Compliance Associate

Our client, a private equity firm based in NYC, is seeking a Compliance Associate.This role is instrumental in ensuring the firm’s marketing and investor communications meet U.S. regulatory requirements while maintaining high standards of quality and accuracy.The ideal candidate will collaborate closely with investor relations and business professionals to...

S:US (Services for the UnderServed) is at an exciting growth stage! With 1,000 units of affordable and supportive housing currently under construction and 1,500 more in predevelopment, we are one of the largest providers of supportive housing in New York State and among the largest nationwide. We are also working towards an ambitious goal of creating an...

S:US (Services for the UnderServed) is at an exciting growth stage! With 1,000 units of affordable and supportive housing currently under construction and 1,500 more in predevelopment, we are one of the largest providers of supportive housing in New York State and among the largest nationwide. We are also working towards an ambitious goal of creating an...

About the RoleOscar Health is seeking a highly skilled Compliance Associate to join our Insurance Operations team. As a key member of our team, you will play a crucial role in supporting compliance within Member and Provider Operations.Key ResponsibilitiesCollaborate with team members and senior leaders to address process gaps and improvements.Perform data...

Location: Midtown ManhattanCompensation: $180K-$220K + bonus Our client, a $45 billion private credit firm is seeking a compliance professional to join their legal and compliance team. This role consists of 50% marketing material review and 50% core compliance. Responsibilities:• Coordinate with other stakeholders on fund and managed account compliance and...

Location: Midtown ManhattanCompensation: $180K-$220K + bonus Our client, a $45 billion private credit firm is seeking a compliance professional to join their legal and compliance team. This role consists of 50% marketing material review and 50% core compliance. Responsibilities:• Coordinate with other stakeholders on fund and managed account compliance and...

The CLO Compliance Associate will be a key player in a fast-growing environment, collaborating with teams across the Front, Middle, and Back Offices, including Portfolio Managers and Deal Structurers. The focus will be on maintaining accurate asset-level data and delivering real-time portfolio analytics. Additionally, the role involves close coordination...

The CLO Compliance Associate will be a key player in a fast-growing environment, collaborating with teams across the Front, Middle, and Back Offices, including Portfolio Managers and Deal Structurers. The focus will be on maintaining accurate asset-level data and delivering real-time portfolio analytics. Additionally, the role involves close coordination...

Our client, a private equity firm based in NYC, is seeking a Compliance Associate.This role is instrumental in ensuring the firm’s marketing and investor communications meet U.S. regulatory requirements while maintaining high standards of quality and accuracy.The ideal candidate will collaborate closely with investor relations and business professionals to...

The Sanctions Program Associate is responsible for supporting the branch’s Sanctions Program and directly supporting the Sanctions Program Manager. The individual will perform daily activities to ensure transactions and parties are screened in accordance with the branch’s Sanctions program thoroughly and within the timeframes required by the regulators...

The Sanctions Program Associate is responsible for supporting the branch’s Sanctions Program and directly supporting the Sanctions Program Manager. The individual will perform daily activities to ensure transactions and parties are screened in accordance with the branch’s Sanctions program thoroughly and within the timeframes required by the regulators...

Job DescriptionJob DescriptionLHH Recruitment Solutions, in partnership with a company in New York, is seeking an experienced Compliance Associate to join their team.This position is full-time on site in NYC. Responsibilities:Managing and overseeing factory audits for social complianceRequesting and monitoring auditsUpdating and managing licensee...

LHH Recruitment Solutions, in partnership with a company in New York, is seeking an experienced Compliance Associate to join their team. This position is full-time on site in NYC. Responsibilities:Managing and overseeing factory audits for social complianceRequesting and monitoring auditsUpdating and managing licensee portalsCreating an internal system for...

VP/Senior Associate – Compliance (New York, NY): Our client, a leading $35B+ global investment manager with diverse product offerings, is hiring a driven Compliance Professional to join their dynamic, collaborative team. Working alongside an incredible team of driven and friendly cohorts, the new hire will support key compliance projects and initiatives,...

Employer Summary:Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and equity) investments. Through fundamental credit analysis and active portfolio management, Octagon's investment team identifies attractive relative value opportunities across...

S:US (Services for the UnderServed) is at an exciting growth stage! With 1,000 units of affordable and supportive housing currently under construction and 1,500 more in predevelopment, we are one of the largest providers of supportive housing in New York State and among the largest nationwide. We are also working towards an ambitious goal of creating an...

Location: Midtown ManhattanCompensation: $180K-$220K + bonus Our client, a $45 billion private credit firm is seeking a compliance professional to join their legal and compliance team. This role consists of 50% marketing material review and 50% core compliance. Responsibilities:• Coordinate with other stakeholders on fund and managed account compliance and...

The CLO Compliance Associate will be a key player in a fast-growing environment, collaborating with teams across the Front, Middle, and Back Offices, including Portfolio Managers and Deal Structurers. The focus will be on maintaining accurate asset-level data and delivering real-time portfolio analytics. Additionally, the role involves close coordination...

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a newly created opportunity to report into the Chief Compliance Officer (Americas) and work alongside top talent globally. The new...

Top Tier Hedge Fund is looking to hire a Compliance Associate in New York.This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team.The ideal candidate will have:Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required.Policies &...