Legal & Compliance - Marketing & Distribution

2 weeks ago

New York, United States Blackstone Group Full time

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at

LinkedIn

,

Twitter

, and

Instagram


The employee will be a member of the compliance team focusing on regulatory compliance issues with respect to marketing and other investor / third-party materials and communications, as well as working with others on Blackstone’s global Legal and Compliance (“L&C”) team. The VP will serve as the primary day-to-day counsel with respect to marketing materials and other communications and documents for one or more products. In this capacity, the employee will be responsible for reviewing investor and third-party communications, supervising staff in their reviews, and advising on legal and compliance matters that arise in connection with investor suitability, domestic and global marketing registration, and analysis and resolution of regulatory questions. The employee will:

- Review marketing materials, due diligence responses, investor communications, and other fundraising and reporting-related materials (e.g. quarterly letters, recordings, memoranda, etc.) across various investment strategies from a legal, regulatory, and compliance perspective;
- Supervise and train staff to conduct marketing compliance reviews;
- Manage the L&C relationship with several lines of business and related products;
- Attend client meetings to discuss Blackstone products and address client questions;
- Serve as primary counsel to the business advising on existing investors’ legal and compliance-related requests;
- Develop internal policies and procedures and current regulatory guidance with respect to marketing and other related compliance matters, and assist maintaining broader L&C policies and procedures;
- Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols;
- Assess current and prospective regulatory risk through industry interaction and research; and
- Assist with other day-to-day L&C matters as needed.

In addition, the employee will have the opportunity to work with legal and compliance teams dedicated to Blackstone’s various other business units and geographic regions and will assist in developing cross-functional compliance policies and procedures supporting regulatory compliance in various geographic regions.

Qualifications:

- 8+ years of prior experience at a law firm and/or investment management firm;
- Prior experience in a compliance role and/or J.D. required;
- Understanding of the Advisers Act and FINRA regulations strongly preferred;
- Knowledge of hedge funds and drawdown funds a plus;
- Strong attention to detail and analytical skills;
- Strong project management and organizational skills with ability to manage multiple and sometimes conflicting demands;
- Ability to transform complex compliance, legal, and business problems into commercially actionable work plans;
- Highly effective oral and written skills and ability to communicate confidently and effectively;
- Ability to work independently while remaining a strong team player who works collaboratively and builds strong working relationships;
- Proactive management skills and the ability to manage projects independently and to conclusion; and
- Substantial initiative, creativity and drive and the ability to implement a measured approach under competing demands and with confidence.
- Available to work outside of regular business hours as needed.

The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position. Assignments, duties, and responsibilities may be changed at any time, with or without notice, by Blackstone in its sole discretion.

Expected annual base salary range:
$140,000 - $200,000

Actual base salary within that range will be determined by several components including but not limited to the individual's experience, skills, qualifications and job location. For roles located outside of the US, please disregard the posted salary bands as these roles will follow a separate compensation process based on local market comparables.

Additional compensation: Base salary does not include other forms of compensation or benefits offered in connection with the advertised role.


Depending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engag

  • AMP Challengers Program

    5 days ago

    New York, United States adMarketplace Full time

    Who We Are At adMarketplace, our mission is to deliver the most engaging consumer search experiences while empowering advertisers to measure media performance accurately. Today, millions of people worldwide engage with our exclusive, transparent media placements across the internet’s leading browsers, shopping apps, and review sites. Our mantra at...

  • AMP Challengers Program

    5 days ago

    New York, New York, United States adMarketplace Full time

    Who We AreAt adMarketplace, our mission is to deliver the most engaging consumer search experiences while empowering advertisers to measure media performance accurately. Today, millions of people worldwide engage with our exclusive, transparent media placements across the internet's leading browsers, shopping apps, and review sites.Our mantra at...

  • Weekend Direct Support Professional

    5 days ago

    New Kensington, United States AMP Full time

    Job DescriptionJob DescriptionAMP offers a base hourly rate of $16 - $17 per hour depending on the shift and your direct care experience. AMP provides 1-on-1 residential care 24/7 to Children and Adults with Intellectual and Mental Health Challenges. We need energetic staff that are willing to learn and/or use their experience and make a difference in a...

  • Legal & Compliance - Marketing & Distribution Compliance, Analyst

    7 days ago

    New York, United States Blackstone Restaurant Full time

    Blackstone is the worlds largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people Compliance, Marketing, Legal, Distribution, Analyst, Business, Business Services

  • Salesforce Marketing Automation Engineer

    3 weeks ago

    New York, United States Yoh, A Day & Zimmermann Company Full time

    Junior – Midrange Engineer – NYC-Hybrid C2H + GC/Citizenship - ASAPThree days a week onsite. RESPONSIBILITIES:Build, test and deploy personalized email marketing modules via SFMC Content Builder.Develop Content Builder email templates and respective content blocks; requires strong HTML/CSS, AMP for Email, AMPscript, Guide Template Language, Server-Side...

  • Salesforce Marketing Automation Engineer

    2 weeks ago

    New York, United States Yoh, A Day & Zimmermann Company Full time

    Junior - Midrange Engineer - NYC-Hybrid C2H + GC/Citizenship - ASAPThree days a week onsite. RESPONSIBILITIES:Build, test and deploy personalized email marketing modules via SFMC Content Builder.Develop Content Builder email templates and respective content blocks; requires strong HTML/CSS, AMP for Email, AMPscript, Guide Template Language, Server-Side...

  • Salesforce Marketing Automation Engineer

    3 weeks ago

    New York, United States Yoh, A Day & Zimmermann Company Full time

    Junior – Midrange Engineer – NYC-Hybrid C2H + GC/Citizenship - ASAPThree days a week onsite. RESPONSIBILITIES:Build, test and deploy personalized email marketing modules via SFMC Content Builder.Develop Content Builder email templates and respective content blocks; requires strong HTML/CSS, AMP for Email, AMPscript, Guide Template Language, Server-Side...

  • Salesforce Marketing Automation Engineer

    3 weeks ago

    New York, United States Yoh, A Day & Zimmermann Company Full time

    Junior – Midrange Engineer – NYC-Hybrid C2H + GC/Citizenship - ASAPThree days a week onsite. RESPONSIBILITIES:Build, test and deploy personalized email marketing modules via SFMC Content Builder.Develop Content Builder email templates and respective content blocks; requires strong HTML/CSS, AMP for Email, AMPscript, Guide Template Language, Server-Side...

  • In-House: Legal Counsel

    1 month ago

    New York, United States McCormack Schreiber Legal Search Full time

    About the Position:We are working with a global private markets investment manager that has an immediate need for a regulatory and compliance attorney to join as a Legal Counsel in Chicago or New York. This person will be responsible for the client’s legal/regulatory activities in the UK and EU markets including fund formation and private offerings,...

  • Facilities Management Manager in Training, Crothall

    3 days ago

    New York, United States Crothall Healthcare Full time

    **Salary: $62500 / year** **Pay Grade**:10 FACILITIES MANAGEMENT MANAGER IN TRAINING **OPPORTUNITIES AVAILABLE ACROSS THE U.S.!** ROLE DESCRIPTION WE ARE a family of companies delivering the best in food, hospitality, and support services. As the leading foodservice and support services company in the US, we are known for our great people, great...

  • Broker Dealer Compliance

    2 weeks ago

    New York, United States The PeterSan Group and PeterSan Legal Staffing Full time

    We represent alternative investment financial technology platform looking to hire an Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team and focus on Marketing. Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer...

  • Broker Dealer Compliance

    3 weeks ago

    New York, United States The PeterSan Group and PeterSan Legal Staffing Full time

    We represent alternative investment financial technology platform looking to hire an Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team and focus on Marketing. Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer...

  • Broker Dealer Compliance

    3 weeks ago

    New York, United States The PeterSan Group and PeterSan Legal Staffing Full time

    We represent alternative investment financial technology platform looking to hire an Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team and focus on Marketing. Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer...

  • Senior Associate, Project Management

    2 days ago

    New York, United States Digitas Full time

    Job Description Our Account & Project Management teams enable and execute great work in the smartest way possible. We are passionate about transforming ideas into results as we constantly negotiate, organize and understand the ever-changing landscape of digital marketing and technology. To help with this, we’re looking for an outstanding Sr...

  • Legal & Compliance Associate

    1 month ago

    New York, United States Reputable Staffing, Inc. Full time

    Our client is seeking a Compliance professional to join their Legal & Compliance team in providing the following support for their firm's regulated entities in the US and UK.Responsibilities:Supervise firm's compliance monitoring technology platform & review Code of Ethics preapprovals.Support business with questions related to compliance with company...

  • Legal & Compliance Associate

    2 months ago

    New York, United States Reputable Staffing, Inc. Full time

    Our client is seeking a Compliance professional to join their Legal & Compliance team in providing the following support for their firm's regulated entities in the US and UK.Responsibilities:Supervise firm's compliance monitoring technology platform & review Code of Ethics preapprovals.Support business with questions related to compliance with company...

  • Legal & Compliance Externship

    2 weeks ago

    New York, United States R3 Full time

    At R3 our vision is a world where value moves freely, and business is done safely. Our mission is to enable an open, trusted, and enduring digital economy. We are a scale up with a startup's grit. We encourage a workforce where no idea is too small, and no two days are the same. About your Internship: We are seeking a Legal & Compliance Extern to join our...

  • Legal and Compliance Analyst

    2 days ago

    New York, United States TG Holding Full time

    Job DescriptionJob DescriptionSalary: Responsibilities:Review, advise and deal with all legal and regulatory projects, cases,matters, etc. for the Group and external clients;Draft, review, negotiate and manage and advise on a wide range of contracts for the Group and external clients, including BP agreements, Terms of Business, NDAs, services agreements,...

  • Fixed Income/Loan/SR Dev:Python

    6 days ago

    New York, United States Genesis Corp dba Genesis10 Full time

    Genesis10 is currently seeking an Application Programmer with our client in the financial industry located in New York, NY. This is a 12 + month contract position. Responsibilities: Develop, enhance, debug, support, maintain and test software of distributed applications and supporting functions Contributes to design and technical decisions; demonstrate...

  • Legal & Compliance Externship

    3 days ago

    New York, United States R3 Full time

    At R3 our vision is a world where value moves freely, and business is done safely. Our mission is to enable an open, trusted, and enduring digital economy. We are a scale up with a startup’s grit. We encourage a workforce where no idea is too small, and no two days are the same. About your Internship: We are seeking a Legal & Compliance Extern to join our...