Compliance Associate
2 months ago
Compliance Associate
Location: Greenwich, CT (In-Office, 5 days/week)
The Opportunity:
Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.
Key Responsibilities:
- Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).
- Support compliance programs, including mock SEC exams and annual training.
- Assist with legal tasks like NDA review, due diligence requests, and side letter tracking.
- Update and manage the Compliance Manual and policies.
- Handle compliance with the firm’s Code of Ethics, including personal trading and outside business activities.
- Conduct research on regulatory practices and manage compliance processes.
Ideal Candidate:
- 2-5 years of compliance experience within hedge funds, private equity, asset management, or compliance consulting.
- Strong regulatory filing and compliance management skills.
- Detail-oriented with strong organizational and communication skills.
- Tech-savvy and familiar with compliance systems.
-
Compliance Associate
2 months ago
Greenwich, United States Alternative Asset Manager Full timeCompliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...
-
Compliance Associate
3 weeks ago
Greenwich, United States Larson Maddox Full timeA 2.5b AUM global alternative asset manager located in Greenwich, CT is looking to hire a Compliance Associate to their growing team. This is a key role for the business as it will report directly to the GC/CCO and be responsible for closely assisting with the daily operations of the compliance program.Responsibilities:Managing the firm’s Code of Ethics...
-
Compliance Officer
2 weeks ago
Greenwich, Connecticut, United States Larson Maddox Full timeCompliance AssociateLarson Maddox, a 2.5 billion AUM global alternative asset manager, is seeking a Compliance Associate to join their growing team. This key role will report directly to the General Counsel/Chief Compliance Officer and be responsible for assisting with the daily operations of the compliance program.Key Responsibilities:Manage the firm's Code...
-
Compliance Specialist
2 weeks ago
Greenwich, Connecticut, United States Alternative Asset Manager Full timeFirm OverviewA leading alternative investment manager with over $25 billion in committed capital, specializing in the financial services sector. Our collaborative culture, strong benefits, and significant growth opportunities make us an attractive employer.Job SummaryWe are seeking a highly motivated Compliance Associate to join our team, supporting the...
-
Legal & Compliance Analyst
3 weeks ago
Greenwich, United States Alternative Asset Manager Full timeFIRMA top alternative investment manager with over $25 billion in committed capital, specializing in the financial services sector. With a collaborative culture, strong benefits, and significant growth opportunity. Role OverviewFirm is looking to add an Associate to their Compliance team, supporting the Credit business. You’ll work closely with the CCO and...
-
Legal & Compliance Analyst
3 weeks ago
Greenwich, United States Alternative Asset Manager Full timeFIRMA top alternative investment manager with over $25 billion in committed capital, specializing in the financial services sector. With a collaborative culture, strong benefits, and significant growth opportunity. Role OverviewFirm is looking to add an Associate to their Compliance team, supporting the Credit business. You’ll work closely with the CCO and...
-
Corporate Compliance Paralegal
4 days ago
Greenwich, United States Beacon Hill Full timeCorporate Compliance Paralegal - HybridOur client, a private equity firm, is seeking a Corporate Compliance Paralegal for its Greenwich, CT office. This is a hybrid role with all-in compensation ranging up to $100,000.This person should have at least 2 years of Corporate Paralegal experience. This person would ideally have experience with corporate...
-
Corporate Compliance Paralegal
1 week ago
Greenwich, United States Beacon Hill Full timeCorporate Compliance Paralegal - Hybrid Our client, a private equity firm, is seeking a Corporate Compliance Paralegal for its Greenwich, CT office. This is a hybrid role with all-in compensation ranging up to $100,000. This person should have at least 2 years of Corporate Paralegal experience. This person would ideally have experience with corporate...
-
Associate QA Specialist
2 weeks ago
Greenwich, Ohio, United States Amgen Full timeTransform Lives with AmgenAt Amgen, we're driven by a shared mission to serve patients living with serious illnesses. As a Quality Assurance Associate, you'll play a vital role in ensuring the quality of our products and processes.Key Responsibilities:Provide Quality oversight to ensure compliance with current Good Manufacturing Practices (cGMP) and Good...
-
Quality Assurance Senior Associate
2 weeks ago
Greenwich, Ohio, United States Collabera Full time{"Job Title": "Quality Assurance Senior Associate", "Job Description": "Job SummaryWe are seeking a highly skilled Quality Assurance Senior Associate to join our team at Collabera. In this role, you will be responsible for providing quality oversight to ensure that operations products are manufactured, tested, stored, and distributed according to current...
-
Production Associate
2 weeks ago
Greenwich, Connecticut, United States Inova Health System Full timeProduction Associate Job DescriptionAt Bimbo Bakeries USA, we are seeking a highly motivated and detail-oriented Production Associate to join our team. As a key member of our production team, you will be responsible for safely and consistently producing high-quality products for our customers.Key Responsibilities:Operate high-powered machinery and equipment...
-
Senior Quality Assurance Associate
1 week ago
Greenwich, Ohio, United States Collabera Full timeJob SummaryWe are seeking a highly skilled Quality Assurance Senior Associate to join our team at Collabera. The successful candidate will be responsible for providing quality oversight to ensure that operations products are manufactured, tested, stored, and distributed according to current Good Manufacturing Practices (cGMP) and other applicable...
-
Quality Assurance Associate
3 days ago
Greenwich, Ohio, United States Amgen Full timeQuality Assurance Associate RoleAt Amgen, we're committed to serving patients with serious illnesses. As a Quality Assurance Associate, you'll play a vital role in ensuring our manufacturing processes meet the highest standards of quality and compliance.Key Responsibilities:Provide quality oversight to ensure operations products are manufactured, tested,...
-
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout the RoleWe are seeking a highly motivated and experienced litigation attorney to join our General Counsel office in Greenwich, CT, Chicago, IL, or Washington, DC.ResponsibilitiesRepresent the firm in arbitration and other adversarial proceedingsCoordinate with outside counsel on court actions involving the firmRepresent firm employees in third-party...
-
Retail Shop Associate
1 month ago
Greenwich, Connecticut, United States Equinox Full timeJob Title: Retail Shop AssociateWe are seeking a highly motivated and customer-focused Retail Shop Associate to join our team at Equinox in Greenwich, CT.Job Summary:The Retail Shop Associate will provide an unparalleled customer experience to all visitors to Equinox and The Shop. This includes achieving assigned monthly sales goals, ensuring an exceptional...
-
Associate Quality Assurance Specialist
2 weeks ago
Greenwich, Ohio, United States Amgen Full timeQuality Assurance Associate - ManufacturingAmgen is seeking a Quality Assurance Associate to support our manufacturing operations. In this role, you will be responsible for providing quality oversight to ensure that operations products are manufactured, tested, stored, and distributed according to current Good Manufacturing Practices (cGMP), Good...
-
Senior Quality Assurance Associate
6 days ago
Greenwich, Ohio, United States Collabera Full timeJob Title: Quality Assurance Senior AssociateJob Summary:We are seeking a highly skilled Quality Assurance Senior Associate to join our team at Collabera. In this role, you will be responsible for providing quality oversight to ensure that operations products are manufactured, tested, stored, and distributed according to current Good Manufacturing Practices...
-
Quality Assurance Senior Associate
4 weeks ago
Greenwich, Ohio, United States Innova Solutions Full timeJob Title: Quality Assurance Senior AssociateInnova Solutions is seeking a highly skilled Quality Assurance Senior Associate to join our team.About the Role:This is a full-time contract position that will last for 12 months. The successful candidate will work a rotating shift schedule, with varying days and hours.Key Responsibilities:Provide quality...
-
Nursing Department Associate Director
1 week ago
Greenwich, Connecticut, United States Grassi Full timeJob Title: Associate Director of NursingGrassi is seeking an experienced and skilled Associate Director of Nursing to join our team. As a key member of the nursing leadership team, the Associate Director of Nursing will assist the Director of Nursing in planning, developing, organizing, implementing, evaluating, and directing the day-to-day functions of the...
-
Senior Tax Associate
2 weeks ago
Greenwich, Connecticut, United States Andersen Full timeAbout AndersenAt Andersen, we're a trailblazing force in the world of Tax, Valuation, and Business Advisory. With the most extensive global presence among professional services organizations, we offer a thrilling expedition into the world of tax and business expertise.The RoleWe're seeking a Senior Associate to join our Private Client Services practice,...