We have other current jobs related to this field that you can find below
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Senior Associate, Compliance Monitoring
3 weeks ago
Chicago, Illinois, United States OCC Full timeThis position is not eligible for current or future Sponsorship.What You'll Do:This role will report to the Manager, Compliance Monitoring and will provide technical solutions for the programs that oversee compliance with OCC's regulatory and internal control environment. This includes, but is not limited to, facilitating the automation of the organization's...
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Senior Associate, Compliance Monitoring
1 month ago
Chicago, United States Options Clearing Corporation Full timeThis position is not eligible for current or future Sponsorship.What You'll Do:This role will report to the Manager, Compliance Monitoring and will provide technical solutions for the programs that oversee compliance with OCC's regulatory and internal control environment. This includes, but is not limited to, facilitating the automation of the organization's...
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Senior Associate, Compliance Monitoring
2 months ago
Chicago, IL, United States Options Clearing Corporation Full timeThis position is not eligible for current or future Sponsorship.What You'll Do:This role will report to the Manager, Compliance Monitoring and will provide technical solutions for the programs that oversee compliance with OCC’s regulatory and internal control environment. This includes, but is not limited to, facilitating the automation of the...
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Compliance Associate
2 months ago
Chicago, United States Deerpath Capital Full timeCompany DescriptionDeerpath Capital is a leading direct lending firm specializing in providing first lien senior debt financing to middle market companies. Deerpath is focused on providing debt capital for acquisitions, refinancings, ownership transitions and growth capital to companies in the U.S. lower middle market. Deerpath has investment offices in New...
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Compliance Associate
2 months ago
Chicago, United States Deerpath Capital Management Full timeJob DescriptionJob DescriptionCompany DescriptionDeerpath Capital is a leading direct lending firm specializing in providing first lien senior debt financing to middle market companies. Deerpath is focused on providing debt capital for acquisitions, refinancings, ownership transitions and growth capital to companies in the U.S. lower middle market. Deerpath...
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Finance Compliance Monitor
3 weeks ago
Chicago, United States Chicago Cook Workforce Partnership Full timeJob DescriptionJob DescriptionFinance Compliance Monitor Job Summary: Under the general direction of the Finance Compliance Manager, performs finance monitoring reviews of assigned sub-recipients to determine financial compliance. Conducts monitoring entrance and exit conferences on site with sub recipient, delegate agencies to gain insight or provide draft...
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Finance Compliance Monitor
2 weeks ago
Chicago, United States Chicago Cook Workforce Partnership Full timeJob DescriptionJob DescriptionFinance Compliance Monitor Job Summary: Under the general direction of the Finance Compliance Manager, performs finance monitoring reviews of assigned sub-recipients to determine financial compliance. Conducts monitoring entrance and exit conferences on site with sub recipient, delegate agencies to gain insight or provide draft...
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Regulatory Compliance Senior Associate
6 days ago
Chicago, Illinois, United States RSM Full timeAbout Us At RSM, we are recognized as the premier provider of professional services to the middle market worldwide. Our mission is to instill confidence amidst change, enabling our clients and team members to achieve their fullest potential. Our remarkable workforce is the cornerstone of our inclusive culture and exceptional talent experience, making us...
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Regulatory Compliance Senior Associate
7 hours ago
Chicago, Illinois, United States RSM Full timeAbout Us RSM is a premier provider of professional services tailored for the middle market worldwide. Our mission is to instill confidence amid change, enabling our clients and personnel to achieve their utmost potential. Our remarkable workforce is the cornerstone of our inclusive culture and exceptional talent experience, making us appealing to our...
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Director of Compliance, Monitoring
3 weeks ago
Chicago, United States Heartland Human Care Serv Full time $66,500 - $86,400Job DescriptionJob DescriptionTitle: Director of Compliance, Monitoring & Auditing (Personnel, Compliance & Accreditation) Location: Hybrid, Chicago, ILSchedule: 8:30a-5:00p, Monday - FridaySummary: Under the general guidance of the Managing Director of Compliance, Policy and Training, the Director of Compliance Monitoring and Auditing at SAFEty provides...
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Compliance Associate
4 weeks ago
Chicago, United States Mitchell Martin Inc. Full timeJob Title: Compliance Associate (Investment Advisory & ERISA)Location: Chicago, IL or Petersburg, FLJob Description:We are seeking a detail-oriented Compliance Associate to support our investment advisory team, ensuring compliance with regulatory requirements, including ERISA guidelines. The ideal candidate will have experience in the investment advisory...
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Compliance Associate
4 weeks ago
Chicago, United States Mitchell Martin Inc. Full timeJob Title: Compliance Associate (Investment Advisory & ERISA)Location: Chicago, IL or Petersburg, FLJob Description:We are seeking a detail-oriented Compliance Associate to support our investment advisory team, ensuring compliance with regulatory requirements, including ERISA guidelines. The ideal candidate will have experience in the investment advisory...
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Senior Compliance Analyst
3 weeks ago
Chicago, Illinois, United States Ariel Investments Full timeAriel Investments is a premier, boutique, asset management firm. Our primary goal is to drive exceptional investment returns by bringing diverse perspectives together. The only way to beat a benchmark is to not look like one. As value investors, our thinking is deliberate and unconventional. We offer an independent, patient investing approach and aim to...
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Senior Compliance Analyst
1 month ago
Chicago, United States Ariel Investments Full timeAriel Investments is a premier, boutique, asset management firm. Our primary goal is to drive exceptional investment returns by bringing diverse perspectives together. The only way to beat a benchmark is to not look like one. As value investors, our thinking is deliberate and unconventional. We offer an independent, patient investing approach and aim to...
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Chicago, United States JPMorganChase Full timeJob Description Job DescriptionAs a team member within Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help us grow our business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and...
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Chicago, Illinois, United States JPMorganChase Full timeJob Description Job DescriptionAs a team member within Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help us grow our business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and...
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Chicago, United States Discovery Senior Living Full timeJob DescriptionJob DescriptionAbout Discovery Senior LivingDiscovery Senior Living ranks prominently among the 5 largestsenior housing providers in the US, and is nationally renowned for designing,developing, marketing, and operating a multi-brand portfolio of upscale, luxurysenior-living communities. With over 250 communities in nearly 40states, and 15,000...
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Senior Manager, Compliance Inventory Oversight
10 hours ago
Chicago, Illinois, United States Charles Schwab Full timeYour OpportunityAt Charles Schwab, we empower our employees to make a significant impact on their careers. Here, innovative thinking meets creative problem-solving, allowing us to challenge conventional practices and transform the financial services industry together.The Compliance Division orchestrates Schwab's compliance initiatives, offering advisory,...
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Senior Compliance Manager
5 days ago
Chicago, Illinois, United States United Airlines Full time $126,225 - $185,130Exciting Opportunity at United Airlines United Airlines is on a transformative journey to become the premier airline in aviation history. As part of this mission, we are committed to establishing ourselves as the most cyber-secure airline in the industry. Role Overview The Senior Manager - Digital Compliance will oversee the execution of our compliance...
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Senior Compliance Advisory Analyst
1 month ago
Chicago, Illinois, United States TransUnion Full timeTransUnion's Job Applicant Privacy Notice Personal Information We Collect Your Privacy ChoicesWhat We'll Bring:At TransUnion we have a welcoming and energetic environment that encourages collaboration and innovation - we're constantly exploring new technologies and tools to be agile. This environment gives our people the opportunity to hone current skills...
Senior Associate, Compliance Monitoring
2 months ago
This position is not eligible for current or future Sponsorship. What You'll Do: This role will report to the Manager, Compliance Monitoring and will provide technical solutions for the programs that oversee compliance with OCC's regulatory and internal control environment. This includes, but is not limited to, facilitating the automation of the organization's control testing program, control testing quality assurance, monitoring and surveillance tools and reports related to board reporting. Primary Duties and Responsibilities: To perform this job successfully, an individual must be able to perform each primary duty satisfactorily. Build automated workflows that enable data extraction, processing, and conversion to standardized data models. Configure data pipelines that ensure end-to-end process automation related to different aspects of the Compliance program. Develop Control Testing Automation, Findings, and Risk identification dashboards. Assist in the design and development of automated and sustainable reporting for a variety of audiences including management, the Chief Compliance Officer, the Board of Directors, and regulators. Support analytics framework by following best practices in code review, testing, documentation and technical writing. Assist in the design and development of automated and sustainable reporting for a variety of audiences including management, the Chief Compliance Officer, the Board of Directors, and regulators. Assess existing technologies and data sets and determine how they can best be used to drive analyses and inform decision-making for Compliance. Escalate issues to the Manager, Compliance Monitoring, as needed. Other duties, as assigned. Supervisory Responsibilities: Not Applicable. Qualifications: The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions. Strong programming skills oriented towards data analytics involving data extraction, manipulation, processing and analysis. Object Oriented Programming skills is a plus. Strong SQL skills and experience writing efficient complex queries for data extraction. Database development and management is a plus. Working knowledge of API protocols and extracting data from REST APIs and source systems. Experience working with, cleaning and analyzing large and complex data sets and structures to derive meaningful results. Experience building dashboards and reports in Tableau, or similar monitoring tool. Excellent technical and analytical skills. Ability to deliver thoughtful, efficient solutions quickly in a fast-paced environment. Ability to communicate technical solutions clearly and effectively to business users and senior management. Ability to work across teams and with varying subject matter experts to develop requirements and to obtain and analyze data. Ability to manage and prioritize assignments and respond to rapidly shifting priorities. Ability to work independently and as a member of a team. Ability to work under deadlines and manage multiple tasks simultaneously. Technical Skills: Data extraction, manipulation and processing skills in either Python (Pandas/Numpy), Matlab or R. Having Object Oriented programming skills (C++/Java) is a plus. SQL programming on relational databases. Splunk is a plus. Tableau or Python/R data visualization libraries. Curator is a plus. Experience working on a workflow tool like Alteryx, Power BI or scheduling automated jobs in Windows or Unix environment. Building end-to-end data pipelines and using best practices in development and testing. Familiarity with Agile framework and versioning tools like Git. Understanding of statistics/quantitative analysis and experience applying these concepts in a business environment, preferred. Education and/or Experience: 0-3 years of software development/data analytics/quantitative analysis roles required. 2 years of fintech or financial industry experience, a plus. 2 years working in Risk or Compliance areas, a plus. Bachelor's Degree in Computer Science, Information Systems, Mathematics, Finance, or related discipline required. Certificates or Licenses: Not Required Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at What We Offer A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness. Some of these components include: A hybrid work environment, up to 2 days per week of remote work Tuition Reimbursement to support your continued education Student Loan Repayment Assistance Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely Generous PTO and Parental leave Competitive health benefits including medical, dental and vision Step 1 When you find a position you're interested in, click the 'Apply' button. Please complete the application and attach your resume. Step 2 You will receive an email notification to confirm that we've received your application. Step 3 If you are called in for an interview, a representative from OCC will contact you to set up a date, time, and location. For more information about OCC, please click here. OCC is an Equal Opportunity Employer
