Control Manager, Exams, Issues,

4 weeks ago

Chicago, United States JPMorgan Chase & Co. Full time

Job Description: 

The Client Onboarding & Documentation (CO&D) organization is seeking a highly talented, seasoned Executive Director, to lead three key functional pillars of the CO&D Global Controls Team. The Executive Director will be responsible for leading Global Exam Management, Issue Management, and Advisory & Governance. 

Job Responsibilities:

  • Oversee 3 functional control pillars globally within Controls team, including leading exams and testing, issue management, and CORE risk systems and related governance
  • Work closely with the CO&D Operations management, Managing Director, Leads, and business to opine on emerging risks and controls necessary to mitigate operational risks
  • Lead the teams across all 3 pillars and ensure strong handshakes and feedback loops between these functional arms of Control
  • Work with regional control leads and strategic testing team to identify themes of risk and apply those in risk framework
  • Use data analysis tools in root cause analysis of operational errors and MIS to review control themes and propose risk mitigations through a systematic approach
  • Partner effectively with colleagues across the firm, business, operations management, legal, Compliance, Risk, Audit, Regulators, peer/control managers and technology control functions to drive consistent and rigorous operational risk practices
  • Interface with senior management, managing directors and represent the team in various governance meetings
  • Create a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols 
  • Advise on and continually reassess key risks and appropriateness of controls to ensure timely identification of significant risks and issues to support an evolving business & regulatory environment
  • Drive data driven mindset and develop future skill sets to create high performing teams
  • Ensure operational practices are following relevant risk standards, policies, and regulations to maintain an effective control environment

Required Qualifications, Capabilities, and Skills: 

  • 12+ years of Anti-Money Laundering/Know Your Customer (AML/KYC)
  • Strong leadership, drive to change and lead digital agenda to drive strategy and solutions for problem-solving, analytical, team building
  • Ability to drive a culture of risk awareness and proactive risk identification and assessment
  • Excellent written and verbal communication skills
  • Ability to steer thru in fast paced environment, think strategically and partner with teams to solve problems and continuously improve processes and controls
  • Must be highly disciplined, a self-starter, and can execute in a fast-paced, results-driven environment

Preferred Qualifications, Capabilities, and Skills: 

  • Compliance, Audit, Risk, or Operations management experience
#J-18808-Ljbffr

  • Sr Associate, IT Risk

    7 days ago

    Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Exam Proctor

    1 month ago

    Chicago, United States RTR MANAGEMENT & CONSULTING SERVICES LLC Full time

    Job DescriptionJob DescriptionDescription:We are seeking Proctors to monitor various examinations on behalf of city government agencies and educational institutions. Candidates must be available to work all scheduled hours and attend mandatory Training and Exam Administration Day(s).Special project schedule for Fire Department or Police Department Entry or...

  • Director, Issues and Events Management

    1 month ago

    Chicago, United States BMO US Full time

    320 S Canal Street Chicago Illinois,60606 BMO is seeking a dynamic and experienced Director, Issues and Events Management within the Operational Non-Financial Risk (ONFR) team. This strategic role is responsible for maturing foundational ONFR processes - Issues Management, Loss Event Management, ONFR KRI, and ONFR Risk Appetite (“ONFR Core Programs”) -...

  • Head of Due Diligence and Issues Management

    2 days ago

    Chicago, United States Northern Trust Corp. Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Director, Issues and Events Management

    1 month ago

    Chicago, United States Bank of Montreal Full time

    Application Deadline:05/30/2024 Address:320 S Canal Street. Job Family Group:Audit, Risk & Compliance. BMO is seeking a dynamic and experienced Director, Issues and Events Management within the Operational Non-Financial Risk (ONFR) team. This strateg Director, Management, Event, Framework, Development, Business, Banking, Business Services

  • Technology Regulatory

    3 weeks ago

    Chicago, United States Insight Global Full time

    Title: Technology Regulatory & Controls Manager, Technology Regulatory & Controls Lead Openings: 2 (1 Lead and 1 Manager)Location: Hybrid, Chicago IL (in the office Tuesdays & Wednesdays)Duration: Full-timeSalary: 120k-150kBonus: 20-30%Start Date: ASAPInterview Process: 2 rounds Must Have: Experience working in technology within the US banking sector.Minimum...

  • Technology Regulatory

    3 weeks ago

    Chicago, United States Insight Global Full time

    Title: Technology Regulatory & Controls Manager, Technology Regulatory & Controls Lead Openings: 2 (1 Lead and 1 Manager)Location: Hybrid, Chicago IL (in the office Tuesdays & Wednesdays)Duration: Full-timeSalary: 120k-150kBonus: 20-30%Start Date: ASAPInterview Process: 2 rounds Must Have: Experience working in technology within the US banking sector.Minimum...

  • Technology Regulatory

    3 weeks ago

    Chicago, United States Insight Global Full time

    Salary: 120-140k Location: Hybrid, Chicago IL (in the office Tuesdays & Wednesdays)Duration: Permanent Job Description: You will be a part of the organizations Tech Regulatory Controls team performing risk and control assessments on a wide range of technology domains and oversee implementation of technology controls in adherence to regulations, company...

  • Technology Regulatory

    3 weeks ago

    Chicago, United States Insight Global Full time

    Salary: 120-140k Location: Hybrid, Chicago IL (in the office Tuesdays & Wednesdays)Duration: Permanent Job Description: You will be a part of the organizations Tech Regulatory Controls team performing risk and control assessments on a wide range of technology domains and oversee implementation of technology controls in adherence to regulations, company...

  • Associate Product Manager

    7 days ago

    Chicago, United States Medline Industries Full time

    Job Description - Associate Product Manager - Exam Gloves (Retail) (PRO0101TV) **Job Description** Associate Product Manager - Exam Gloves (Retail) ( **Job Number:** PRO0101TV ) **Primary Location** : US-IL-Northfield **Description** Medline has an opportunity for an Associate Product Manager within our Distributed Products division based out of our...

  • Vice President Corporate Communications Issues Management

    6 days ago

    Chicago, United States CLevelCrossing Full time

    Vice President Corporate Communications Issues Management Location Chicago, IL, United States Posted on Mar 24, 2022 Apply for this job your email: upload resume: Profile Description Position at Hill Knowlton Strategies Vice President, Corporate Communications, Issues Management Hill Knowlton Strategies Expert storytelling. Diversity of perspective....

  • Quality Control Manager

    5 days ago

    Chicago, United States Merit 321 Full time

    Position: Quality Control Manager Location: Chicago, IL Clearance: NA Summary Our client is seeking a Quality Control Manager to oversee, plan, coordinate and implement project quality control activities in accordance with the company quality program and the project contract requirements. The Quality Control Manager reports to the company Quality...

  • Quality Control Manager

    1 month ago

    Chicago, United States F.H. PASCHEN Full time

    **_Position Overview:_** To oversee, plan, coordinate and implement project quality control activities in accordance with the company quality program and the project contract requirements. The Quality Control Manager reports to the company Quality Manager **_ Field Responsibilities:_** - Perform in-process inspections and testing as needed. - Verify...

  • Technology Controls Program Manager

    3 days ago

    Chicago, United States HSBC Full time

    -Job description Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We’re bringing together the people, ideas and capital that nurture progress and growth, helping to create a...

  • Assistant Project Manager

    1 month ago

    Chicago, United States Intelli-Building Control & Solutions Full time

    Job Overview: We are seeking a highly organized and detail-oriented Associate Project Manager to join our team. As an Associate Project Manager, you will assist in overseeing construction projects from start to finish, ensuring they are completed on time, within budget, and according to specifications. This is a great opportunity for someone looking to grow...

  • Quality Control Manager

    3 weeks ago

    Chicago, United States John Hofmeister & Son Full time

    We are looking to hire a Quality Control Manager.This is a 1st Shift PositionWill only consider candidates from IL, IN,Job Responsibilities:The Quality Control Manager will direct and manage quality assurance and food safety systems. Will also be responsible for implementing quality performance. The position will manage inspections and audits by regulatory...

  • Controls Assistant Project Manager

    3 weeks ago

    Chicago, United States Gulfstream SP Full time

    Job Title: Controls Assistant Project Manager Location: Chicago, IL Job Summary: We're inviting a motivated Controls Assistant Project Manager to join our forward-thinking team in Chicago, IL. This role is designed for a professional with at least 2 years of experience in the field of building automation controls, boasting strong proficiency in AutoCAD and a...

  • Senior Control Manager, First Line Risk and Control

    7 days ago

    Chicago, United States HSBC Full time

    Job description Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better...

  • Senior Control Manager, First Line Risk and Control

    1 week ago

    Chicago, United States HSBC Full time

    Job descriptionOur purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better...

  • Business Control Manager

    2 weeks ago

    Chicago, United States Bank of America Full time

    Business Control Manager - Process Maintenance page is loaded Business Control Manager - Process Maintenance Apply locations Chicago Charlotte Richmond Kennesaw time type Full time posted on Posted Yesterday job requisition id 24015171 Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power...