Legal Compliance Specialist

Legal Compliance Specialist, New York, NY Archstone Builders LLC, one of the leading construction mgmt firms, is seeking candidates for a Legal Compliance Specialist position to consult with legal counsel & report to mgmt on compliance matters; monitor, research & analyze local, city, state & fed laws & regs for compliance & of changes that require...

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. This person will assist the Funds and Trading attorneys with tasks...

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. This person will assist the Funds and Trading attorneys with tasks...

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. This person will assist the Funds and Trading attorneys with tasks...

About the Position:We are working with a global private markets investment manager that has an immediate need for a regulatory and compliance attorney to join as a Legal Counsel in Chicago or New York. This person will be responsible for the client’s legal/regulatory activities in the UK and EU markets including fund formation and private offerings,...

Conduct periodic compliance testing and oversight Maintain the Firm's legal and compliance records and documentation Organize compliance related committee meetings Assist with the compliancetraining program for the Firm's employees Assist with the ongoing diligence of thirdparty vendors and interfacing with different internal operations teams and external...

Who You Are: The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy's related compliance program for the relevant activities. Both the swap dealer and the CPO/CTA are both direct subsidiaries of...

Our client is seeking a Compliance professional to join their Legal & Compliance team in providing the following support for their firm's regulated entities in the US and UK.Responsibilities:Supervise firm's compliance monitoring technology platform & review Code of Ethics preapprovals.Support business with questions related to compliance with company...

Our client is seeking a Compliance professional to join their Legal & Compliance team in providing the following support for their firm's regulated entities in the US and UK.Responsibilities:Supervise firm's compliance monitoring technology platform & review Code of Ethics preapprovals.Support business with questions related to compliance with company...

Job DescriptionJob DescriptionSalary: Responsibilities:Review, advise and deal with all legal and regulatory projects, cases,matters, etc. for the Group and external clients;Draft, review, negotiate and manage and advise on a wide range of contracts for the Group and external clients, including BP agreements, Terms of Business, NDAs, services agreements,...

- Conduct periodic compliance testing and oversight - Maintain the Firm’s legal and compliance records and documentation - Organize compliance related committee meetings- Assist with the compliance training program for the Firm’s employees - Assist with the ongoing diligence of third-party vendors and interfacing with different internal operations teams...

A well established Utilities company is looking to add on a Ethics and Compliance specialist to their Ethics and Compliance investigation team. This position will engage with different departments to foster trust, mitigate risks, uphold ethical business practices, develop policies and procedures, conduct training, and facilitate communication on ethics and...

At R3 our vision is a world where value moves freely, and business is done safely. Our mission is to enable an open, trusted, and enduring digital economy. We are a scale up with a startup's grit. We encourage a workforce where no idea is too small, and no two days are the same. About your Internship: We are seeking a Legal & Compliance Extern to join our...

At R3 our vision is a world where value moves freely, and business is done safely. Our mission is to enable an open, trusted, and enduring digital economy. We are a scale up with a startup’s grit. We encourage a workforce where no idea is too small, and no two days are the same. About your Internship: We are seeking a Legal & Compliance Extern to join our...

About Us Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and...

Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance and corporate governance functions. The corporate compliance function includes, but is not limited to: Principles of Business Conduct, Code of Conduct, and policies and procedures relating to Conflicts of Interest (COIs) Anti-Money...

Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance and corporate governance functions. The corporate compliance function includes, but is not limited to: Principles of Business Conduct, Code of Conduct, and policies and procedures relating to Conflicts of Interest (COIs) Anti-Money...

We are Darrow – a fast-growing LegalTech startup revolutionizing the justice system. Founded in 2020, Darrow was born with a key mission: to uncover legal wrongdoing and secure justice for impacted parties. Our team of world-class legal experts and technologists have built the leading justice intelligence platform, uncovering egregious violations across...

Blackstone is the worlds largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people Compliance, Marketing, Legal, Distribution, Analyst, Business, Business Services

Job DescriptionJob DescriptionJob DescriptionCompliance SpecialistSummary DescriptionReporting to the Assistant Director of Compliance, the chief responsibility for the Compliance Specialist is to assist in achieving quality compliance with the requirements of the WSFSSH’s external funders and regulators, thereby safeguarding WSFSSH’s assets and income...