Senior Manager, Code of Ethics Compliance

Location: Midtown Manhattan (hybrid)Compensation: $155k-$200k base + bonusPosition DescriptionThe Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U.S. rules and regulations relating to the Investment Advisers Act.Responsibilities:Manage a small team of analysts in the administration of...

Location: Midtown Manhattan (hybrid)Compensation: $155k-$200k base + bonusPosition DescriptionThe Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U.S. rules and regulations relating to the Investment Advisers Act.Responsibilities:Manage a small team of analysts in the administration of...

Job Summary:LCMC Health Corporate is seeking a skilled Coding and Compliance Manager to oversee the coding department and ensure accurate and compliant assignment of charge capture, diagnosis, and procedure codes. The ideal candidate will have a strong background in healthcare management, coding, and compliance, with experience in managing coding teams and...

Bessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. Reporting directly to the Director of Investment Management Compliance (and Chief Compliance Officer of our mutual funds and registered investment adviser), the Compliance Manager will assist in administering the 206(4)-7 and 38a-1 compliance programs and...

We are looking to hire an experienced senior audit manager to lead and execute regulatory compliance audits focusing on BSA/ AML, Sanctions, and banking regulations. The incumbent is responsible for leading and executing regulatory and compliance aud Audit Manager, Audit, Compliance, Manager, Internal Auditor, Senior, Accounting

Actively seeking a Senior Human Resources Compliance Manager for a HYBRID and Full-Time Position within a Law Firm. The manager needs to have at least 5-10+ years of experience in an HR management role, with a focus in Compliance across multiple jurisdictions, preferably with prior legal experience or within professional services, financial services, or...

Actively seeking a Senior Human Resources Compliance Manager for a HYBRID and Full-Time Position within a Law Firm. The manager needs to have at least 5-10+ years of experience in an HR management role, with a focus in Compliance across multiple jurisdictions, preferably with prior legal experience or within professional services, financial services, or...

Employer Summary:Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and equity) investments. Through fundamental credit analysis and active portfolio management, Octagon's investment team identifies attractive relative value opportunities across...

Withum is a forward-thinking, technology-driven advisory and accounting firm. We empower clients with innovative tools and solutions to address their business needs.The System and Process Assurance group at Withum is seeking an experienced IT Senior Compliance Manager. The successful candidate will have expertise in performing Sarbanes Oxley (SOX) compliance...

Actively seeking a Senior Human Resources Compliance Manager for a HYBRID and Full-Time Position within a Law Firm. The manager needs to have at least 5-10+ years of experience in an HR management role, with a focus in Compliance across multiple jurisdictions, preferably with prior legal experience or within professional services, financial services, or...

Employer Summary:Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and equity) investments. Through fundamental credit analysis and active portfolio management, Octagon's investment team identifies attractive relative value opportunities across...

Senior Associate/VP Compliance – (New York, NY): Our client, an asset manager with over $40B in AUM, is seeking an outstanding compliance professional. As part of a collaborative, supportive, and intelligent team, this new hire will report into the Chief Compliance Officer, providing comprehensive support for the compliance program in accordance with...

Compliance Testing & Policies ManagerWe are seeking a dedicated and experienced Compliance Testing & Policies Manager to join our team. In this role, you will be responsible for planning and executing substantive testing to evaluate the effectiveness of internal controls. Working closely with senior members of the Compliance Department, you will help ensure...

The Senior Compliance Consultant role involves ensuring compliance with FINRA, SEC, and broker-dealer regulations by developing and implementing compliance policies, conducting audits, and overseeing risk assessments. Additionally, the position serves as a liaison with regulatory bodies and manages anti-money laundering (AML) and Know Your Customer (KYC)...

Job Description The Compliance Management Operations (CMO) team within the Business Ethics & Compliance organization collaborates with various business units (BUs) to provide tools and resources for effective compliance management. The Project Specialist will work with organizations to ensure adherence to CMO processes, including documentation, training,...

Our client is looking for a skilled Senior Compliance Auditor who has 3-5 years of experience in compliance auditing within the banking or financial services industry. This role is crucial for ensuring that our operations adhere to regulatory requirements and internal policies.Client DetailsOur cleint is a leading financial institution who offers a wide...

Our client is looking for a skilled Senior Compliance Auditor who has 3-5 years of experience in compliance auditing within the banking or financial services industry. This role is crucial for ensuring that our operations adhere to regulatory requirements and internal policies.Client DetailsOur cleint is a leading financial institution who offers a wide...

Our client is looking for a skilled Senior Compliance Auditor who has 3-5 years of experience in compliance auditing within the banking or financial services industry. This role is crucial for ensuring that our operations adhere to regulatory requirements and internal policies.Client DetailsOur cleint is a leading financial institution who offers a wide...

Senior Associate/VP Compliance – (New York, NY): Our client, an asset manager with over $40B in AUM, is seeking an outstanding compliance professional. As part of a collaborative, supportive, and intelligent team, this new hire will report into the Chief Compliance Officer, providing comprehensive support for the compliance program in accordance with...

Our client, a private equity firm based in NYC, is seeking a Compliance Associate.This role is instrumental in ensuring the firm’s marketing and investor communications meet U.S. regulatory requirements while maintaining high standards of quality and accuracy.The ideal candidate will collaborate closely with investor relations and business professionals to...