Legal Compliance Specialist

Legal Compliance Specialist, New York, NY Archstone Builders LLC, one of the leading construction mgmt firms, is seeking candidates for a Legal Compliance Specialist position to consult with legal counsel & report to mgmt on compliance matters; monitor, research & analyze local, city, state & fed laws & regs for compliance & of changes...

Legal Compliance Specialist, New York, NY Archstone Builders LLC, one of the leading construction mgmt firms, is seeking candidates for a Legal Compliance Specialist position to consult with legal counsel & report to mgmt on compliance matters; monitor, research & analyze local, city, state & fed laws & regs for compliance & of changes that require...

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will work closely with other members of the Legal and Compliance Department and other departments throughout the firm on a wide spectrum of legal and compliance issues and initiatives, focusing on matters related to funds and trading...

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will work closely with other members of the Legal and Compliance Department and other departments throughout the firm on a wide spectrum of legal and compliance issues and initiatives, focusing on matters related to funds and trading...

Manage and monitor employee personal securities trading, political contribution requests, gifts and entertainment requests, and outside business activities via a compliance software program. Perform confidential background checks of potential investo Compliance Specialist, Compliance, Specialist, Healthcare, Staffing

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. This person will assist the Funds and Trading attorneys with tasks...

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. This person will assist the Funds and Trading attorneys with tasks...

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. This person will assist the Funds and Trading attorneys with tasks...

About the Position:We are working with a global private markets investment manager that has an immediate need for a regulatory and compliance attorney to join as a Legal Counsel in Chicago or New York. This person will be responsible for the client’s legal/regulatory activities in the UK and EU markets including fund formation and private offerings,...

Conduct periodic compliance testing and oversight Maintain the Firm's legal and compliance records and documentation Organize compliance related committee meetings Assist with the compliancetraining program for the Firm's employees Assist with the ongoing diligence of thirdparty vendors and interfacing with different internal operations teams and external...

Our client is seeking a Compliance professional to join their Legal & Compliance team in providing the following support for their firm's regulated entities in the US and UK.Responsibilities:Supervise firm's compliance monitoring technology platform & review Code of Ethics preapprovals.Support business with questions related to compliance with company...

Our client is seeking a Compliance professional to join their Legal & Compliance team in providing the following support for their firm's regulated entities in the US and UK.Responsibilities:Supervise firm's compliance monitoring technology platform & review Code of Ethics preapprovals.Support business with questions related to compliance with company...

About your Internship: We are seeking a Legal & Compliance Extern to join our global in-house Legal Team. R3's Legal Team provides support to and collaborates with stakeholders across R3's organization, including the commercial, product, engineering, and professional services teams. Some of our day-to-day activities include negotiating commercial contracts,...

About your Internship: We are seeking a Legal & Compliance Extern to join our global in-house Legal Team. R3’s Legal Team provides support to and collaborates with stakeholders across R3’s organization, including the commercial, product, engineering, and professional services teams. Some of our day-to-day activities include negotiating commercial...

- Conduct periodic compliance testing and oversight - Maintain the Firm’s legal and compliance records and documentation - Organize compliance related committee meetings- Assist with the compliance training program for the Firm’s employees - Assist with the ongoing diligence of third-party vendors and interfacing with different internal operations teams...

A well established Utilities company is looking to add on a Ethics and Compliance specialist to their Ethics and Compliance investigation team. This position will engage with different departments to foster trust, mitigate risks, uphold ethical business practices, develop policies and procedures, conduct training, and facilitate communication on ethics and...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include...

Mercer, a place where extraordinary individuals can do their best work and lead their best lives! We believe in camaraderie and collaboration, no matter what your role, level, experience or background. Mercer is seeking candidates for the following Compliance Specialist, Compliance, Specialist, Marketing, Investment, Business Services, Support

We are Darrow – a fast-growing LegalTech startup revolutionizing the justice system. Founded in 2020, Darrow was born with a key mission: to uncover legal wrongdoing and secure justice for impacted parties. Our team of world-class legal experts and technologists have built the leading justice intelligence platform, uncovering egregious violations across...

Job DescriptionJob DescriptionThe Compliance Specialist oversees the Compliance Program for the Home Care agency, ensuring adherence to local, state laws, and regulations outlined by the New York State Department of Health, Office of Medicaid Inspector General, and company policies. This role includes the continual implementation of the Code of Conduct and...