Compliance Analyst

2 weeks ago


Springfield, United States BankTalent HQ Full time
Position Summary
The Compliance Analyst will assist the Compliance Testing team in implementing the Bank's Compliance Testing Program to promote independent oversight within the Compliance Risk Management Framework. The Program consists of annual planning and scheduling, compliance testing process, issue management, remediation validation, management reporting, and other projects.

Duties & Responsibilities

  • The Compliance Analyst will be an integral part in executing the Compliance Testing Program and will assist in the oversight of Busey Bank's compliance with Federal and State banking regulations
  • Responsible for executing and implementing policies and procedures related to the Compliance Testing Program. The Compliance Testing Program consists of:
- Annual Planning and Scheduling,

- Compliance Testing Process,

- Issue Management,

- Remediation Validation, and

- Management Reporting
  • Perform issue management monitoring, tracking and reporting from identification to remediation.
  • Coordinate and draft compliance testing workpapers.
  • Perform quality control reviews to ensure compliance testing documentation meets quality standards.
  • Build and maintain a compliance testing resource library (e.g., risk assessments, compliance awareness items, complaints reports, compliance and audit reports, workpaper templates, etc.)
  • Assist in the compliance testing process.
  • Assist senior team members on projects and research as needed.
  • Prepare periodic and ad-hoc reports for management, committees, and the Board of Directors.
  • Assist on other compliance related projects and tasks as requested.
Education & Experience

Knowledge of:
  • Strong verbal and written communication skills.
  • Strong attention to detail.
Ability to:
  • Work independently and complete assignments on time and completely.
  • Work as a team to meet project deadlines.
  • Research, interpret, and apply regulatory compliance laws, regulations and guidance, and provide solutions.
  • Leverage data/systems to automate or streamline the Compliance Testing Program.
  • This position requires the ability to assess compliance risk in current and new bank initiatives while providing easy to understand guidance to business staff and senior management.
Education and Training:
  • Bachelor's degree or equivalent work experience in the financial industry required.


Busey values a diverse and inclusive workplace and strives to recruit, develop and retain individuals with exceptional talent. A team with diverse talent, working together, is essential to Busey's commitment of delivering service excellence. Busey is an Equal Opportunity Employer including Disability/Vets. Visit Busey.com/Careers to learn more about Busey's Equal Opportunity Employment.

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