Legal & Compliance Associate

About the Position:We are working with a global private markets investment manager that has an immediate need for a regulatory and compliance attorney to join as a Legal Counsel in Chicago or New York. This person will be responsible for the client’s legal/regulatory activities in the UK and EU markets including fund formation and private offerings,...

Legal Compliance Specialist, New York, NY Archstone Builders LLC, one of the leading construction mgmt firms, is seeking candidates for a Legal Compliance Specialist position to consult with legal counsel & report to mgmt on compliance matters; monitor, research & analyze local, city, state & fed laws & regs for compliance & of changes...

Legal Compliance Specialist, New York, NY Archstone Builders LLC, one of the leading construction mgmt firms, is seeking candidates for a Legal Compliance Specialist position to consult with legal counsel & report to mgmt on compliance matters; monitor, research & analyze local, city, state & fed laws & regs for compliance & of changes that require...

Conduct periodic compliance testing and oversight Maintain the Firm's legal and compliance records and documentation Organize compliance related committee meetings Assist with the compliancetraining program for the Firm's employees Assist with the ongoing diligence of thirdparty vendors and interfacing with different internal operations teams and external...

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...

Who You Are: The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy's related compliance program for the relevant activities. Both the swap dealer and the CPO/CTA are both direct subsidiaries of...

**Summary**: The Child Mind Institute (“CMI”) seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is growing. We are establishing initiatives to serve children and families...

- Conduct periodic compliance testing and oversight - Maintain the Firm’s legal and compliance records and documentation - Organize compliance related committee meetings- Assist with the compliance training program for the Firm’s employees - Assist with the ongoing diligence of third-party vendors and interfacing with different internal operations teams...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include...

At R3 our vision is a world where value moves freely, and business is done safely. Our mission is to enable an open, trusted, and enduring digital economy. We are a scale up with a startup's grit. We encourage a workforce where no idea is too small, and no two days are the same. About your Internship: We are seeking a Legal & Compliance Extern to join our...

Firm: $30Bn Hedge Fund Location: NYC Hybrid: 4 days in office, 1 day WFH Compensation: $125k-$175k base + bonus [$40k-$75k] Benefits: Full paid Medical and Dental, paid lunch Overview: Join $30Bn Hedge Fund as a Legal and Compliance Specialist, where you'll collaborate with various departments across the firm to ensure adherence to legal and compliance...

Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance and corporate governance functions. The corporate compliance function includes, but is not limited to: Principles of Business Conduct, Code of Conduct, and policies and procedures relating to Conflicts of Interest (COIs) Anti-Money...

Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance and corporate governance functions. The corporate compliance function includes, but is not limited to: Principles of Business Conduct, Code of Conduct, and policies and procedures relating to Conflicts of Interest (COIs) Anti-Money...

CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance...

Firm: $30Bn Hedge FundLocation: NYCHybrid: 4 days in office, 1 day WFHCompensation: $125k-$175k base + bonus [$40k-$75k]Benefits: Full paid Medical and Dental, paid lunchOverview: Join $30Bn Hedge Fund as a Legal and Compliance Specialist, where you'll collaborate with various departments across the firm to ensure adherence to legal and compliance standards....

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. This person will assist the Funds and Trading attorneys with tasks...

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. This person will assist the Funds and Trading attorneys with tasks...

Location: NYC (Hybrid)Compensation: $125k-$175k base + bonus ($40k-$75k)Overview:The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. This person will assist the Funds and Trading attorneys with tasks...