Legal and Compliance Analyst

1 month ago


New York City, United States Hedge Fund Full time

- Conduct periodic compliance testing and oversight
- Maintain the Firm’s legal and compliance records and documentation
- Organize compliance related committee meetings- Assist with the compliance
training program for the Firm’s employees
- Assist with the ongoing diligence of third-party vendors and interfacing with different internal operations teams and external service providers in connection with legal and compliance related matters
- Monitor developments in the compliance area and assist in new compliance initiatives as the business, law, compliance and technology evolve, as required
- Ad hoc project and administrative requests as needed



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