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Compliance Director, Governance and Ethics

2 months ago


new york city, United States Hamlyn Williams Full time

Compliance Director, Governance and Ethics

NYC – Hybrid


Hamlyn Williams has partnered with a one of the largest banks, based in NYC, NY that are looking to hire a Compliance Director, Governance and Ethics.

This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply.

As the Compliance Director, Governance and Ethics, you will:

  • Identify the opportunities to enhance the Compliance governance framework
  • Lead the development of annual compliance plan and missions statement
  • Work together with key stakeholders to identify compliance-related data analytics needs.
  • Supervise design and implementation of data analytics models and tools to better monitor and assess compliance risks.
  • Oversee data governance frameworks to ensure accuracy, reliability, and security of compliance data.
  • Steer design, development, and management of periodic and ad hoc Compliance reports/dashboards
  • Provide or coordinate US CPL advisory opinion on ethics matters


As the Compliance Director, Governance and Ethics, you will need:

  • M.S. Degree
  • 10 years of experience in a regulated financial services environment handling governance matters.
  • 5+ years of experience with people management
  • 5+ years of experience working on fraud prevention and corruption topics and ethics
  • Must be a U.S. Citizen OR Greencard Holder