Compliance Director

Job DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...

Compliance Consultancy Director - Private Funds ExpertWe are seeking an experienced Compliance Consultancy Director to join our team in New York. As a key member of our Regulatory Consulting team, you will be responsible for providing strategic compliance advice and resolutions to complex questions involving multiple regulators.Key Responsibilities:Acting as...

Compliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team in New York. As a key member of our Regulatory Consulting team, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds space.Key Responsibilities:Act as lead compliance resource for retained...

Director of ComplianceSocial Capital Resources is seeking a seasoned Director of Compliance to lead our marketing review efforts. As a key member of our team, you will be responsible for ensuring our marketing materials comply with regulatory requirements.Key Responsibilities:Review and approve institutional and retail marketing materials to ensure...

Compliance Attorney DirectorSocial Capital Resources is seeking a seasoned Compliance / Regulatory Attorney at the Director or VP level to lead our corporate compliance program and policies.Key Responsibilities:Develop and implement a comprehensive compliance program to ensure adherence to U.S. Regulations and applicable laws.Provide expert advice and...

Compliance Director, Governance and EthicsNYC – HybridHamlyn Williams is seeking a seasoned Compliance Director, Governance and Ethics to join our team in NYC. This is a hybrid role, requiring three days of on-site work per week.This position is ideal for a professional with a strong background in compliance governance and ethics. If you are not able to...

Compliance Director Opportunity at Social Capital ResourcesAbout the Role:We are seeking a seasoned Compliance Director to join our team at Social Capital Resources, a top-tier investment management company in Midtown, Manhattan. As a key member of our compliance team, you will be responsible for developing, maintaining, and implementing a comprehensive...

Compliance Director Opportunity at Social Capital ResourcesAbout the Role:We are seeking a seasoned Compliance Director to join our team at Social Capital Resources, a top-tier investment management company in Midtown, Manhattan. As a key member of our compliance team, you will be responsible for developing, maintaining, and implementing a comprehensive...

About the Role:S&P Global is seeking a seasoned Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a key member of our global compliance team, you will play a pivotal role in ensuring that our Compliance Program for the indices division is effective and aligned with best...

Compliance and Regulatory Expert SoughtAbout the Role:Social Capital Resources is seeking a seasoned Compliance and Regulatory Attorney to join our team as a Director. In this role, you will be responsible for managing our corporate compliance program and policies, ensuring adherence to U.S. Regulations and applicable laws.Key Responsibilities:Develop and...

Job Title: Director of Research ComplianceLarson Maddox is seeking an experienced Compliance professional to join our team as a Director of Research Compliance. This role will provide specialist Compliance advice and guidance to senior leaders and key members of our Research & Strategy group.The Research & Strategy group is responsible for producing key data...

Regulatory & Compliance Integration Director OpportunityBrains Workgroup, Inc. is seeking a talented Regulatory & Compliance Integration Director to join our team in New York City.This is a permanent position with a competitive compensation package, including a base salary of K, excellent benefits, and a target bonus.The ideal candidate will have experience...

Greenwood Martin is seeking a seasoned professional to lead their Swap Dealer Compliance Team as a Director. This is an exceptional opportunity to join a reputable boutique bank with a strong corporate culture, competitive benefits, and compensation package.Key QualificationsA bachelor's degree in Finance or Economics from a top institution is...

Director of NFA ComplianceWe are seeking a highly skilled Director of NFA Compliance to join our team at Kroll. As a Director, you will provide expert guidance to asset management firms in managing their NFA compliance programs. Your responsibilities will include guiding new members through the NFA registration process, developing and implementing customized...

Job Title: Director, Corporate Compliance & Privacy/EthicsOscar Health is seeking a highly skilled Director, Corporate Compliance & Privacy/Ethics to join our Corporate Compliance team. As a key member of our team, you will be responsible for designing and implementing a compliance program that focuses on governance, ethics, compliance, and HIPAA.About the...

Regulatory & Compliance Integration DirectorBrains Workgroup, Inc. is seeking a seasoned Regulatory & Compliance Integration Director to join our team in New York City.This is a permanent position with a competitive compensation package, including a base salary of K, excellent benefits, and a target bonus.The ideal candidate will have a strong background in...

Larson Maddox is seeking an experienced Compliance professional to join our Research Compliance team as a Director. This role will provide specialist Compliance advice and guidance to senior leaders and key members of our Research & Strategy group.The Research & Strategy group is responsible for producing key data points and market commentary for our...

Compliance Director - Research ComplianceLarson Maddox is seeking an experienced Compliance professional to provide specialist Compliance advice and guidance to senior leaders and key members of the firm's Research & Strategy group.The Research & Strategy group is responsible for producing key data points and market commentary for the firm's substantial...

Compliance Director - Research ComplianceLarson Maddox is seeking an experienced Compliance professional to provide specialist Compliance advice and guidance to senior leaders and key members of the firm's Research & Strategy group.The Research & Strategy group are responsible for producing key data points and market commentary for the firm's substantial...

Job Title: Director, Regulatory ComplianceOscar Health is seeking a highly skilled Director, Regulatory Compliance to join our Corporate Compliance team. As a key member of our team, you will be responsible for overseeing the regulatory implementation process and compliance strategic operations processes.About the RoleThe Director, Regulatory Compliance will...