Senior Manager, Code of Ethics Compliance

Location: Midtown Manhattan (hybrid)Compensation: $155k-$200k base + bonusPosition DescriptionThe Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U.S. rules and regulations relating to the Investment Advisers Act.Responsibilities:Manage a small team of analysts in the administration of...

Location: Midtown Manhattan (hybrid)Compensation: $155k-$200k base + bonusPosition DescriptionThe Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U.S. rules and regulations relating to the Investment Advisers Act.Responsibilities:Manage a small team of analysts in the administration of...

Atlantic Group is seeking a seasoned professional to lead its Code of Ethics Compliance program. As Senior Manager, you will be responsible for managing a small team of analysts and overseeing the administration of compliance functions. Your expertise in regulatory and administrative compliance will be crucial in enhancing the scale and efficiency of the...

Job DescriptionJob DescriptionAre you looking for a career that aligns your passion and values with your purpose? Then we are looking for you! At Valera Health we are at the forefront of tele-mental health. We are committed to delivering compassionate mental health care that is accessible and affordable to all. To learn more about Valera, check us out...

Compliance Director, Governance and Ethics NYC – Hybrid Hamlyn Williams has partnered with a one of the largest banks, based in NYC, NY that are looking to hire a Compliance Director, Governance and Ethics. This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply. As the Compliance Director,...

Compliance Director, Governance and Ethics NYC – Hybrid Hamlyn Williams has partnered with a one of the largest banks, based in NYC, NY that are looking to hire a Compliance Director, Governance and Ethics. This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply. As the Compliance Director,...

Compliance Director, Governance and EthicsJob SummaryHamlyn Williams is seeking a seasoned Compliance Director, Governance and Ethics to join our team. As a key member of our organization, you will be responsible for identifying opportunities to enhance the Compliance governance framework, leading the development of annual compliance plans, and working with...

Compliance Director, Governance and Ethics NYC – Hybrid Hamlyn Williams has partnered with a one of the largest banks, based in NYC, NY that are looking to hire a Compliance Director, Governance and Ethics. This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply. As the Compliance Director,...

About the Role: Fire Sprinkler Project DesignerJob Summary:We are seeking a highly skilled Fire Sprinkler Project Designer to join our team at Code Consultants. As a Fire Sprinkler Project Designer, you will be responsible for designing and developing advanced fire protection systems for a variety of projects.Key Responsibilities:Design and develop fire...

Job DescriptionJob DescriptionSenior Compliance Coding AuditorOur client, a top NYC academic medical center, is currently seeking to hire a Senior Compliance Coding Auditor.Responsibilities:• Participate in external government audits, including the OMIG, OIG, AG, OSC etc• Communicate with external agencies regarding audits.• Participate in development...

Position Overview:Join the City of Arnold as a Code Compliance Officer. This role is essential in ensuring adherence to local regulations and maintaining community standards.Key Responsibilities:1. Conduct inspections to ensure compliance with city codes and regulations.2. Investigate complaints and violations related to property maintenance and zoning.3....

Job OverviewSalary: $85,000 - $95,000Outsource Consultants is actively seeking a Zoning and Code Compliance Specialist to enhance our team.We provide a supportive office atmosphere with benefits for full-time employees, including medical, dental, vision, and generous paid time off, featuring 11 holidays, a birthday day off, and summer Fridays. This position...

Bessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. Reporting directly to the Director of Investment Management Compliance (and Chief Compliance Officer of our mutual funds and registered investment adviser), the Compliance Manager will assist in administering the 206(4)-7 and 38a-1 compliance programs and...

{"title": "Senior Compliance Professional", "subtitle": "Join Cardea Group", "content": "Cardea Group is seeking a highly skilled Senior Compliance Professional to join our team. As a key member of our compliance team, you will play a critical role in ensuring the firm's compliance program is robust and effective in addressing evolving regulatory...

Our client, a global asset manager seeks a Compliance professional in a generalist role to add to its first in class program. Key responsibilities include:SEC Regulatory Filings, (Form ADV, PF,)Manage Code of Ethics ProcessAdminister the Firm's Personal Trading compliance policies (Prior experience with Sungard Protegent PTA would be a plus).Administer...

Our client, a global asset manager seeks a Compliance professional in a generalist role to add to its first in class program. Key responsibilities include:SEC Regulatory Filings, (Form ADV, PF,)Manage Code of Ethics ProcessAdminister the Firm's Personal Trading compliance policies (Prior experience with Sungard Protegent PTA would be a plus).Administer...

Job Title: Senior Human Resources Compliance ManagerWe are seeking a highly experienced Senior Human Resources Compliance Manager to join our team at SearchPointNY. As a key member of our HR department, you will be responsible for ensuring that our company's HR policies and procedures are compliant with all relevant laws and regulations.Key...

Senior Compliance ManagerLarson Maddox is seeking an experienced Compliance professional to provide specialist advice and guidance to senior leaders and key members of our Fixed Income business, focusing on Municipal Bonds (Munis).Key Responsibilities:Provide Compliance advice to stakeholders and senior leaders in the Munis business, focusing on Controls and...

Job Title: Senior Director, Associate General Counsel of ComplianceHunter Douglas, Inc. is seeking a highly skilled and experienced Senior Director, Associate General Counsel of Compliance to join our team. As a key member of our compliance department, you will play a critical role in designing and implementing a successful global compliance program across...

Job OverviewPOSITION SUMMARY: The role is pivotal in ensuring the seamless functioning and service delivery of the Data Collection Division, adhering to the policies and protocols set forth by Slocum-Dickson Medical Group, PLLC.KEY RESPONSIBILITIES:Leads and manages the Data Collection Division to guarantee operational efficiency.Conducts interviews, hires,...