Securities Operations Representative

2 months ago


Montpelier, United States National Life Group Full time
Securities Operations Representative

Summary

This position is responsible for servicing registered representatives, branch office supervisors, field staff, clients and internal staff. Calls frequently involve researching discrepancies, performing in depth research and problem solving.

Key Responsibilities

  • Effectively and efficiently handle high call volume regarding brokerage accounts, managed accounts and account maintenance items
  • Respond to questions from clients, registered representatives, and home office associates
  • Research and resolve problems with maintenance requests, trades and commissions
  • Open accounts, handle maintenance items and process transfers on the brokerage and managed platforms
  • Perform diligent follow up to ensure accuracy of requests processed
  • Enter equity, mutual fund and fixed income transactions
  • Educate registered representatives regarding Firm procedures
Requirements
  • Bachelors Degree or equivalent combination of education and experience
  • FINRA Series 7 license required or ability to obtain license within 90 days of employment
  • 1-3 years of experience in back-office brokerage operations
  • Demonstrated ability to perform quality work in a fast-paced environment
  • Must be a team player and have the ability to prioritize tasks
  • Strong interpersonal, communication and organizational skills
  • Familiarity with PCs and ability to learn new programs quickly
  • Maintain confidentiality of company information
  • Proficient in MS Office Suite, including Word, Excel, and PowerPoint
  • Ability to pass background and fingerprint check

The base compensation range represents the low and high end of the range for this position. Actual compensation will vary and may be above or below the range based on various factors including but not limited to qualifications, skills, competencies, location, and experience. The range listed is just one component of our total compensation package for employees.

Other rewards may include an annual bonus, quarterly bonuses, commissions, and other long-term incentive compensation, depending on the position. National Life offers a competitive total rewards package which includes: a 401(k) retirement plan match; medical, dental, and vision insurance; a company funded wellness account for director and below employees; 10 paid holidays; a generous paid time off plan (22 days of combined time-off for non-exempt employees and exempt employees have discretion in managing their time, including scheduling time off in the normal course of business, but in no event will exempt employees receive less sick time than required by state or local law); 6 weeks of paid parental leave; and 6 weeks of paid family leave after a year of full-time employment

National Life Group® is a trade name of National Life Insurance Company, Montpelier, VT - founded in 1848, Life Insurance Company of the Southwest, Addison, TX - chartered in 1955, and their affiliates. Each company of National Life Group is solely responsible for its own financial condition and contractual obligations. Life Insurance Company of the Southwest is not an authorized insurer in New York and does not conduct insurance business in New York. Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company. All other entities are independent of the companies of National Life Group.

Fortune 1000 status is based on the consolidated financial results of all National Life Group companies.

National Life Group

1 National Life Dr

Montpelier, VT 05604

#LI-DO

#LI-Hybrid

Social Media Policy

Site Disclosure and Privacy Policy

  • Montpelier, United States Vermont Judiciary Full time

    Job DescriptionJob DescriptionThe Security & Safety Officer is responsible for the security and safety of courtrooms and courthouses, as well as safeguarding court users including judges, court staff, litigants and visitors. The Security & Safety Officer is also responsible for facilitating the development of safety plans to minimize risk to court users from...


  • Montpelier, Vermont, United States Jay Peak Resort Full time

    FULL-TIME | SEASONAL & YEAR-ROUND POSITIONS AVAILABLEThis is an opportunity to join the dedicated team at Jay Peak Resort, where your experiences will be rewarding and our expectations will be high. We expect you to work diligently, support your teammates, serve our guests, and enjoy your time with us. In return, we offer competitive compensation,...


  • Montpelier, United States State of Vermont Full time

    Overview BGS Safety and Security is responsible for the safety and security of all state facilities both owned and leased. The Security Systems Unit installs, maintains, and supports security infrastructure to include security card access, CCTV surveillance cameras, intrusion alarm systems, remote video door intercoms, network and standalone servers, and...


  • Montpelier, United States National Life Group Full time

    Senior Network Security Engineer Job Summary: As our Senior Network Security Engineer, you will be a key player in developing and implementing cutting-edge security solutions for our network infrastructure. You will leverage your significant hands-on experience with next generation network technologies to design and implement security policies, procedures,...


  • Montpelier, United States State of Vermont Full time

    Overview BGS Safety and Security is responsible for the safety and security of all state facilities both owned and leased. The Security Systems Unit installs, maintains, and supports security infrastructure to include security card access, CCTV surveillance cameras, intrusion alarm systems, remote video door intercoms, network and standalone servers, and...


  • Montpelier, Vermont, United States National Life Group Full time

    About the RoleWe are seeking a highly motivated and detail-oriented Safety and Security Professional to join our team at National Life Group. As a key member of our security team, you will play a critical role in ensuring the safety and security of our employees, tenants, and visitors.Key ResponsibilitiesEnforce physical security policies and procedures to...


  • Montpelier, United States Mutual of Omaha Full time

    Financial Representative Trainee - Richmond, VA Location: Virginia Work Type: Full Time Regular Job No: 502873 Categories: Sales, Early Career Programs, Financial Representative Trainee Application Closes: Open Until...


  • Montpelier, Vermont, United States Hunger Mountain Co-op Full time

    Position OverviewHunger Mountain Co-op is seeking a dedicated Facilities Operations Supervisor to oversee our Facilities & Maintenance and Receiving departments. This full-time, salaried-exempt role reports directly to the General Manager.Key ResponsibilitiesThe primary responsibilities of this position include:Ensuring the facility is maintained to the...


  • Montpelier, United States Vermont Mutual Full time

    Job DescriptionJob DescriptionThe Senior Customer Experience Representative will provide guidance, training, and support to ensure the delivery of outstanding service to insureds, agents, mortgage companies, and any external/internal customers. This role involves managing complex inquiries, resolving escalated issues, and collaborating with internal teams to...


  • Montpelier, Vermont, United States U.S. Army Full time

    *ELIGIBLE FOR UP TO A $20K SIGNING BONUS. TALK TO YOUR RECRUITER FOR DETAILS.* ABOUT THIS POSITION ***THIS ROLE REQUIRES ENLISTMENT IN THE U.S. ARMY OR ARMY RESERVE*** As a Logistics Operations Specialist, you will oversee and manage all military supplies and equipment. Your responsibilities will include receiving, inspecting, inventorying, loading and...


  • Montpelier, Vermont, United States National Life Group Full time

    Position OverviewThis role is dedicated to providing exceptional service to registered representatives, branch office supervisors, field personnel, clients, and internal teams. The responsibilities often involve thorough investigation of discrepancies, detailed research, and effective problem resolution.Key ResponsibilitiesManage a high volume of inquiries...


  • Montpelier, United States First Federal Bank Full time

    Position Title: Customer Service Representative Department: Retail Position Reports to: Client Service Manager Position Summary: Support the company’s mission statement and sales goals by maintaining a high-level of customer service, processing daily transactions as well as identifying and utilizing cross selling opportunities. Demonstrate and implement...


  • Montpelier, Vermont, United States Volt Full time

    Position Overview:This role is focused on providing essential support for the IT and Telecommunications infrastructure across various departments, ensuring that the utilization of hardware, software, and communication systems aligns with the company's global IT strategy.Key Responsibilities:- Collaborate closely with IT services, including design,...


  • Montpelier, Vermont, United States META Full time

    Position Overview:Meta is on the lookout for a Manager of Privacy Engineering Operations to lead and expand a dedicated team focused on Privacy Incident Analysis. This essential group plays a pivotal role in safeguarding the privacy and security of over 3 billion users worldwide.As the head of this team, you will collaborate with engineering departments to...


  • East Montpelier, United States META Full time

    Summary: Meta is looking for a Public Affairs Manager to join its Security Communications Team. In this role, you will support our cross-company information security efforts in developing and executing communications programs from scratch. You will be a vital voice in helping us tell the story of our work to secure and protect people from new and emerging...


  • Montpelier, Vermont, United States Hannaford Supermarkets Full time

    Location: United StatesStore Code: Store Management Hannaford Supermarkets has a rich history dating back to 1883, beginning as a fresh produce vendor and evolving into a community-focused market. We are committed to sourcing from local farmers and producers, fostering not only local cuisine but also the preservation of farmland, traditions, and employment...


  • Montpelier, Idaho, United States BankTalent HQ Full time

    At BankTalent HQ, we understand that our achievements stem from the commitment, expertise, and diverse talents of our workforce. As we continue to evolve in the banking sector, we are dedicated to being the employer of choice. Our accolades include recognition from various industry publications for our workplace culture and employee satisfaction. Branch...


  • Montpelier, Vermont, United States Kansas Action for Children Full time

    Job OverviewKansas Action for Children is on a mission to enhance the welfare of children and families across the state. We are currently seeking a dedicated Senior Cloud Operations Engineer to join our dynamic team. This role is pivotal in ensuring the seamless operation and ongoing enhancement of our specialized applications through robust CI/CD pipelines...


  • Montpelier, Idaho, United States BankTalent HQ Full time

    At BankTalent HQ, we understand that our achievements stem from the commitment, expertise, and skills of our diverse workforce. As we continue to evolve in the banking sector, we aim to be the leading employer of choice. Our accolades include recognition from industry publications as a top workplace, highlighting our dedication to employee satisfaction and...


  • Montpelier, Vermont, United States National Life Group Full time

    Master Operations TechnicianPosition is located in Montpelier, VermontCompany Summary Come join one of America's fastest growing insurance companies with a stable history of 175 years. At National Life Group ("NLG"), we offer a flexible work environment with opportunity for growth. As a mission-driven business, our promises are as important as the products...