year history. We offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.


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