Technology Regulatory

2 weeks ago

Chicago, United States Insight Global Full time

Salary: 120-140k

Location: Hybrid, Chicago IL (in the office Tuesdays & Wednesdays)

Duration: Permanent


Job Description:

You will be a part of the organizations Tech Regulatory Controls team performing risk and control assessments on a wide range of technology domains and oversee implementation of technology controls in adherence to regulations, company policies and standards. You will work with technology partners to advise on control design and measurement of control maturity and gaps. You will also work with 2nd LOD, compliance and audit partners to manage technology control-related issues to ensure proper resolution, escalation and reporting.


  • You will be accountable for effective partnership with peers in the assigned Line of Business, Lines of Defense, and other managers to oversee the successful creation, implementation and maintenance of effective technology to ensure compliance with applicable laws, rules and regulations.
  • You have extensive knowledge of and experience with technology and security risks/controls.
  • You will facilitate the identification and governance of gaps and drives escalation as appropriate.
  • You will lead policies and procedures refresh efforts to minimize regulatory exposure.
  • You will support Control Frameworks to ensure compliance to regulatory, legislative, and operational requirements, including the efficient and effective management of deviation and deficiency remediation.
  • You will manage execution of risk and control self-assessments, identification and evaluation of inherent risks, control strength and residual risks of key IT controls, and success execution of risk-based control testing program. Assist in the definition of the technology risk appetite statements and monitor Key Performance Indicators (KPI) and Key Risk Indicators (KRI) against our technology risk appetite.
  • You will participate in business, governance, and regulatory projects, typically medium to highly complex initiatives, to identify risk and control issues.
  • You possess strong project management and organization skills to support/lead Internal audits including scope review and finalization, information requests, and potential deficiency management.
  • You support the execution of annual audit plan activities and ongoing management of the self-assessment processes. Gather documentation for external regulatory exams when required.

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