Chief Counsel
2 months ago
Posted on
May 08, 2023
Profile
Responsibilities:
- Agreements: Review and negotiate all client-facing and non-client-facing agreements for APAC entities.
- AML, Personal Data, Intellectual property law: Provide legal advice on the development of AML, PD, IP and other legislation relevant to IBKR in APAC.
- New Account/Sales support: Provide support on on-board queries (i.e., AML/KYC advice) of large institutional clients as well as be involved in the process of contract negotiation.
- Project initiatives with the Compliance Project team on new regulatory requirements, new products, and new partnerships.
Qualifications:
- 13 years PQE in a common law jurisdiction.
- Familiarity with the Financial Services legislation, rules and codes in one or more of Australia, Hong Kong, or Singapore.
- Proven experience and track record at a law firm, financial services regulatory agency, bank, exchange or licensed financial services firm.
- Excellent time management skills with a demonstrated track record of managing challenging workloads.
- Strong relationship-building skills and can work autonomously and as part of a team.
- Practical problem solver who can articulate legal risks clearly and concisely with outstanding drafting and negotiation skills.
- Comfort with computers and technology and an understanding of how technology is applied to business and regulatory problems.
- With energetic and tireless work ethic, willingness to roll up sleeves and get the results and job done.
- Excellent command of spoken and written English is a must.
Company Benefits & Perks
- Competitive Salary, annual performance-based bonus and stock grant.
- Excellent health and welfare benefits, including medical, dental, specialist and in-patient.
- Competitive package of Annual Leave.
- Daily lunch is ordered in-house with fully stocked kitchen.
- Modern offices with multi-monitor setups.
- Great work-life balance.
- Unique opportunity to gain exposure to global financial products, markets and clientele.
- Opportunities for career progression and job scope expansion in a global company with a growing local presence.
- Hybrid work arrangement role permitting.
Company Overview
Interactive Brokers LLC, a subsidiary of MEMBERS ONLY SIGN UP NOW. (Ticker: IBKR) is a direct access electronic broker serving professionals, frequent traders, institutional investors, financial advisors and introducing brokers. Our clients have access to more than 150 market centers around the world from a single integrated account. Our employees are part of a dynamic, multi-national, fast-paced, results-oriented team that has spent four decades focused on advanced technology and automation that equips our clients with a uniquely sophisticated platform to manage their investment portfolios. We provide our clients with advantageous execution prices, risk and portfolio management tools, research facilities and investment products, at low or no cost, positioning them to achieve superior returns.
Headquartered in Greenwich, CT, USA. IBKR has offices in more than 15 countries across the world. IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
#J-18808-Ljbffr-
General Counsel
2 weeks ago
Greenwich, United States Burnham Sterling Full timeCompany. Burnham Sterling & Company LLC (or registered affiliates thereof) (“Burnham”, the “Firm” or the “Company”) is a financial services firm focused capital raising for aviation and other asset intensive industries and is located in Greenwich, CT. The firm enters into engagement agreements with US and non-US ultra-large corporates and places...
-
General Counsel
2 months ago
Greenwich, United States Burnham Sterling Full timeCompany. Burnham Sterling & Company LLC (or registered affiliates thereof) (“Burnham”, the “Firm” or the “Company”) is a financial services firm focused capital raising for aviation and other asset intensive industries and is located in Greenwich, CT. The firm enters into engagement agreements with US and non-US ultra-large corporates and places...
-
Chief Legal Officer
2 weeks ago
Greenwich, Connecticut, United States Burnham Sterling Full timeCompany Overview. Burnham Sterling & Company LLC is a prominent financial services organization specializing in capital raising for aviation and other asset-intensive sectors. The firm operates with a focus on engaging ultra-large corporations both domestically and internationally, facilitating investments with a global network of investors.Business...
-
Chief Legal Officer
2 weeks ago
Greenwich, Connecticut, United States Burnham Sterling Full timeCompany Overview. Burnham Sterling & Company LLC is a prominent financial services firm specializing in capital raising for aviation and other asset-intensive sectors. The firm operates with a focus on both US and international ultra-large corporations, facilitating investments through a global network of investors.Business Operations. The Firm, along with...
-
VP, Senior Legal Counsel
11 hours ago
Greenwich, United States New York State Insurance Fund Full timeCompany Details"Our Company provides a state of predictability which allows brokers and agents to act with confidence." Founded in 1967, W. R. Berkley Corporation has grown from a small investment management firm into one of the largest commercial lines property and casualty insurers in the United States. Along the way, we’ve been listed on the New York...
-
Compliance Associate
6 days ago
Greenwich, United States Alternative Asset Manager Full timeCompliance Associate Location: Greenwich, CT (In-Office, 5 days/week) The Opportunity: Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer. Key Responsibilities: Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF). Support compliance programs,...
-
Compliance Associate
1 week ago
Greenwich, United States Alternative Asset Manager Full timeCompliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...
-
Compliance Associate
1 week ago
Greenwich, United States Alternative Asset Manager Full timeCompliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...
-
Hedge Fund Financial Associate
2 weeks ago
Greenwich, Connecticut, United States iCapital Full timeAbout iCapitaliCapital is revolutionizing the alternative investment landscape through its innovative financial technology platform. Our services facilitate how financial advisors, wealth management firms, asset managers, and banks assess and recommend tailored public and private market strategies for affluent clients. As of May 2024, iCapital manages...
-
Hedge Fund Financial Associate
2 weeks ago
Greenwich, Connecticut, United States iCapital Full timeAbout iCapitaliCapital is at the forefront of the global alternative investment marketplace. Our cutting-edge financial technology platform has revolutionized the way advisors, wealth management firms, asset managers, and banks assess and recommend tailored public and private market strategies for their affluent clients. Currently, iCapital manages...
-
Licensed Clinical Social Worker-Clinician
4 months ago
East Greenwich, United States LifeSpan Full timeSummary: Under the general supervision of the Clinical Director/Unit Chief provides comprehensive clinical services as part of a multi-disciplinary team. This includes the evaluation and treatment of patients presenting with a wide range of psychiatric and physical/environmental stressors using a full range of psychiatric therapeutic interventions...
-
Director of Global Compensation and Benefits
22 hours ago
Greenwich, Connecticut, United States iCapital Full timeJob OverviewiCapital is at the forefront of the alternative investment marketplace, revolutionizing how financial advisors, wealth management firms, asset managers, and banks assess and propose tailored public and private market strategies for affluent clients. Currently, iCapital manages approximately $187 billion in global client assets across 1,504...
-
Operational Risk Management Specialist
5 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob DescriptionAbout Interactive BrokersInteractive Brokers Group, Inc. is a global financial services company that has been at the forefront of financial innovation for over four decades. We pride ourselves on being a technology-driven company that challenges the status quo and offers our clients the best trading platform with the most sophisticated...
-
Operational Risk Analyst New Greenwich, CT
4 weeks ago
Greenwich, United States Interactive Brokers Full timeThis is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push boundaries to offer our...
-
Operational Risk Analyst
3 weeks ago
Greenwich, United States Interactive Brokers Full timeAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...
-
Operational Risk Management Specialist
7 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob OverviewAbout Interactive BrokersThis position is a hybrid role, requiring three days in the office and two days remote.Interactive Brokers Group has a long-standing reputation for pioneering advancements in trading technology, beginning with the creation of the first handheld computer for trading in 1983. We consider ourselves primarily a technology...
-
Operational Risk Analyst
1 month ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and...
-
Operational Risk Analyst
1 month ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and...