Regulatory Compliance Senior Associate

About Us RSM is a premier provider of professional services tailored for the middle market worldwide. Our mission is to instill confidence amid change, enabling our clients and personnel to achieve their utmost potential. Our remarkable workforce is the cornerstone of our inclusive culture and exceptional talent experience, making us appealing to our...

About the RoleWe are seeking a highly skilled Senior Associate to join our Risk Consulting practice at RSM. As a key member of our team, you will be responsible for leading and delivering regulatory compliance internal audits, assessments, model validations, and other services at client locations within financial institutions.Key ResponsibilitiesExecute...

Invenergy drives innovation in energy. Powered by decades of entrepreneurial experience and unparalleled execution, we solve the energy challenges facing our customers and communities. We provide power generation and storage solutions at scale around the world to create a cleaner energy future. We develop. We build. We own. We operate. We are Invenergy.Job...

Join Our Team as a Senior Internal Auditor in Consumer ComplianceAt Discover Financial Services, we believe in the power of meaningful work from the very first day. Our culture thrives on collaboration, driven by three core principles: We Play to Win, We Get Better Every Day, and We Succeed Together. We are dedicated to fostering your growth and empowering...

Job Title: Compliance Associate (Investment Advisory & ERISA)Location: RemoteJob Overview:We are looking for a meticulous Compliance Associate to bolster our investment advisory division, ensuring adherence to regulatory standards, particularly those outlined by ERISA. The successful candidate will possess a background in investment advisory, coupled with a...

Position Title: Compliance Associate (Investment Advisory & ERISA)Location: RemotePosition Overview:We are looking for a meticulous Compliance Associate to assist our investment advisory division in maintaining adherence to regulatory standards, particularly those outlined by ERISA. The successful candidate will possess a robust background in the investment...

Key Responsibilities:As a pivotal member of M1 Holdings Inc., you will contribute significantly to our compliance framework. Reporting directly to the Head of Compliance, your role will involve assisting business units in understanding and adhering to the regulatory environment. Moreover, you will have the chance to collaborate with various teams across the...

About the Role:We are seeking a highly skilled and experienced Regulatory Compliance Manager to lead our AML and Sanctions programs. As a key member of our team, you will be responsible for ensuring the effectiveness and reliability of our AML and Sanctions programs, and for providing expert advice and insights on compliance and internal audit best...

Job Title: Compliance Advisor (Investment Advisory & ERISA, RIA)Location: Chicago, IL or Petersburg, FLPosition Overview:We are looking for a meticulous Compliance Advisor to assist our investment advisory division in maintaining adherence to regulatory standards, particularly those set forth by the SEC and ERISA. The successful candidate will possess a...

Job OverviewCompany BackgroundDeerpath Capital is a prominent direct lending firm that specializes in providing first lien senior debt financing to middle market enterprises. The firm is dedicated to supplying debt capital for acquisitions, refinancings, ownership transitions, and growth capital to companies within the U.S. lower middle market. With...

Regulatory Compliance AnalystLocation: 100% Remote – Will be working on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As they expand their workforce, they are seeking a...

Regulatory Compliance AnalystLocation: 100% Remote – Operating on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As the organization expands, we are seeking a Regulatory...

About M1 Holdings Inc.:M1 is dedicated to assisting clients in managing and safeguarding their financial assets, both in the short term and for the future. Our innovative platform enables users to invest, borrow, spend, and save seamlessly, utilizing automation to enhance each user's personalized financial strategy.With hundreds of thousands of clients...

We are seeking a Regulatory Affairs Associate in the Biotechnology and Medical Devices sector.Position Overview: The primary responsibility of this role involves managing the submission of essential applications and overseeing all communications with governmental bodies related to the regulatory approval process for products that necessitate such...

We are seeking a Regulatory Affairs Associate within the Biotechnology and Medical Devices sector.Position Overview:In this role, you will be accountable for managing the submission of essential applications and overseeing all interactions with regulatory bodies concerning the approval process for products that necessitate governmental authorization.Your...

We are seeking a Regulatory Affairs Associate in the Biotechnology/Medical Devices sector.Position Overview: The primary responsibility of this role involves managing the submission of essential applications and overseeing all governmental communications related to the regulatory approval process for products that necessitate official authorization.Key...

Exciting Opportunity in a Thriving IndustryAbout the Company:Jobot is a leading player in the Gaming and Cannabis sectors, seeking a talented Regulatory Compliance Specialist to enhance our dedicated team.Position: Regulatory Compliance SpecialistLocation: Chicago, ILRole Overview:We are on the lookout for a proactive Regulatory Compliance Specialist with a...

Job DescriptionDaubert Chemical Co. Inc. is a leading specialty chemical manufacturer seeking a highly skilled Regulatory Compliance Specialist to ensure global compliance with regulations and standards. The ideal candidate will have a strong background in regulatory affairs and a proven track record of ensuring compliance with international, national, and...

About the RoleWe are seeking a seasoned Compliance Leader to join our team at Ascendo Resources. As a key member of our organization, you will play a critical role in ensuring our compliance with regulatory standards and industry best practices.Key ResponsibilitiesRegulatory Compliance: Develop and implement effective compliance programs to ensure adherence...

Your OpportunityAt Charles Schwab, we empower you to shape your career. Here, innovative thinking meets effective problem-solving, enabling us to redefine the finance industry together.The Compliance Department is at the forefront of Schwab's adherence to regulations, providing advisory, monitoring, testing, and educational support to ensure management's...