General Counsel
4 months ago
Company. Burnham Sterling & Company LLC (or registered affiliates thereof) (“Burnham”, the “Firm” or the “Company”) is a financial services firm focused capital raising for aviation and other asset intensive industries and is located in Greenwich, CT. The firm enters into engagement agreements with US and non-US ultra-large corporates and places the investments with investors globally. The Firm is currently in expansion mode, and Burnham is unusual in that it benefits from committed multi-year cash flows to support its expansion.
Business. The Firm (itself and through affiliates) structures and places leases, secured debt, sale/leasebacks, tax leases and provides financial analysis and other related advisory services. The Firm’s professionals work across borders, and the majority of its revenue is from non-US clients. Clients are generally Global Fortune 500 companies. In addition, the Firm recently started an emerging alternative asset manager business with a focus on energy transition investing.
Regulatory. The Firm operates an SEC-registered broker-dealer to effect securities transactions and a registered investment advisor with respect to its fund business.
Workplace Environment. People who do well at the Company have a strong work ethic, participate and contribute 150%. The Company is unusually team oriented, focused on pleasing its customers and generating repeat business.
Position. This is a full-time position is to act as general counsel to the Firm and transaction counsel on deals. You would be the only attorney at the firm, and any support would come from external sources. Matters will include: confidentiality agreements, term sheets, engagement letters, investor development agreements, Burnham’s compensation imbedded into customer financing agreements, litigation matters, employment-related items, tax structuring, transaction documentation, company documentation and records, transaction management, etc. In addition, you will provide training to other team member in term sheet and confidentiality related matters and you will coordinate the relationships the company has with external counsel. You will also interact with customers and investors.
This position offers an ability to be highly visible internally and in the marketplace. Significant domestic and international travel is required. You will be required to attend client meetings and conferences, etc. You will also be responsible to manage relationships with major US and global law firms (where they are representing—or seeking to represent—Burnham or clients or investors in Burnham Sterling-arranged transactions) and seek to facilitate introductions by such law firms to target Burnham Sterling clients.
Within nine months of start date, you will become the chief compliance office of the Firm, supervising its regulated business. The Firm’s regulatory obligations include its obligations to FINRA, the SEC and the regulations of every country in which we conduct regulated business. Your role will be facilitated through access to (and a budget for) compliance consultants and 3rd party law firms with compliance expertise as required.
The firm is 100% in-office in Greenwich, Connecticut.
Experience. You will come from a major law firm or an in-house position at a company with significant capital markets activities. You will have at least 7-years of work experience as an attorney. Minimum of a JD. Candidates with finance experience (on the business side, including investment banking and/or private equity) and/or an MBA are preferred.
Career Development. This position is a top position at the company.
Salary and Benefits. A competitive base salary and a comprehensive benefit package, including retirement plan and an individual Greenwich Water Club membership.
Incentive Compensation Program. The position qualifies for a discretionary incentive compensation program.
FINRA Licenses. The position requires appropriate FINRA licenses, such as Series 7, Series 79, Series 66, etc. The firm will facilitate obtaining such licenses for candidates that do not possess them. You will obtain these licenses within 120 days. Additional licenses will be required for CCO role.
-
Associate General Counsel
2 months ago
Greenwich, United States $5B+ Hedge Fund Full timeFIRM – $5B+ hedge fund with a collaborative, fun culture and top-tier talent. 30 year track record & the firm offers perks like happy hours, free lunch, and healthcare. ROLE – The Associate General Counsel (or Deputy General Counsel) will report to the GC, focusing on fund formation—drafting, negotiating, and reviewing fund-related agreements (PPMs,...
-
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout the RoleWe are seeking a highly motivated and experienced litigation attorney to join our General Counsel office in Greenwich, CT, Chicago, IL, or Washington, DC.ResponsibilitiesRepresent the firm in arbitration and other adversarial proceedingsCoordinate with outside counsel on court actions involving the firmRepresent firm employees in third-party...
-
Senior Corporate Counsel
4 weeks ago
Greenwich, Connecticut, United States Palmventurestudios Full timeAbout Palm VenturesPalm Ventures, LLC is a single-family office and asset manager that seeks to generate asymmetric returns through investments in distressed companies. Our approach involves partnering with management teams to leverage our collective strengths and resources, unlocking an organization's full potential. In addition, we acquire early-stage...
-
Chief Legal Officer
3 weeks ago
Greenwich, Connecticut, United States Burnham Sterling Full timeThe Chief Legal Officer will play a pivotal role in guiding Burnham Sterling & Company LLC in all legal matters. This full-time position will act as the general counsel to the Firm and transaction counsel on deals.Key Responsibilities:• Serve as the primary legal advisor to the Firm• Provide legal counsel on transaction documentation, company...
-
Social Worker/Case Manager
4 weeks ago
Greenwich, Connecticut, United States Pathways, Inc. Full timeJob SummaryPathways, Inc. is seeking a skilled Social Worker/Case Manager to join our team. The ideal candidate will have a master's degree in a mental health field and experience working with individuals with severe mental illness. The successful candidate will be responsible for assessing clients' strengths and needs, developing treatment plans, and...
-
Litigation Attorney
4 weeks ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout Interactive BrokersThis is a hybrid role that combines in-office and remote work. Interactive Brokers Group has been a pioneer in trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being a technology-driven company that challenges the status quo. Our goal is to offer clients the...
-
Mental Health Clinician LCSW
7 months ago
Greenwich, United States Contemporary Care, LLC Full timeContemporary Care, LLC is looking to hire Health Clinicians / Therapists (Children/Adolescent/Adult), LCSWs to become a part of our growing, expert mental healthcare team at our locations in Greenwich and Danbury.We offer a highly competitive commission.General Responsibilities:Provides behavioral health counseling services.Conducts patient assessments and...
-
Compliance Associate
3 months ago
Greenwich, United States Alternative Asset Manager Full timeCompliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...
-
Legal Administrative Assistant
4 weeks ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout Interactive BrokersThis is a hybrid role that requires a highly organized professional to work on immigration, regulatory, litigation, and corporate matters for IBKR. The ideal candidate will be able to multitask and quickly adapt to a fast-paced environment.Responsibilities:Preparation of visa and permanent residency petitions for current or...
-
Hedge Fund Finance Associate
4 weeks ago
Greenwich, Connecticut, United States iCapital Full timeAbout the RoleiCapital is seeking a highly skilled Associate to join its Hedge Fund Finance team. This role involves hands-on operational responsibility for servicing hedge and private equity fund of fund and access fund vehicles in conjunction with third-party administrators.The ideal candidate will manage all fund accounting and financial reporting to...
-
Client Integration FIX Specialist
4 months ago
Greenwich, United States Interactive Brokers Full timeResponsibilities Within IBKR: Interaction with clients, vendors, sales, service desks, legal & compliance, software developers, network engineers and other operation teams to integrate and maintain client connections using FIX ProtocolIntegration work will include analysis, design, development, testing, certification and quality assurance tasks.Additional...
-
Acquisition Associate
3 weeks ago
Greenwich, United States Richman Property Services Full timeRichman Real Estate Investments, Inc. a division of The Richman Group of Companies is currently seeking a Real Estate Acquisitions Associate for a remote position. Here at The Richman Group our mission is to pursue real estate investment, development and property management opportunities responsibly and with integrity for the benefit of our residents and...
-
Compliance Testing Director
4 weeks ago
Greenwich, Connecticut, United States Interactive Brokers Full timeCompliance Testing DirectorInteractive Brokers LLC is seeking a seasoned Compliance Testing Director to lead our compliance testing program. The ideal candidate will have a deep understanding of U.S. securities and/or commodities regulations and experience in designing, maintaining, and managing a compliance testing program.The primary responsibilities of...
-
Senior Data Engineer
2 months ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob Title: Senior Data EngineerAt Interactive Brokers, we are seeking a highly skilled Senior Data Engineer to join our team. As a Senior Data Engineer, you will be responsible for designing, developing, and implementing data pipelines to collect, clean, and transform data from various sources.Key Responsibilities:Design and develop data pipelines to...
-
Technical Operations Specialist
1 month ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob Title: Technical Operations SpecialistAbout the Role:We are seeking a highly skilled Technical Operations Specialist to join our team at Interactive Brokers. As a key member of our technical operations team, you will be responsible for monitoring and providing operational support for our global brokerage system, ensuring seamless trading experiences for...
-
Legal Administrative Assistant
4 weeks ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout Interactive BrokersThis is a hybrid role that combines office and remote work. Interactive Brokers Group has been a leader in trading innovation since 1983. We pride ourselves on being a technology company that challenges the status quo. Our goal is to offer clients the best trading platform with the most sophisticated features at the lowest cost....
-
Senior Data Engineer
5 months ago
Greenwich, United States Interactive Brokers Full timeResponsibilities Within IBKR: Design, develop, and implement data pipelines to collect, clean, and transform data from various sourcesIdentify valuable data sources and automate collection processesUndertake preprocessing of structured and unstructured dataAssist with data labeling and taggingAnalyze large amounts of information to discover trends and...
-
Global Talent Strategist
4 weeks ago
Greenwich, Connecticut, United States iCapital Full timeAbout the RoleiCapital is a leading financial technology platform that powers the world's alternative investment marketplace. Our innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. With approximately $192...
-
Legal Administrative Assistant
4 weeks ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob DescriptionAbout Interactive BrokersThis is a hybrid role with three days in the office and two days remote.Interactive Brokers Group has been at the forefront of trading innovation since 1983. We pride ourselves on being a technology company that challenges the status quo. Our goal is to offer clients the best trading platform with the most...
-
Licensed Clinical Social Worker-Clinician
6 months ago
East Greenwich, United States LifeSpan Full timeSummary: Under the general supervision of the Clinical Director/Unit Chief provides comprehensive clinical services as part of a multi-disciplinary team. This includes the evaluation and treatment of patients presenting with a wide range of psychiatric and physical/environmental stressors using a full range of psychiatric therapeutic interventions...
