Senior Compliance Auditor

7 days ago

New York, United States Michael Page Full time

Our client is looking for a skilled Senior Compliance Auditor who has 3-5 years of experience in compliance auditing within the banking or financial services industry. This role is crucial for ensuring that our operations adhere to regulatory requirements and internal policies.

Client Details

Our cleint is a leading financial institution who offers a wide range of services, including commercial banking, investment banking, and asset management, catering to both individual and corporate clients. With a strong international presence, they support global trade and investment while emphasizing risk management and compliance.

Description

  • Conduct comprehensive compliance audits across various business units to evaluate adherence to regulatory standards and internal controls.
  • Develop and implement audit plans, including risk assessments and audit schedules, to ensure timely completion of audits.
  • Analyze audit findings and prepare detailed reports with actionable recommendations to senior management.
  • Collaborate with cross-functional teams to ensure compliance issues are addressed and resolved promptly.
  • Stay updated on relevant regulatory changes and industry best practices to inform audit strategies.
  • Provide training and guidance to junior auditors and compliance staff on auditing practices and regulatory requirements.
  • Assist in the development of compliance policies and procedures to enhance the effectiveness of the compliance program.

Profile

  • Bachelor's degree in Finance, Accounting, Business Administration, or a related field.
  • 3-5 years of experience in compliance auditing, risk management, or a related field within the banking or financial services sector.
  • Strong understanding of banking regulations, compliance frameworks, and audit methodologies.
  • Excellent analytical and problem-solving skills, with the ability to interpret complex regulations and assess their impact on operations.
  • Effective communication skills, both written and verbal, with the ability to present findings to senior management and stakeholders.
  • Proficiency in audit software and Microsoft Office Suite.
  • Professional certification (e.g., CIA, CISA, CAMS) is a plus.
  • Experience with regulatory examinations and interactions with regulatory agencies.

Job Offer

Joining their audit compliance team means being part of a dynamic environment where your contributions directly impact the bank's operations and reputation. They offer a competitive compensation, professional development opportunities, and a collaborative workplace culture. This team is going into the office on a hybrid basis, going in one day a week.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

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